Common use of Risks of Client Assets Received or Held Clause in Contracts

Risks of Client Assets Received or Held. OUTSIDE HONG KONG Client assets received or held by the Broker or its nominee(s) outside Hong Kong are subject to the applicable laws and regulations of the relevant overseas jurisdiction which may be different from the Securities and Futures Ordinance (Cap. 571) and the rules made thereunder. Consequently, such client assets may not enjoy the same protection as that conferred on client assets received or held in Hong Kong.

Appears in 4 contracts

Samples: Cash Client Agreement, Agreement, Agreement

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Risks of Client Assets Received or Held. OUTSIDE HONG KONG Client assets received or held by the Broker licensed or its nominee(s) registered person outside Hong Kong are subject to the applicable laws and regulations of the relevant overseas jurisdiction which may be different from the Securities and Futures Ordinance (Cap. 571Cap.571) and the rules made thereundertherein. Consequently, such client assets may not enjoy the same protection as that conferred on client assets received or held in Hong Kong.

Appears in 3 contracts

Samples: Securities Client Agreement, S Agreement, S Agreement

Risks of Client Assets Received or Held. OUTSIDE HONG KONG Client assets received or held by the Broker licensed or its nominee(s) registered person outside Hong Kong are subject to the applicable laws and regulations of the relevant overseas jurisdiction which may be different from the Securities and Futures Ordinance (Cap. 571Cap.571) and the rules made thereunderthere under. Consequently, such client assets may not enjoy the same protection as that conferred on client assets received or held in Hong Kong.

Appears in 1 contract

Samples: www.ctimes.hk

Risks of Client Assets Received or Held. OUTSIDE HONG KONG Outside Hong Kong Client assets received or held by the Broker licensed or its nominee(s) registered person outside Hong Kong are subject to the applicable laws and regulations of the relevant overseas jurisdiction which may be different from the Securities and Futures Ordinance (Cap. 571Cap.571) and the rules made thereunder. Consequently, such client assets may not enjoy the same protection as that conferred on client assets received or held in Hong Kong.

Appears in 1 contract

Samples: Public Bank

Risks of Client Assets Received or Held. OUTSIDE HONG KONG Client assets received or held by the Broker licensed or its nominee(s) registered person outside Hong Kong are subject to the applicable laws and regulations of the relevant overseas jurisdiction which may be different from the Securities and Futures Ordinance (Cap. 571Cap.571 of the Laws of Hong Kong) and the rules made thereunder. Consequently, such client assets may not enjoy the same protection as that conferred on client assets received or held in Hong Kong.. In relation to Non-Hong Kong Securities or Securities held outside Hong Kong, the Broker or the Broker’s agent can, without specific authority from the Client: -

Appears in 1 contract

Samples: www.chinahkls.com

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Risks of Client Assets Received or Held. OUTSIDE HONG KONG Client Your assets received or held by the Broker or its nominee(s) outside Hong Kong are subject to the applicable laws and regulations of the relevant overseas jurisdiction which may be different from the Securities and Futures Ordinance (Cap. 571) and the rules made thereunder. Consequently, such client assets may not enjoy the same protection as that conferred on client your assets received or held in Hong Kong.

Appears in 1 contract

Samples: www.rffg.com.hk

Risks of Client Assets Received or Held. OUTSIDE HONG KONG Client assets received or held by the The Broker or its nominee(s) outside Hong Kong are subject to the applicable laws and regulations of the relevant overseas jurisdiction which may be different from the Securities and Futures Ordinance (Cap. 571) and the rules made thereunder. Consequently, such client assets may not enjoy the same protection as that conferred on client assets received or held in Hong Kong.

Appears in 1 contract

Samples: www.dfsecurities.com

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