Reporting and Breaches Sample Clauses

Reporting and Breaches. Reporting related to the asset mix, sector, duration, credit risk and diversification shall be provided by the Ceding Company to the Reinsurer at least quarterly. Any breach must be reported immediately by the Ceding Company to the Reinsurer upon discovery, and remediated within 30 days of the time at which it becomes known. An extension beyond 30 days may be permitted by mutual agreement of the parties where 30 days is not considered commercially reasonable. Reported breaches in any risk type must be reported monthly by the Ceding Company to the Reinsurer for the subsequent 12-month period. APPENDIX 1 CREDIT FACTORS Issuer Types/Ratings Credit Factors XXXX Central Government & Guarantees XXXX XXXX Provincial & Guarantees AAA XXXX AA+ XXXX AA XXXX BBB XXXX BB XXXX XXXX Other Bonds (Including U.S. Agencies & ABS Tranches) AAA XXXX AA XXXX Issuer Types/Ratings Credit Factors BBB XXXX BB XXXX CCC XXXX CC XXXX Commercial Mortgages NHA XXXX High Quality XXXX Medium Quality XXXX Issuer Types/Ratings Credit Factors Watchlist XXXX Workout XXXX Default XXXX (redacted commercially sensitive information) Redacted EXHIBIT 9 EXECUTION VERSION ADMINISTRATIVE SERVICES AGREEMENT between SUN LIFE INSURANCE AND ANNUITY COMPANY OF NEW YORK New York, New York and THE UNITED STATES BRANCH OF SUN LIFE ASSURANCE COMPANY OF CANADA Wellesley Hills, Massachusetts Page
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Related to Reporting and Breaches

  • SEC Reporting and Compliance (a) Parent filed a registration statement on Form SB-2 under the Securities Act which became effective on February 1, 2002 and was not withdrawn, and a registration statement on Form 10-SB under the Exchange Act, which became effective on October 15, 2001. Since October 15, 2001 and except as set forth on Schedule 3.8, Parent has timely filed with the Commission all registration statements, proxy statements, information statements and reports required to be filed pursuant to the Exchange Act. Parent has not filed with the Commission a certificate on Form 15 pursuant to Rule 12h-3 of the Exchange Act.

  • Monitoring and Reporting Monitoring shareholder transactions and identifying and reporting suspicious activities that are required to be so identified and reported, including suspicious activity reports or Form 8300 reports, and provide other reports of shareholder activity to the Securities and Exchange Commission, the U.S. Treasury Department, the Internal Revenue Service, and other appropriate authorities, in each case consistent with the Unified AML Program.

  • Reporting Compliance The Company is subject to, and is in full compliance in all material respects with, the reporting requirements of Section 13 and Section 15(d), as applicable, of the Exchange Act.

  • Collateral Reporting and Covenants Each Borrower hereby covenants and agrees, on behalf of itself and its Subsidiaries, as applicable below, as follows:

  • REPORTING COVENANTS The Borrower agrees with the Lenders, the Issuers and the Administrative Agent to each of the following, as long as any Obligation or any Revolving Credit Commitment remains outstanding and, in each case, unless the Requisite Lenders otherwise consent in writing:

  • Money Market Fund Compliance Testing and Reporting Services Subject to the authorization and direction of the Trust and, in each case where appropriate, the review and comment by the Trust’s independent accountants and legal counsel, and in accordance with procedures that may be established from time to time between the Trust and the Administrator, the Administrator will:

  • Reporting and Disclosure The Company, from time to time, shall provide government agencies with such reports concerning this Agreement as may be required by law, and the Company shall provide the Executive with such disclosure concerning this Agreement as may be required by law or as the Company may deem appropriate.

  • Reporting Covenant So long as any Guaranteed Obligations shall remain unsatisfied or any Lender shall have any Commitment, each Guarantor agrees that it shall furnish to the Administrative Agent such information respecting the operations, properties, business or condition (financial or otherwise) of such Guarantor or its Subsidiaries as the Administrative Agent, at the request of any Guaranteed Party, may from time to time reasonably request.

  • Reporting Covenants Required Complies Monthly Compliance Statement Monthly within 30 days Yes No Quarterly financial statements Quarterly within 30 days Yes No Annual financial statements (CPA Audited) FYE within 120 days Yes No 10-Q, 10-K and 8-K Within 5 days after filing with SEC Yes No Board approved projections FYE within 60 days Yes No

  • MARKETING AND REPRESENTATIONS 8.1 The Fund or its underwriter shall periodically furnish Insurance Company with the following documents, in quantities as Insurance Company may reasonably request:

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