Regulatory Impact. This Agreement shall be subject to, among other laws, the provisions of the 1940 Act and the 1934 Act and the rules, regulations, and rulings thereunder and of FINRA, from time to time in effect, including such exemptions from the 1940 Act as the SEC may grant, and the terms hereof shall be interpreted and construed in accordance therewith. TCI shall submit to all regulatory and administrative bodies having jurisdiction over the operations of the Account, present or future; and will provide any information, reports or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws or regulations.
Appears in 12 contracts
Samples: Principal Underwriting Agreement (Merrill Lynch Life Variable Annuity Separate Account D), Principal Underwriting Agreement (Merrill Lynch Life Variable Annuity Separate Account D), Principal Underwriting Agreement (Merrill Lynch Life Variable Annuity Separate Account A)
Regulatory Impact. This Agreement shall be subject to, among other laws, the provisions of the 1940 Act and the 1934 Act and the rules, regulations, and rulings thereunder and of FINRA, from time to time in effect, including such exemptions from the 1940 Act as the SEC may grant, and the terms hereof shall be interpreted and construed in accordance therewith. TCI shall submit to all regulatory and administrative bodies having jurisdiction over the operations of the AccountAccount(s), present or future; and will provide any information, reports or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws or regulations.
Appears in 8 contracts
Samples: Principal Underwriting Agreement (TRANSAMERICA ADVISORS LIFE INSURANCE Co OF NEW YORK), Principal Underwriting Agreement (Ml of New York Variable Annuity Separate Account A), Principal Underwriting Agreement (Ml of New York Variable Annuity Separate Account D)
Regulatory Impact. This Agreement shall be subject to, among other laws, state law, the provisions of the 1940 Act and the 1934 Act and the rules, regulations, and rulings thereunder and of the FINRA, from time to time in effect, including such exemptions from the 1940 Act as the SEC may grant, and the terms hereof shall be interpreted and construed in accordance therewith. TCI shall submit to all regulatory and administrative bodies having jurisdiction over the operations of the AccountAccounts, present or future; and will provide any information, reports or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws or regulations.
Appears in 7 contracts
Samples: Principal Underwriting Agreement (Transamerica Life Insurance Co), Principal Underwriting Agreement (Separate Account Vul 3), Principal Underwriting Agreement (Separate Account Va U)
Regulatory Impact. This Agreement shall be subject to, among other laws, state laws, the provisions of the 1940 Act and the 1934 Act and the rules, regulations, and rulings thereunder and of the FINRA, from time to time in effect, including such exemptions from the 1940 Act as the SEC may grant, and the terms hereof shall be interpreted and construed in accordance therewith. TCI shall submit to all regulatory and administrative bodies having jurisdiction over the operations of the AccountAccount(s), present or future; and will provide any information, reports or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws or regulations.
Appears in 4 contracts
Samples: Principal Underwriting Agreement (Transamerica Financial Life Insurance Co), Principal Underwriting Agreement (Tflic Series Life Account), Principal Underwriting Agreement (TFLIC Separate Account VNY)
Regulatory Impact. This Agreement shall be subject to, among other laws, the provisions of the 1940 Act and the 1934 Act and the rules, regulations, and rulings thereunder and of FINRAthe NASD, from time to time in effect, including such exemptions from the 1940 Act as the SEC may grant, and the terms hereof shall be interpreted and construed in accordance therewith. TCI shall submit to all regulatory and administrative bodies having jurisdiction over the operations of the Account, present or future; and will provide any information, reports or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws or regulations.
Appears in 4 contracts
Samples: Principal Underwriting Agreement (Separate Account Va U), Principal Underwriting Agreement (Separate Account VA AA), Principal Underwriting Agreement (Separate Account Va V)
Regulatory Impact. This Agreement shall be subject to, among other laws, the provisions of the 1940 Act and the 1934 Act and the rules, regulations, and rulings thereunder and of the FINRA, from time to time in effect, including such exemptions from the 1940 Act as the SEC may grant, and the terms hereof shall be interpreted and construed in accordance therewith. TCI shall submit to all regulatory and administrative bodies having jurisdiction over the operations of the AccountAccount(s), present or future; and will provide any information, reports or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws or regulations.
Appears in 3 contracts
Samples: Principal Underwriting Agreement (Separate Account VA PP), Principal Underwriting Agreement (Separate Account VA PP), Principal Underwriting Agreement (TFLIC Pooled Account No. 44)
Regulatory Impact. This Agreement shall be subject to, among other laws, state law, the provisions of the 1940 Act and the 1934 Act and the rules, regulations, and rulings thereunder and of FINRA, from time to time in effect, including such exemptions from the 1940 Act as the SEC may grant, and the terms hereof shall be interpreted and construed in accordance therewith. TCI shall submit to all regulatory and administrative bodies having jurisdiction over the operations of the AccountAccount(s), present or future; and will provide any information, reports or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws or regulations.
Appears in 3 contracts
Samples: Principal Underwriting Agreement, Principal Underwriting Agreement (Ml of New York Variable Annuity Separate Account A), Principal Underwriting Agreement (Ml of New York Variable Annuity Separate Account D)
Regulatory Impact. This Agreement shall be subject to, among other laws, the provisions of the 1940 Act and the 1934 Act and the rules, regulations, and rulings thereunder and of FINRA, from time to time in effect, including such exemptions from the 1940 Act as the SEC may grant, and the terms hereof shall be interpreted and construed in accordance therewith. TCI shall submit to all ail regulatory and administrative bodies having jurisdiction over the operations of the Account, present or future; and will provide any information, reports or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws or regulations.
Appears in 1 contract
Samples: Principal Underwriting Agreement (TRANSAMERICA ADVISORS LIFE INSURANCE Co)
Regulatory Impact. This Agreement shall be subject to, among other laws, state law, the provisions of the 1940 Act and the 1934 Act and the rules, regulations, and rulings thereunder and of FINRA, from time to time in effect, including such exemptions from the 1940 Act as the SEC may grant, and the terms hereof shall be interpreted and construed in accordance therewith. TCI shall submit to all regulatory and administrative bodies having jurisdiction over the operations of the Account, present or future; and will provide any information, reports or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws or regulations.
Appears in 1 contract
Samples: Principal Underwriting Agreement (Merrill Lynch Life Variable Annuity Separate Account D)
