Regulatory Statements and Provisions. Introduction and regulatory status of Custodian This global custody regulatory schedule (the "Schedule") supplements the Global Custodial Services Agreement (the "Agreement") in relation to services provided by Citibank, N.A., London Branch (the "Custodian") to you. The Custodian is authorised by the Prudential Regulation Authority (the "PRA") and regulated by the Financial Conduct Authority ("FCA") and the PRA (together the "Regulators"). In providing custodial services pursuant to the Agreement, the Custodian is bound by the rules established by the Regulators contained in the FCA's Handbook of rules and guidance (the "FCA Rules") and the PRA's Handbook of rules and guidance (the "PRA Rules"), including those rules which implement Directive 2014/65/EU. In this Regulatory Schedule, these rules are collectively referred to as the ‘UK Regulatory Rules’). Citibank, N.A. is registered in the United States of America with RSSD ID number 476810 and holds charter no. 1461 issued by the Office of the Comptroller of the Currency. Citibank, N.A.'s principal place of business is 000 Xxxxxxxxx Xxxxxx, Xxx Xxxx, XX 00000, Xxxxxx Xxxxxx xx Xxxxxxx. Its registered office is at 000 Xxxx 00xx Xxxxxx, Xxxxx Xxxxx Xxxxx, Xxxxx Xxxxxx 00000, Xxxxxx Xxxxxx xx Xxxxxxx. Citibank, N.A.'s primary federal regulator is the Office of the Comptroller of the Currency. Citibank, N.A., London Branch, is a branch of Citibank, N.A. which is authorised and regulated by the Office of the Comptroller of the Currency of the United States of America with UK company number FC001835. It is authorised in the UK by the PRA and subject to regulation by the FCA and limited regulation by the PRA. It appears on the UK's financial services register with firm reference number 124704. Citibank, N.A., London Branch is registered as a branch with UK establishment number BR001018. Its UK establishment office address is Citigroup Centre, Canada Square, London E14 5LB. Details about the extent of the Custodian's regulation by the relevant competent authorities are available from the Custodian on request. The contact addresses of the relevant competent authorities are: FCA: Financial Conduct Authority, 00 Xxxxxxxxx Xxxxxx, Xxxxxx X00 0XX, Xxxxxx Xxxxxxx. PRA: Prudential Regulation Authority, 00 Xxxxxxxx, Xxxxxx XX0X 0XX, Xxxxxx Xxxxxxx. Office of the Comptroller of the Currency: 000 0xx Xxxxxx, XX, Xxxxxxxxxx, XX 00000, Xxxxxx Xxxxxx xx Xxxxxxx. Unless otherwise provided for in the Agreement or as notified to ...
Regulatory Statements and Provisions
