Representations and Warranties of Distributor. Distributor represents and warrants to Insurer that Distributor is and shall remain registered during the term of this Agreement as a broker-dealer with the SEC under the 1934 Act, is a member of FINRA, and is duly registered under applicable state securities laws, and that Distributor is and shall remain during the term of this Agreement in compliance with Section 9(a) of the 1940 Act.
Appears in 5 contracts
Samples: Amended and Restated Distribution Agreement (Midland National Life Separate Account C), Distribution Agreement (Midland National Life Insurance Co), Distribution Agreement (Midland National Life Insurance Co)
Representations and Warranties of Distributor. Distributor represents and warrants to Insurer the Trust that Distributor is and shall remain registered during the term of this Agreement shall remain registered as a broker-dealer with the SEC under the 1934 Act, is admitted as a member of with FINRA, and is duly registered under applicable state securities laws, and that Distributor is and shall remain during the term of this Agreement in compliance with Section 9(a) of the 1940 Act.
Appears in 1 contract
Samples: Distribution Agreement (State Farm Mutual Fund Trust)
Representations and Warranties of Distributor. Distributor represents and warrants to Insurer that Distributor is and shall remain registered during the term of this Agreement as a broker-dealer with the SEC under the 1934 Act, is a member of FINRA, and is duly registered under applicable state securities laws, and that Distributor is and shall remain during the term of this Agreement in compliance with Section 9(a) of the 1940 Act, and insurance licensed with any state requiring such licensing for Distributor’s activities.
Appears in 1 contract
