Representations and Warranties of Distributor. Distributor represents and warrants to the Trust that Distributor is and during the term of this Agreement shall remain registered as a broker-dealer under the 1934 Act, admitted as a member with the NASD, and duly registered under applicable state securities laws, and that Distributor is and shall remain during the term of this Agreement in compliance with Section 9(a) of the 1940 Act.
Appears in 7 contracts
Samples: Distribution Agreement (State Farm Mutual Fund Trust), Amended and Restated Distribution Agreement (State Farm Mutual Fund Trust), Amended and Restated Distribution Agreement (State Farm Mutual Fund Trust)
Representations and Warranties of Distributor. Distributor represents and warrants to the Trust Insurer that Distributor is and shall remain registered during the term of this Agreement shall remain registered as a broker-broker- dealer under the 1934 Act, admitted as is a member with the NASD, and is duly registered under applicable state securities laws, and that Distributor is and shall remain during the term of this Agreement in compliance with Section 9(a) of the 1940 Act.
Appears in 4 contracts
Samples: Distribution Agreement (National Variable Life Insurance Account), Distribution Agreement (National Variable Life Insurance Account), Distribution Agreement (LSW Variable Annuity Account I)
Representations and Warranties of Distributor. Distributor represents and warrants to the Trust Insurer that Distributor is and shall remain registered during the term of this Agreement shall remain registered as a broker-dealer under the 1934 Act, admitted as is a member with the NASD, and is duly registered under applicable state securities laws, and that Distributor is and shall remain during the term of this Agreement in compliance with Section 9(a) of the 1940 Act.
Appears in 4 contracts
Samples: Distribution Agreement (ALAC Separate Account 1), Marketing and Selling Agreement (Sage Variable Annuity Account A), Distribution Agreement (Bankers Life Insurance Co of New York Separate Account I)
Representations and Warranties of Distributor. Distributor represents and warrants to the Trust Insurer that Distributor is and shall remain registered during the term of this Agreement shall remain registered as a broker-dealer under the 1934 Act, admitted as is a member with of the NASD, and is duly registered under applicable state securities laws, and that Distributor is and shall remain during the term of this the Agreement in compliance with Section 9(a) of the 1940 Act.
Appears in 4 contracts
Samples: Underwriting Agreement (Equitrust Life Variable Account), Underwriting Agreement (American Equity Life Variable Account), Underwriting Agreement (Equitrust Life Variable Account Ii)
Representations and Warranties of Distributor. Distributor represents and warrants to the Trust that Distributor is and during the term of this Agreement shall remain registered as a broker-dealer under the 1934 Act, admitted as a member with the NASD, and duly registered under applicable state securities laws, and Insurer that Distributor is and shall remain during the term of this Agreement (i) registered as a broker-dealer under the 1934 Act; (ii) a member of the NASD; (iii) duly registered under applicable state securities laws; and (iv) in compliance with Section 9(a) of the 1940 Act.
Appears in 2 contracts
Samples: Underwriting Agreement (American Equity Life Variable Account), Underwriting Agreement (American Equity Life Annuity Account)
Representations and Warranties of Distributor. Distributor represents and warrants to the Trust FNWL that Distributor is and during the term of this Agreement shall remain registered as a broker-dealer under the 1934 Act, admitted as a member with the NASD, and duly registered under applicable state securities laws, and that Distributor is and shall remain during the term of this Agreement in compliance with Section 9(a) of the 1940 Act.
Appears in 2 contracts
Samples: Distribution Agreement (Farmers Annuity Separate Account A), Distribution Agreement (Farmers Annuity Separate Account A)
Representations and Warranties of Distributor. Distributor represents and warrants to the Trust AFLIC that Distributor is and during the term of this Agreement shall remain registered as a broker-dealer under the 1934 Act, admitted as a member with the NASD, and duly registered under applicable state securities laws, and that Distributor is and shall remain during the term of this Agreement in compliance with Section 9(a) of the 1940 Act.
Appears in 2 contracts
Samples: Distribution Agreement (American Family Variable Account I), Distribution Agreement (American Family Variable Account Ii)
Representations and Warranties of Distributor. Distributor represents and warrants to the Trust Insurer that Distributor is and shall remain registered during the term of this Agreement shall remain registered as a broker-broker- dealer under the 1934 Act, admitted as is a member with the NASD, and is duly registered under applicable state securities laws, and that Distributor is and shall remain during the term of this Agreement in compliance with Section 9(a) of the 1940 Act.- 3 -
Appears in 1 contract
Samples: Distribution Agreement (National Variable Life Insurance Account)
Representations and Warranties of Distributor. Distributor represents and warrants to the Trust Insurer that Distributor is and shall remain registered during the term of this Agreement shall remain registered as a broker-dealer under the 1934 Act, admitted as is a member with of the NASD, and is duly registered under applicable state securities laws, and that Distributor is and shall remain during the term of this the Agreement in compliance with Section 9(a) of the 1940 Act.
Appears in 1 contract
Samples: Underwriting Agreement (Southern Farm Bureau Life Variable Account)
Representations and Warranties of Distributor. Distributor represents and warrants to the Trust that Distributor is and during the term of this Agreement shall remain registered as a broker-dealer under the 1934 Act, admitted as a member with the NASD, and duly registered under applicable state securities laws, and that Distributor is and shall remain during the term of this Agreement in compliance with Section 9(a) of the 1940 Act0000 Xxx.
Appears in 1 contract
Samples: Distribution Agreement (State Farm Mutual Fund Trust)
