Reporting Issuer Clause Samples
The Reporting Issuer clause defines whether a company is considered a reporting issuer under applicable securities laws, typically meaning it is subject to ongoing disclosure and reporting obligations to securities regulators. This status often applies to publicly traded companies, requiring them to file regular financial statements, material change reports, and other disclosures to keep investors informed. The core function of this clause is to clarify the company's regulatory status, ensuring all parties understand the compliance requirements and transparency standards that apply to the issuer.
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Reporting Issuer. As at the date hereof, the Company is a “reporting issuer” in each of the Qualifying Jurisdictions within the meaning of the Canadian Securities Laws in such jurisdictions and is not currently in material default of any requirement of the Applicable Securities Laws and the Company is not included on a list of defaulting reporting issuers maintained by any of the Qualifying Authorities.
Reporting Issuer. The Company is a reporting issuer in the provinces of British Columbia and Ontario and is not included in a list of defaulting reporting issuers maintained by the Ontario Securities Commission under the Securities Act (Ontario) or the British Columbia Securities Commission under the Securities Act (British Columbia).
Reporting Issuer. The Company shall be a Reporting Issuer, shall be current on all periodic public filings required to be made with the SEC and shall have a class of securities registered under Section 12 of the Exchange Act.
Reporting Issuer. The Issuer is subject to the reporting ----------------- requirements of the Securities Exchange Act of 1934 (the "34 Act").
Reporting Issuer. The Corporation will make all requisite filings, including filings under appropriate securities commissions to remain a reporting issuer in each of the provinces and territories of Canada in which it is currently a reporting issuer, or the equivalent thereof.
Reporting Issuer. The Company (A) is a “reporting issuer” in each of the provinces of Canada, other than Quebec within the meaning of the applicable Securities Laws, (B) is not in default of any material requirement of the applicable Securities Laws, and (C) is in compliance, in all material respects, with the by-laws, rules, policies and regulations of the CSE;
Reporting Issuer. The Company is a “reporting issuer” or has equivalent status within the meaning of Canadian Securities Laws in each of the Canadian Qualifying Jurisdictions and the Company has not received any correspondence or notice from any Canadian Qualifying Authority concerning a review of any of the Company’s continuous disclosure documents in respect of which any matters remain outstanding; no delisting, prevention or suspension of trading in or cease trading order with respect to any securities of the Company and, to the knowledge of the Company, no such proceeding is pending, contemplated or threatened and no inquiry or investigation (formal or informal) of any Canadian Qualifying Authority, the Commission, the TSX or the NYSE American is in effect or ongoing or, to the knowledge of the Company, expected to be implemented or undertaken with respect to the foregoing.
Reporting Issuer. The Corporation is, and will at the Time of Closing be, a "reporting issuer" (or its equivalent) in each of the provinces of Canada, other than Quebec, and is not in default of any requirement of Applicable Securities Laws in Canada. The Corporation has made timely disclosure of all material changes relating to it and no such disclosure has been made on a confidential basis and there is no material change relating to the Corporation which has occurred with respect to which the requisite material change statement has not been filed.
Reporting Issuer. The Purchaser is a reporting issuer under the Securities Act (Alberta, British Columbia, Ontario and Quebec) and is not in default of any requirement of securities or corporate laws, regulations, orders, notices and policies;
Reporting Issuer. The Company is a “reporting issuer” or the equivalent thereof in each of the Canadian Jurisdictions where such concept exists.