Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2425 contracts
Samples: Warrant (NextTrip, Inc.), Underwriting Agreement (Medirom Healthcare Technologies Inc.), Common Stock Purchase Warrant (Volitionrx LTD)
Restrictions. The Holder holder hereof acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 186 contracts
Samples: Private Equity Line of Credit Agreement (Integrated Surgical Systems Inc), Preferred Stock Purchase Agreement (Integrated Surgical Systems Inc), Warrant Agreement (Power Efficiency Corp)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registeredregistered or if not exercised on a cashless basis when Rule 144 (or any successor law or rule) is available, will may have restrictions upon resale imposed by state and federal securities laws.
Appears in 100 contracts
Samples: Securities Purchase Agreement (Healthy Choice Wellness Corp.), Security Agreement (Healthier Choices Management Corp.), Securities Purchase Agreement (Healthier Choices Management Corp.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, Warrant will have restrictions upon resale imposed by state and federal securities laws.
Appears in 97 contracts
Samples: Warrant Agreement (Fluent, Inc.), Class a Ordinary Share Purchase Warrant (Prestige Wealth Inc.), Business Development & Marketing Consulting Agreement (Prestige Wealth Inc.)
Restrictions. The Holder hereof acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 50 contracts
Samples: Common Stock Purchase Warrant (Urban-Gro, Inc.), Stock Purchase Warrant (IDS Solar Technologies, Inc.), Stock Purchase Warrant (Secured Diversified Investment LTD)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registeredregistered for resale, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 42 contracts
Samples: Common Stock Purchase Warrant (SKYX Platforms Corp.), Common Stock Purchase Warrant (SKYX Platforms Corp.), Common Stock Purchase Agreement (Ra Medical Systems, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, Warrant will have restrictions upon resale imposed by state and federal securities lawslaws and/or as set forth in the Purchase Agreement.
Appears in 41 contracts
Samples: Common Stock Purchase Warrant (Rock Creek Pharmaceuticals, Inc.), Common Stock Purchase Warrant (Rock Creek Pharmaceuticals, Inc.), Securities Purchase and Registration Rights Agreement (Rock Creek Pharmaceuticals, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, will Warrant may have restrictions upon its resale imposed by state and federal securities laws.
Appears in 37 contracts
Samples: Warrant Agreement (Ondas Holdings Inc.), Warrant Agreement (Full Spectrum Inc.), Securities Purchase Agreement (QS Energy, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registeredregistered or if not exercised on a cashless basis when Rule 144 is available, will may have restrictions upon resale imposed by state and federal securities laws.
Appears in 37 contracts
Samples: Security Agreement (NightFood Holdings, Inc.), Security Agreement (Gaming Technologies, Inc.), Security Agreement (Curative Biotechnology Inc)
Restrictions. The Holder acknowledges that the Warrant Shares ADSs acquired upon the exercise of this Warrant, if not registered, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 32 contracts
Samples: Securities Agreement (Biodexa Pharmaceuticals PLC), Securities Agreement (Biodexa Pharmaceuticals PLC), Security Agreement (Biodexa Pharmaceuticals PLC)
Restrictions. The Holder holder hereof acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, will have restrictions upon resale imposed by state and federal securities lawslaws and by the Agreement.
Appears in 21 contracts
Samples: Warrant Agreement (Vitro Biopharma, Inc.), Warrant Agreement (Vitro Biopharma, Inc.), Stock Purchase Warrant (MAGELLAN GOLD Corp)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, will may have restrictions upon resale imposed by state and federal securities laws.
Appears in 19 contracts
Samples: Securities Agreement (Inseego Corp.), Common Stock Purchase Warrant (Globalstar, Inc.), Common Stock Purchase Warrant (Energy Focus, Inc/De)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registeredregistered or if not exercised on a cashless basis when Rule 144 is available, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 17 contracts
Samples: Security Agreement (SEALSQ Corp), Security Agreement (SEALSQ Corp), Security Agreement (SEALSQ Corp)
Restrictions. The Holder hereof acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, will have restrictions upon resale imposed by the state and federal Federal securities laws.
Appears in 16 contracts
Samples: Series a Stock Purchase Warrant (Savoy Resources Corp), Warrant Agreement (Savoy Resources Corp), Warrant Agreement (Savoy Resources Corp)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, Warrant will have restrictions upon its resale imposed by state and federal securities laws.
Appears in 14 contracts
Samples: Note Purchase Agreement (QS Energy, Inc.), Note Purchase Agreement (QS Energy, Inc.), Note Purchase Agreement (QS Energy, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered will have restrictions upon resale imposed by state and federal securities laws.
Appears in 13 contracts
Samples: Series a Common Stock Purchase Warrant (Algorhythm Holdings, Inc.), Common Stock Purchase Warrant (Guided Therapeutics Inc), Common Stock Purchase Warrant (Guided Therapeutics Inc)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 11 contracts
Samples: Common Stock Purchase Warrant (Specificity, Inc.), Securities Agreement (BTCS Inc.), Security Agreement (BTCS Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 11 contracts
Samples: Selling Agency Agreement (To the Stars Academy of Arts & Science Inc.), Selling Agency Agreement (To the Stars Academy of Arts & Science Inc.), Warrant Agreement (DanDrit Biotech USA, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registeredregistered or otherwise released by a Restriction Termination, will have restrictions upon resale imposed by state and federal the applicable securities laws.
Appears in 10 contracts
Samples: Securities Purchase Agreement (Medigus Ltd.), Securities Purchase Agreement (Medigus Ltd.), Securities Purchase Agreement (Medigus Ltd.)
Restrictions. The Holder holder hereof acknowledges that the ------------ Warrant Shares acquired upon the exercise of this Warrant, if not registered, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 10 contracts
Samples: Stock Purchase Warrant (Inchorus Com), Warrant Agreement (Absolutefuture Com), Stock Purchase Warrant (Worldwide Wireless Networks Inc)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, Warrant will have restrictions upon resale imposed by state and federal securities lawslaws unless (i) such Warrant Shares are registered; or (ii) the resale of the Warrant Shares satisfies an exemption from registration under the Securities Act.
Appears in 10 contracts
Samples: Common Stock Purchase Warrant (Renovaro Inc.), Common Stock Purchase Warrant (Theralink Technologies, Inc.), Warrant Agreement (Renovaro Biosciences Inc.)
Restrictions. The Holder hereof acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, will have restrictions upon resale imposed by state and federal Federal securities laws.
Appears in 10 contracts
Samples: Warrant Agreement (Banjo & Matilda, Inc.), Stock Purchase Warrant (Pollution Research & Control Corp /Ca/), Stock Purchase Warrant (Pollution Research & Control Corp /Ca/)
Restrictions. The Holder acknowledges that the Holder’s sale or transfer of the Warrant Shares acquired upon the exercise of this WarrantShares, if not registered, will have be subject to restrictions upon resale imposed by state and federal securities laws.
Appears in 10 contracts
Samples: Securities Purchase Agreement (Bullion River Gold Corp), Securities Purchase Agreement (Red Lake Exploration Inc.), Security Agreement (Bullion River Gold Corp)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, Warrant will have restrictions upon resale imposed by state and federal securities lawslaws and/or as set forth in the Securities Purchase and Registration Rights Agreement, dated September 15, 2005, by and between the Company and the Holder.
Appears in 9 contracts
Samples: Common Stock Purchase Warrant (Star Scientific Inc), Common Stock Purchase Warrant (Star Scientific Inc), Common Stock Purchase Warrant (Star Scientific Inc)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registeredregistered for resale by the Holder, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 9 contracts
Samples: Common Stock Purchase Warrant (SANUWAVE Health, Inc.), Common Stock Purchase Warrant (SANUWAVE Health, Inc.), Common Stock Purchase Warrant (SANUWAVE Health, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registeredregistered at such time, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 8 contracts
Samples: Warrant Agreement (OverNear, Inc.), Warrant Agreement (As Seen on TV, Inc.), Warrant Agreement (OverNear, Inc.)
Restrictions. The Holder acknowledges that this Warrant and the Warrant Shares acquired upon the exercise of this Warrant, if not registered, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 8 contracts
Samples: Security Agreement (New Horizon Aircraft Ltd.), Security Issuance Agreement (Envoy Medical, Inc.), Security Agreement (Digital Angel Corp)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, will have must comply with the applicable restrictions upon resale imposed by state and federal securities laws.
Appears in 8 contracts
Samples: Securities Purchase Agreement (Gritstone Bio, Inc.), Warrant Agreement (Gritstone Bio, Inc.), Warrant Agreement (Gritstone Bio, Inc.)
Restrictions. The Holder acknowledges that the Warrant ------------ Shares acquired upon the exercise of this Warrant, if not registered, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 8 contracts
Samples: Common Stock Purchase Agreement (Valicert Inc), Securities Agreement (Elinear Inc), Securities Agreement (Elinear Inc)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registeredregistered and Rule 144 is available, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 8 contracts
Samples: Security Agreement (Blue Chip Capital Group Inc.), Security Agreement (Blue Chip Capital Group Inc.), Securities Agreement (Blue Chip Capital Group Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if Warrant will not registered, be registered and will have restrictions upon resale imposed by state and federal securities laws.
Appears in 8 contracts
Samples: Security Agreement (AppTech Payments Corp.), Shareholder Agreement (AppTech Payments Corp.), Warrant Agreement (AppTech Payments Corp.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, will have restrictions upon resale imposed by state and federal securities laws. By exercising this Warrant, the Holder consents to any restrictive legend the Company may require to ensure compliance with state and federal securities laws, if applicable.
Appears in 7 contracts
Samples: Common Share Purchase Warrant (Cryomass Technologies, Inc.), Common Share Purchase Warrant (Cryomass Technologies, Inc.), Common Share Purchase Warrant (Cryomass Technologies, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registeredregistered or exempt from registration, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 6 contracts
Samples: Ordinary Share Purchase Warrant (Captivision Inc.), Pre Funded Ordinary Share Purchase Warrant (Recon Technology, LTD), Warrant Agreement (Pinstripes Holdings, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares ------------ acquired upon the exercise of this Warrant, if not registered, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 6 contracts
Samples: Common Stock Purchase Warrant (Valicert Inc), Securities Agreement (Houston American Energy Corp), Common Stock Purchase Warrant (Cytogen Corp)
Restrictions. The By acceptance hereof, the Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, will Warrant have restrictions upon their resale imposed by state and federal securities laws.
Appears in 6 contracts
Samples: Warrant Agreement (Camber Energy, Inc.), Warrant Agreement (Rockdale Resources Corp), Warrant Agreement (Rockdale Resources Corp)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, Warrant will have restrictions upon resale imposed by state and federal securities lawslaws and/or as set forth in the Securities Purchase and Registration Rights Agreement, dated February 25, 2005, by and between the Company and the Holder.
Appears in 6 contracts
Samples: Common Stock Purchase Warrant (Star Scientific Inc), Common Stock Purchase Warrant (Star Scientific Inc), Common Stock Purchase Warrant (Star Scientific Inc)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, will have restrictions upon resale imposed by state and state, federal or other applicable securities laws.
Appears in 6 contracts
Samples: Common Stock Purchase Agreement (Biostage, Inc.), Common Stock Purchase Warrant (Biostage, Inc.), Common Stock Purchase Agreement (Biostage, Inc.)
Restrictions. The Holder acknowledges that the Ordinary Shares underlying the Warrant Shares ADSs acquired upon the exercise of this Warrant, if not registered, Warrant will have restrictions upon resale imposed by state and federal securities laws.
Appears in 6 contracts
Samples: Security Agreement (CollPlant Biotechnologies LTD), Security Agreement (CollPlant Holdings Ltd.), Security Agreement (CollPlant Holdings Ltd.)
Restrictions. The Holder holder hereof acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, will have restrictions upon resale imposed by state and federal securities lawslaws as referenced in the Securities Purchase Agreement.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Terra Energy & Resource Technologies, Inc.), Securities Purchase Agreement (Terra Energy & Resource Technologies, Inc.), Consulting Agreement (Terra Energy & Resource Technologies, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, will have restrictions upon resale imposed by state and federal securities lawslaws and set forth in the Securities Purchase Agreement.
Appears in 5 contracts
Samples: Securities Agreement (Synova Healthcare Group Inc), Securities Agreement (Synova Healthcare Group Inc), Securities Agreement (Synova Healthcare Group Inc)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registeredregistered or otherwise relying on an exemption under applicable securities laws, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 5 contracts
Samples: Security Agreement (Jacksam Corp), Common Stock Purchase Warrant (Avalanche International, Corp.), Common Stock Purchase Warrant (Alliance MMA, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise Exercise of this Warrant, if not registered, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 5 contracts
Samples: Common Stock Purchase Warrant (Akorn Inc), Common Stock Purchase Warrant (Akorn Inc), Reimbursement and Warrant Agreement (Akorn Inc)
Restrictions. The Holder acknowledges that the Warrant Shares shares acquired upon the exercise of this Warrant, if not registered, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 5 contracts
Samples: Warrant Agreement (American Spectrum Realty Inc), Warrant Agreement (Lipid Sciences Inc/), Warrant Agreement (Lipid Sciences Inc/)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, Warrant will have restrictions upon resale imposed by state and federal securities lawslaws and as set forth in the Subscription Agreement pursuant to which this Warrant was issued.
Appears in 5 contracts
Samples: Warrant Agreement (Kintara Therapeutics, Inc.), Warrant Agreement (Telomir Pharmaceuticals, Inc.), Warrant Agreement (Telomir Pharmaceuticals, Inc.)
Restrictions. The By acceptance hereof, the Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, will Warrant have restrictions upon their resale imposed by state and federal securities laws.
Appears in 5 contracts
Samples: Share Exchange Agreement (Monaker Group, Inc.), Common Stock Purchase Warrant (Monaker Group, Inc.), Common Stock Purchase Warrant (Monaker Group, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares shares and the underlying shares of Common Stock acquired upon the exercise of this Warrant, if not registered, will have restrictions upon resale imposed by state and federal or foreign securities laws.
Appears in 5 contracts
Samples: Common Stock Purchase Warrant (Basanite, Inc.), Common Stock Purchase Warrant (Basanite, Inc.), Warrant Agreement (Basanite, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, will have restrictions upon resale imposed by U.S. state and federal securities laws.
Appears in 5 contracts
Samples: Security Agreement (Digihost Technology Inc.), Common Shares Purchase Warrant (Digihost Technology Inc.), Common Shares Purchase Warrant (Digihost Technology Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, or unless Rule 144 is available, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 4 contracts
Samples: Common Stock Purchase Warrant (Alternus Energy Inc.), Common Stock Purchase Warrant (Alternus Energy Inc.), Security Agreement (Alternus Energy Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registeredregistered under the Securities Act, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 4 contracts
Samples: Common Stock Purchase Warrant (Cytrx Corp), Common Stock Purchase Warrant (HSW International, Inc.), Warrant Agreement (Cytrx Corp)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, will have restrictions upon resale imposed by state and state, federal or foreign securities laws.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Canoo Inc.), Securities Purchase Agreement (Canoo Inc.), Common Stock and Common Warrant Subscription Agreement (Canoo Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, will have restrictions upon resale imposed by state and U.S. federal and Israeli securities laws.
Appears in 4 contracts
Samples: Security Agreement (Tower Semiconductor LTD), Security Agreement (Tower Semiconductor LTD), Securities Agreement (Silicom LTD)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, Warrant will have restrictions upon resale imposed by state and federal securities lawslaws and will have an appropriate legend imprinted thereon.
Appears in 4 contracts
Samples: Common Stock Purchase Warrant (Fortress Biotech, Inc.), Common Stock Purchase Warrant (Fortress Biotech, Inc.), Securities Agreement (Keryx Biopharmaceuticals Inc)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, will have restrictions upon resale imposed by state and federal Federal securities laws.
Appears in 4 contracts
Samples: Security Agreement (Amish Naturals, Inc.), Security Agreement (Amish Naturals, Inc.), Security Agreement (Pure Bioscience)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, will have must comply with the applicable restrictions upon resale imposed by state and federal securities laws. 20.
Appears in 4 contracts
Samples: Warrant Agreement (Genocea Biosciences, Inc.), Securities Purchase Agreement (Genocea Biosciences, Inc.), Warrant Agreement (Genocea Biosciences, Inc.)
Restrictions. The Holder acknowledges that the Warrant ADSs and the underlying Ordinary Shares acquired upon the exercise of this Warrant, if not registered, will have restrictions upon resale imposed by state and federal or foreign securities laws.
Appears in 4 contracts
Samples: Security Agreement (Anchiano Therapeutics Ltd.), Securities Agreement (SciSparc Ltd./Adr), Securities Agreement (SciSparc Ltd./Adr)
Restrictions. The Holder acknowledges that the Warrant Shares and Additional Warrant Shares acquired upon the exercise of this Warrant, if not registered, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 4 contracts
Samples: Security Agreement (Matritech Inc/De/), Securities Agreement (Matritech Inc/De/), Security Agreement (Matritech Inc/De/)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, Warrant will have restrictions upon resale imposed by state and federal securities lawslaws unless (i) such Warrant Shares are registered; (ii) the Holder utilizes cashless exercise after holding the Warrant for the applicable holding period required to satisfy Rule 144; or (iii) the resale of the Warrant Shares satisfies another exemption under the Securities Act.
Appears in 3 contracts
Samples: Common Stock Purchase Warrant (Hoth Therapeutics, Inc.), Common Stock Purchase Warrant (Amesite Inc.), Common Stock Purchase Warrant (Amesite Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not then registered, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 3 contracts
Samples: Securities Agreement (Atossa Genetics Inc), Securities Agreement (Atossa Genetics Inc), Warrant Agreement (Atossa Genetics Inc)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon ------------ the exercise of this Warrant, if not registered, will Warrant may have restrictions upon its resale imposed by state and federal securities laws.
Appears in 3 contracts
Samples: Joint Services Agreement (Bamboo Com Inc), Joint Services Agreement (Bamboo Com Inc), Joint Services Agreement (Bamboo Com Inc)
Restrictions. The Holder holder hereof acknowledges that the Warrant ------------ Shares acquired upon the exercise of this Warrant, if not registered, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 3 contracts
Samples: Stock Purchase Warrant (Razorfish Inc), Warrant Agreement (Impco Technologies Inc), Stock Purchase Warrant (Razorfish Inc)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, will have restrictions upon resale imposed by state and federal securities lawslaws unless the Holder complies with Rule 144.
Appears in 3 contracts
Samples: Warrant Agreement (SharpLink Gaming Ltd.), Warrant Agreement (SharpLink Gaming Ltd.), Warrant Agreement (Mer Telemanagement Solutions LTD)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not exercise the Warrant in accordance with Section 2(c) hereof, it will have restrictions upon resale imposed by state and federal securities laws.
Appears in 3 contracts
Samples: Underwriting Agreement (NLS Pharmaceutics Ltd.), Common Share Purchase Warrant (NLS Pharmaceutics Ltd.), Underwriting Agreement (NLS Pharmaceutics Ltd.)
Restrictions. The Holder acknowledges that the Preferred Warrant Shares acquired issuable upon the exercise of this Warrant, if not registered, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 3 contracts
Samples: Preferred Stock Purchase Warrant (Biolase, Inc), Preferred Stock Purchase Warrant (Biolase, Inc), Preferred Stock Purchase Warrant (Biolase, Inc)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, will Warrant may have restrictions upon resale imposed by state and federal securities laws.
Appears in 3 contracts
Samples: Common Stock Purchase Warrant (Veritone, Inc.), Security Agreement (Cleveland Biolabs Inc), Security Agreement (Cleveland Biolabs Inc)
Restrictions. The Holder Holder, by acceptance of this Warrant, acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, will Warrant may have restrictions upon resale imposed by state and federal securities laws. The Holder, by acceptance of this Warrant, covenants to comply with any such restrictions upon resale imposed by state and federal securities laws.
Appears in 3 contracts
Samples: Common Stock Purchase Warrant (Qualigen Therapeutics, Inc.), Common Stock Purchase Warrant (Qualigen Therapeutics, Inc.), Common Stock Purchase Warrant (Qualigen Therapeutics, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, will Warrant shall have restrictions upon its resale imposed by state and federal securities laws.
Appears in 3 contracts
Samples: Note and Warrant Purchase Agreement (Nanosphere Inc), Note and Warrant Purchase Agreement (Nanosphere Inc), Note and Warrant Purchase Agreement (Nanosphere Inc)
Restrictions. The Holder hereof acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registeredregistered or exempt from registration, will have restrictions upon resale imposed by state and federal Federal securities laws.
Appears in 3 contracts
Samples: Stock Purchase Warrant (Arkados Group, Inc.), Stock Purchase Warrant (Cdknet Com Inc), Stock Purchase Warrant (Venus Beauty Supply Inc)
Restrictions. The Holder Hxxxxx acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 3 contracts
Samples: Security Agreement (Discovery Energy Corp.), Security Agreement (Discovery Energy Corp.), Securities Agreement (Vubotics Inc)
Restrictions. The Holder holder hereof acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, will have restrictions upon resale imposed by state and federal securities lawslaws as referenced in the Subscription Agreement.
Appears in 3 contracts
Samples: Subscription Agreement (Terra Energy & Resource Technologies, Inc.), Subscription Agreement (Terra Energy & Resource Technologies, Inc.), Subscription Agreement (Terra Energy & Resource Technologies, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, or eligible for resale without volume or manner-of-sale limitations pursuant to Rule 144, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 3 contracts
Samples: Security Agreement (WaferGen Bio-Systems, Inc.), Securities Agreement (WaferGen Bio-Systems, Inc.), Security Agreement (WaferGen Bio-Systems, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, will have restrictions upon resale imposed by state and federal securities lawslaws and/or as set forth in the Purchase Agreement.
Appears in 3 contracts
Samples: Securities Agreement (Star Scientific Inc), Securities Agreement (Star Scientific Inc), Securities Agreement (Star Scientific Inc)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered will have restrictions be subject to restriction upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Samples: Securities Purchase Agreement (pSivida Corp.), Common Stock Purchase Warrant (EyePoint Pharmaceuticals, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, Warrant will have restrictions upon resale imposed by state and federal securities lawslaws and/or as set forth in the Securities Purchase and Registration Rights Agreement, dated February 28, 2005, by and between the Company and the Holder.
Appears in 2 contracts
Samples: Common Stock Purchase Warrant (Star Scientific Inc), Common Stock Purchase Warrant (Star Scientific Inc)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize net share settlement, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Samples: Common Stock Purchase Warrant (Gold Royalty Corp.), Common Stock Purchase Warrant (Gold Royalty Corp.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Purchase Warrant, if not registered, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Samples: Underwriting Agreement (Oranco Inc), Underwriting Agreement (Earlyworks Co., Ltd.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, will may have restrictions upon resale imposed by state and federal or foreign securities laws.
Appears in 2 contracts
Samples: Ordinary Share Purchase Warrant (Primech Holdings LTD), Ordinary Share Purchase Warrant (Primech Holdings LTD)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if the issuance is not then registered, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Samples: Common Stock Purchase Warrant (Vallon Pharmaceuticals, Inc.), Common Stock Purchase Warrant (Salarius Pharmaceuticals, Inc.)
Restrictions. The Holder acknowledges that the Class A Warrant Shares acquired upon the exercise of this Class A Warrant, if not registered, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Samples: Security Agreement (Protea Biosciences Group, Inc.), Security Agreement (Protea Biosciences Group, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, will have restrictions upon resale imposed by state and state, federal or foreign securities laws.. (h)
Appears in 2 contracts
Samples: Securities Purchase Agreement (Canoo Inc.), Securities Purchase Agreement (Canoo Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, will have restrictions upon resale imposed by state and federal securities laws.”
Appears in 2 contracts
Samples: Warrant Amendment Agreement (Senesco Technologies Inc), Warrant Amendment Agreement (Senesco Technologies Inc)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrantthe Unit Purchase Warrant and the Warrants included therein, if not registered, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Samples: Securities Agreement (Sub-Urban Brands, Inc.), Secured Convertible Note (Nuevo Financial Center, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Samples: Stock Purchase Warrant (Lj International Inc), Stock Purchase Warrant (Lj International Inc)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, will have may be subject to restrictions upon relating to resale imposed by state and federal securities laws.
Appears in 2 contracts
Samples: Subscription and Purchase Agreement (CASI Pharmaceuticals, Inc.), Subscription and Purchase Agreement (CASI Pharmaceuticals, Inc.)
Restrictions. The Holder acknowledges that if the acquisition of the Warrant Shares acquired upon the exercise of this WarrantWarrant is not registered under the Securities Act, if not registered, then the Warrant Shares will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Samples: Common Stock Purchase Warrant (GeoVax Labs, Inc.), Common Stock Purchase Warrant (GeoVax Labs, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, will have restrictions upon resale imposed by state and federal securities laws..
Appears in 2 contracts
Samples: Underwriting Agreement (Medirom Healthcare Technologies Inc.), Underwriting Agreement (Medirom Healthcare Technologies Inc.)
Restrictions. The Holder acknowledges that the Holder's sale or transfer of the Warrant Shares acquired upon the exercise of this WarrantShares, if not registered, will have be subject to restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Samples: Unit Purchase Agreement (Bullion River Gold Corp), Security Agreement (Bullion River Gold Corp)
Restrictions. The Holder acknowledges that the Warrant Shares acquired ------------ upon the exercise of this Warrant, if not registered, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Samples: Securities Agreement (Network Installation Corp), Securities Agreement (Network Installation Corp)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, will have restrictions upon resale imposed by state and federal all applicable securities laws.
Appears in 2 contracts
Samples: Warrant Agreement (uniQure N.V.), Warrant Agreement (uniQure N.V.)
Restrictions. The Holder acknowledges that the Preferred Warrant Shares acquired upon the exercise of this Warrant, if not registered, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Samples: Preferred Stock Purchase Warrant (Wisa Technologies, Inc.), Warrant Agency Agreement (Wisa Technologies, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registeredregistered or otherwise eligible for unrestricted issuance pursuant to Rule 144, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Samples: Security Agreement (Biovest International Inc), Security Agreement (Biovest International Inc)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, will have restrictions upon resale imposed by state and federal securities lawslaws and by the Agreement.
Appears in 2 contracts
Samples: Stock Purchase Warrant (Hawaiian Natural Water Co Inc), Stock Purchase Warrant (Hawaiian Natural Water Co Inc)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, will have restrictions upon resale imposed by state state, provincial and federal securities laws.
Appears in 2 contracts
Samples: Security Agreement (Bionik Laboratories Corp.), Security Agreement (Bionik Laboratories Corp.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Class A Warrant, if not registered, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 1 contract
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrantthe Warrants, if not registered, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 1 contract
Samples: Securities Agreement (Tagalder Global Investment, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Purchase Warrant, if not registered, will may have restrictions upon resale imposed by state and federal securities laws.
Appears in 1 contract
Samples: Underwriting Agreement (New Century Logistics (BVI) LTD)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registeredregistered and an exemption from registration under the 1933 Act is not available, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 1 contract
Restrictions. The Holder acknowledges that the Warrant Shares Units acquired upon the exercise of this Warrant, and securities underlying the Warrant Units, if not registered, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 1 contract
Restrictions. The Holder acknowledges that the any Warrant Shares acquired upon the exercise of this Warrant, if not registered, other than in a registered transaction will have restrictions upon resale imposed by state and federal securities laws.
Appears in 1 contract
Restrictions. The Holder acknowledges that the Warrant Shares and/or BVTI Warrant Shares acquired upon the exercise of this Warrant, if not registered, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 1 contract
Samples: Securities Purchase Agreement (Accentia Biopharmaceuticals Inc)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, Warrant will have restrictions upon resale imposed by state and federal securities lawslaws and/or as set forth in the Loan Agreement.
Appears in 1 contract
