Common use of Restrictions on Trading Clause in Contracts

Restrictions on Trading. You understand and agree that we may at any time, at our sole discretion and without prior notice to you, prohibit or restrict your ability to trade securities and/or other property, or to substitute securities, in your Account.

Appears in 14 contracts

Samples: Brokerage Account Agreement, Brokerage Account Agreement, Customer Agreement

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Restrictions on Trading. You understand and agree that we We may at any time, at our sole discretion and without prior notice to you, suspend, prohibit or restrict your ability to trade securities and/or other property, give Instructions or to substitute securities, Securities in your the Account.

Appears in 11 contracts

Samples: Customer Agreement, Customer Agreement, Customer Agreement

Restrictions on Trading. You understand and agree that we may at any time, at in our sole discretion and without prior notice to you, prohibit or restrict your ability to trade securities and/or other propertyor investments, or to substitute securitiesinvestments, in your Brokerage Account.

Appears in 1 contract

Samples: Terms and Conditions

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Restrictions on Trading. You understand and agree that we may at any time, at in our sole discretion and without prior notice to you, prohibit or restrict your ability to trade securities and/or other propertysecurities, or to substitute securities, in your Brokerage Account.

Appears in 1 contract

Samples: Institutional Brokerage Account Agreement

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