SALES LOADS. Any and all upfront commissions on sales of Shares notified by a Fund in writing to the Distributor in respect of a particular Financial Intermediary up to the maximum such upfront commission rate set forth in the Registration Statement, including the Prospectus, filed with the SEC and in effect at the time of sale of such Shares. Such commissions shall not exceed 7.25% of the applicable sale amount and shall be paid by the Distributor to the applicable Financial Intermediaries as set forth in the Registration Statement and only after, for so long as and to the extent that the Distributor has received such sales loads from the applicable Fund.
Appears in 5 contracts
Sources: Distribution Agreement (Forum Real Estate Income Fund), Distribution Agreement (Forum CRE Income Fund), Distribution Agreement (Vivaldi Opportunities Fund)
SALES LOADS. Any and all upfront commissions on sales of Shares notified by a the Fund in writing to the Distributor in respect of a particular Financial Intermediary up to the maximum such upfront commission rate set forth in the Registration Statement, including the Prospectus, filed with the SEC and in effect at the time of sale of such Shares. Such commissions shall not exceed 7.25% the percentages of the applicable sale amount set forth in the Registration Statement and shall be paid by the Distributor to the applicable Financial Intermediaries as set forth in the Registration Statement and only after, for so long as and to the extent that the Distributor has received such sales loads from the applicable Fund.
Appears in 4 contracts
Sources: Distribution Agreement (TCG Strategic Income Fund), Distribution Agreement (Hamilton Lane Credit Income Fund), Distribution Agreement (Pursuit Asset-Based Income Fund)
SALES LOADS. Any and all upfront commissions on sales of Shares notified by a the Fund in writing to the Distributor in respect of a particular Financial Intermediary up to the maximum such upfront commission rate set forth in the Registration Statement, including the Prospectus, filed with the SEC and in effect at the time of sale of such Shares. Such commissions shall not exceed 7.25% of the applicable sale amount and shall be paid by the Distributor to the applicable Financial Intermediaries as set forth in the Registration Statement and only after, for so long as and to the extent that the Distributor has received such sales loads from the applicable Fund.
Appears in 3 contracts
Sources: Distribution Agreement (Forum Real Estate Income Fund), Distribution Agreement (Forum Real Estate Income Fund), Distribution Agreement (Forum Real Estate Income Fund)
SALES LOADS. Any and all upfront commissions on sales of Shares Units notified by a Fund in writing to the Distributor in respect of a particular Financial Intermediary up to the maximum such upfront commission rate set forth in the Registration Statement, including the Prospectus, filed with the SEC and in effect at the time of sale of such SharesUnits. Such commissions shall not exceed 7.255.75% of the applicable sale amount and shall be paid by the Distributor to the applicable Financial Intermediaries as set forth in the Registration Statement and only after, for so long as and to the extent that the Distributor has received such sales loads from the applicable Fund.
Appears in 2 contracts
Sources: Distribution Agreement (Ellington Income Opportunities Fund), Distribution Agreement (Ellington Income Opportunities Fund)
SALES LOADS. Any and all upfront commissions on sales of Shares notified by a Fund in writing to the Distributor in respect of a particular Financial Intermediary up to the maximum such upfront commission rate set forth in the Registration Statement, including the Prospectus, filed with the SEC and in effect at the time of sale of such Shares. Such commissions shall not exceed 7.25____% of the applicable sale amount and shall be paid by the Distributor to the applicable Financial Intermediaries as set forth in the Registration Statement and only after, for so long as and to the extent that the Distributor has received such sales loads from the applicable Fund.
Appears in 2 contracts
Sources: Distribution Agreement (Kingsbarn Parallel Income Fund), Distribution Agreement (361 Social Infrastructure Fund)
SALES LOADS. Any and all upfront commissions on sales of Shares notified by a Fund in writing to the Distributor in respect of a particular Financial Intermediary up to the maximum such upfront commission rate set forth in the Registration Statement, including the Prospectus, filed with the SEC and in effect at the time of sale of such Shares. Such commissions shall not exceed 7.255% of the applicable sale amount and shall be paid by the Distributor to the applicable Financial Intermediaries as set forth in the Registration Statement and only after, for so long as and to the extent that the Distributor has received such sales loads from the applicable Fund.
Appears in 2 contracts
Sources: Distribution Agreement (SharesPost 100 Fund), Distribution Agreement (SharesPost 100 Fund)
SALES LOADS. Any and all upfront commissions on sales of Shares Units notified by a Fund in writing to the Distributor in respect of a particular Financial Intermediary up to the maximum such upfront commission rate set forth in the Registration Statement, including the Prospectus, filed with the SEC and in effect at the time of sale of such SharesUnits. Such commissions shall not exceed 7.25____% of the applicable sale amount and shall be paid by the Distributor to the applicable Financial Intermediaries as set forth in the Registration Statement and only after, for so long as and to the extent that the Distributor has received such sales loads from the applicable Fund.
Appears in 2 contracts
Sources: Distribution Agreement (Brookfield Infrastructure Income Fund Inc.), Distribution Agreement (Relative Value Fund)
SALES LOADS. Any and all upfront commissions on sales of Shares notified by a the Fund in writing to the Distributor in respect of a particular Financial Intermediary up to the maximum such upfront commission rate set forth in the Registration StatementProspectus, including the Prospectus, filed with the SEC and in effect at the time of sale of such Shares. Such commissions shall not exceed 7.25the maximum % of the applicable sale amount set forth in the Prospectus and shall be paid by the Distributor to the applicable Financial Intermediaries as set forth in the Registration Statement Prospectus and only after, for so long as and to the extent that the Distributor has received such sales loads from the applicable Fund.
Appears in 1 contract
Sources: Distribution Agreement (Connetic Venture Capital Access Fund)
SALES LOADS. Any and all upfront commissions on sales of Shares notified by a Fund in writing to the Distributor in respect of a particular Financial Intermediary up to the maximum such upfront commission rate set forth in the Registration Statement, including the Prospectus, filed with the SEC and in effect at the time of sale of such Shares. Such commissions shall not exceed 7.25% of the applicable sale amount amounts set forth in the Registration Statement and shall be paid by the Distributor to the applicable Financial Intermediaries as set forth in the Registration Statement and only after, for so long as and to the extent that the Distributor has received such sales loads from the applicable Fund.
Appears in 1 contract
Sources: Distribution Agreement (Meketa Infrastructure Fund)
SALES LOADS. Any and all upfront commissions on sales of Shares Units of a particular class notified by a Fund in writing to the Distributor in respect of a particular Financial Intermediary up to the maximum such upfront commission rate set forth in the Registration StatementStatement with respect to such class of Units, including the Prospectus, filed with the SEC and in effect at the time of sale of such SharesUnits. Such commissions shall not exceed 7.253.00% of the applicable sale amount and shall be paid by the Distributor to the applicable Financial Intermediaries as set forth in the Registration Statement and only after, for so long as and to the extent that the Distributor has received such sales loads from the applicable Fund.
Appears in 1 contract
Sources: Distribution Agreement (Ramius Archview Credit & Distressed Fund)
SALES LOADS. Any and all upfront commissions on sales of Shares notified by a the Fund in writing to the Distributor in respect of a particular Financial Intermediary up to the maximum such upfront commission rate set forth in the Registration Statement, including the Prospectus, filed with the SEC and in effect at the time of sale of such Shares. Such commissions shall not exceed 7.25% of the applicable sale amount maximum such upfront commission rate set forth in the Registration Statement and shall be paid by the Distributor to the applicable Financial Intermediaries as set forth in the Registration Statement and only after, for so long as and to the extent that the Distributor has received such sales loads from the applicable Fund.
Appears in 1 contract
Sources: Distribution Agreement (SEG Partners Long/Short Equity Fund)
SALES LOADS. Any and all upfront commissions on sales of Shares notified by a Fund in writing to the Distributor in respect of a particular Financial Intermediary up to the maximum such upfront commission rate set forth in the Registration Statement, including the Prospectus, filed with the SEC and in effect at the time of sale of such Shares. Such commissions shall not exceed 7.250% of the applicable sale amount and shall be paid by the Distributor to the applicable Financial Intermediaries as set forth in the Registration Statement and only after, for so long as and to the extent that the Distributor has received such sales loads from the applicable Fund.
Appears in 1 contract
SALES LOADS. Any and all upfront commissions on sales of Shares notified by a the Fund in writing to the Distributor in respect of a particular Financial Intermediary up to the maximum such upfront commission rate set forth in the Registration Statement, including the Prospectus, Prospectus filed with the SEC and in effect at the time of sale of such Shares. Such commissions shall not exceed 7.25% of the applicable sale amount and shall be paid by the Distributor to the applicable Financial Intermediaries as set forth in the Registration Statement Prospectus and only after, for so long as and to the extent that the Distributor has received such sales loads from the applicable Fund.
Appears in 1 contract
Sources: Distribution Agreement (Polen Credit Opportunities Fund)
SALES LOADS. Any and all upfront commissions on sales of Shares notified by a the Fund in writing to the Distributor in respect of a particular Financial Intermediary up to the maximum such upfront commission rate set forth in the Registration Statement, including the Prospectus, filed with the SEC and in effect at the time of sale of such Shares. Such commissions shall not exceed 7.25% of the applicable sale amount and shall be paid by the Distributor to the applicable Financial Intermediaries as set forth in the Registration Statement Prospectus and only after, for so long as and to the extent that the Distributor has received such sales loads from the applicable Fund.
Appears in 1 contract
SALES LOADS. Any and all upfront commissions on sales of Shares notified by a the Fund in writing to the Distributor in respect of a particular Financial Intermediary up to the maximum such upfront commission rate set forth in the Registration Statement, including the Prospectus, filed with the SEC and in effect at the time of sale of such Shares. Such commissions shall not exceed 7.25% of the applicable sale amount set forth in the Registration Statement and shall be paid by the Distributor to the applicable Financial Intermediaries as set forth in the Registration Statement and only after, for so long as and to the extent that the Distributor has received such sales loads from the applicable Fund.
Appears in 1 contract
Sources: Distribution Agreement (Brookfield Infrastructure Income Fund Inc.)
SALES LOADS. Any and all upfront commissions on sales of Shares notified by a Fund the Client in writing to the Distributor in respect of a particular Financial Intermediary up to the maximum such upfront commission rate set forth in the Registration Statement, including the Prospectus, filed with the SEC and in effect at the time of sale of such Shares. Such commissions shall not exceed 7.25% the percentages of the applicable sale amount set forth in the Registration Statement and shall be paid by the Distributor to the applicable Financial Intermediaries as set forth in the Registration Statement and only after, for so long as and to the extent that the Distributor has received such sales loads from the applicable FundClient.
Appears in 1 contract
SALES LOADS. Any and all upfront commissions on sales of Shares notified by a the Fund in writing to the Distributor in respect of a particular Financial Intermediary up to the maximum such upfront commission rate set forth in the Registration Statement, including the Prospectus, filed with the SEC and Private Placement Memorandum in effect at the time of sale of such Shares. Such commissions shall not exceed 7.25% of the applicable sale amount amounts set forth in the Private Placement Memorandum and shall be paid by the Distributor to the applicable Financial Intermediaries as set forth in the Registration Statement and only after, for so long as and to the extent that the Distributor has received such sales loads from the applicable Fund.
Appears in 1 contract
Sources: Distribution Agreement (Antares Strategic Credit Fund II LLC)
SALES LOADS. Any and all upfront commissions on sales of Shares notified by a Fund in writing to the Distributor in respect of a particular Financial Intermediary up to the maximum such upfront commission rate set forth in the Registration Statement, including the Prospectus, filed with the SEC and in effect at the time of sale of such Shares. Such commissions shall not exceed 7.250.00% of the applicable sale amount and shall be paid by the Distributor to the applicable Financial Intermediaries as set forth in the Registration Statement and only after, for so long as and to the extent that the Distributor has received such sales loads from the applicable Fund.
Appears in 1 contract
Sources: Distribution Agreement (Kingsbarn Parallel Income Fund)
SALES LOADS. Any and all upfront commissions on sales of Shares notified by a Fund in writing to the Distributor in respect of a particular Financial Intermediary up to the maximum such upfront commission rate set forth in the Registration Statement, including the Prospectus, filed with the SEC and in effect at the time of sale of such Shares. Such commissions shall not exceed 7.25% of amounts as set forth in the Registration Statement with respect to the applicable sale amount and share class shall be paid by the Distributor to the applicable Financial Intermediaries as set forth in the Registration Statement and only after, for so long as and to the extent that the Distributor has received such sales loads from the applicable Fund.
Appears in 1 contract
Sources: Distribution Agreement (Nomura Alternative Income Fund)
SALES LOADS. Any and all upfront commissions on sales of Shares notified by a Fund in writing to the Distributor in respect of a particular Financial Intermediary up to the maximum such upfront commission rate set forth in the Registration Statement, including the Prospectus, filed with the SEC and in effect at the time of sale of such Shares. Such commissions shall not exceed 7.255.75% of the applicable sale amount and shall be paid by the Distributor to the applicable Financial Intermediaries as set forth in the Registration Statement and only after, for so long as and to the extent that the Distributor has received such sales loads from the applicable Fund.
Appears in 1 contract
Sources: Distribution Agreement (Monachil Credit Income Fund)
SALES LOADS. Any and all upfront commissions on sales of Shares notified by a Fund in writing to the Distributor in respect of a particular Financial Intermediary up to the maximum such upfront commission rate set forth in the Registration Statement, including the Prospectus, filed with the SEC and in effect at the time of sale of such Shares. Such commissions shall not exceed 7.25% of the applicable sale amount set forth in the Registration Statement and shall be paid by the Distributor to the applicable Financial Intermediaries as set forth in the Registration Statement and only after, for so long as and to the extent that the Distributor has received such sales loads from the applicable Fund.
Appears in 1 contract
Sources: Distribution Agreement (Catalyst Strategic Income Opportunities Fund)