Common use of Representations of Advisor Clause in Contracts

Representations of Advisor. The Advisor represents and warrants that: (i) it is either registered as an investment Advisor under the Investment Advisers Act of 1940, as amended ("Advisers Act") (and will continue to be so registered for so long as this Agreement remains in effect); (ii) is not prohibited by the 1940 Act or the Advisers Act from performing the services contemplated by this Agreement; (iii) has met, and will seek to continue to meet for so long as this Agreement remains in effect, any other applicable federal or state requirements, or the applicable requirements of any self-regulatory agency, necessary to be met in order to perform the services contemplated by this Agreement; and (iv) will promptly notify the Trust of the occurrence of any event that would disqualify the Advisor from serving as an investment Advisor of an investment company pursuant to Section 9(a) of the 1940 Act or otherwise.

Appears in 4 contracts

Samples: Forum Funds Investment Advisory Agreement (Forum Funds), Funds Investment Advisory Agreement (Forum Funds), Forum Funds Investment Advisory Agreement (Forum Funds)

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Representations of Advisor. The Advisor Adviser represents and warrants that: (i) it is either registered as an investment Advisor Adviser under the Investment Advisers Act of 1940, as amended ("Advisers Act") (and will continue to be so registered for so long as this Agreement remains in effect); (ii) is not prohibited by the 1940 Act or the Advisers Act from performing the services contemplated by this Agreement; (iii) has met, and will seek to continue to meet for so long as this Agreement remains in effect, any other applicable federal or state requirements, or the applicable requirements of any self-regulatory agency, necessary to be met in order to perform the services contemplated by this Agreement; and (iv) will promptly notify the Trust of the occurrence of any event that would disqualify the Advisor Adviser from serving as an investment Advisor adviser of an investment company pursuant to Section 9(a) of the 1940 Act or otherwise.

Appears in 2 contracts

Samples: Investment Advisory Agreement (Forum Funds), Forum Funds Investment Advisory Agreement (Forum Funds)

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Representations of Advisor. The Advisor Adviser represents and warrants that: (i) it is either registered as an investment Advisor Adviser under the Investment Advisers Act of 1940, as amended ("β€œAdvisers Act"”) (and will continue to be so registered for so long as this Agreement remains in effect); (ii) is not prohibited by the 1940 Act or the Advisers Act from performing the services contemplated by this Agreement; (iii) has met, and will seek to continue to meet for so long as this Agreement remains in effect, any other applicable federal or state requirements, or the applicable requirements of any self-regulatory agency, necessary to be met in order to perform the services contemplated by this Agreement; and (iv) will promptly notify the Trust of the occurrence of any event that would disqualify the Advisor Adviser from serving as an investment Advisor adviser of an investment company pursuant to Section 9(a) of the 1940 Act or otherwise.

Appears in 1 contract

Samples: Investment Advisory Agreement (Forum Funds)

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