Restrictions on Trading. You understand and agree that we may at any time, at our sole discretion and without prior notice to you, prohibit or restrict your ability to trade securities and/or other property, or to substitute securities, in your Account. Xxxxx Stocks. We discourage accounts that are solely established for the delivery and sales of over-the-counter bulletin board and pink sheet securities (non-listed equities).
Appears in 3 contracts
Samples: Basic Brokerage Account Agreement, Basic Brokerage Account Agreement, Brokerage Account Agreement
Restrictions on Trading. You understand and agree that we may at any time, at our sole discretion and without prior notice to you, prohibit or restrict your ability to trade securities and/or other property, or to substitute securities, in your Account. Xxxxx Stocks. We discourage accounts that are solely established for the delivery and sales of over-the-counter bulletin board and pink sheet securities (non-listed equities). Accounts that are found to be used predominantly in this fashion may be subject to closure.
Appears in 3 contracts
Samples: Brokerage Account Agreement, Brokerage Account Agreement, Brokerage Account Agreement
