Sales Material. All advertising and supplemental sales literature prepared or approved by the Company or any of its affiliates (whether designated solely for broker-dealer use or otherwise) to be used or delivered by the Company or any of its affiliates or Ameriprise Financial in connection with the Offering of the Shares will not contain an untrue statement of material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in light of the circumstances under which they were made and when read in conjunction with the Prospectus, not misleading. Furthermore, all such advertising and supplemental sales literature has, or will have, received all required regulatory approval, which may include but is not limited to, the approval of the Commission, the Financial Industry Regulatory Authority, Inc. (“FINRA”) and state securities agencies, as applicable, prior to use. Any required consent and authorization has been obtained for the use of any trademark or service xxxx in any sales literature or advertising delivered by the Company to Ameriprise Financial or approved by the Company for use by Ameriprise Financial and, to the Company’s knowledge, its use does not constitute the unlicensed use of intellectual property.
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Samples: Selected Dealer Agreement (Industrial Income Trust Inc.), Selected Dealer Agreement (Industrial Income Trust Inc.)
Sales Material. All advertising and supplemental sales literature prepared or approved by the Company or any of its affiliates (whether designated solely for broker-dealer use or otherwise) to be used or delivered by the Company or any of its affiliates or Ameriprise Financial Securities America in connection with the Offering of the Shares will not contain an untrue statement of material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in light of the circumstances under which they were made and when read in conjunction with the Prospectus, not misleading. Furthermore, all such advertising and supplemental sales literature has, or will have, received all required regulatory approval, which may include but is not limited to, the approval of the Commission, the Financial Industry Regulatory Authority, Inc. (“FINRA”) and state securities agencies, as applicable, prior to use. Any required consent and authorization has been obtained for the use of any trademark or service xxxx in any sales literature or advertising delivered by the Company to Ameriprise Financial Securities America or approved by the Company for use by Ameriprise Financial Securities America and, to the Company’s knowledge, its use does not constitute the unlicensed use of intellectual property.
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Sales Material. All advertising and supplemental sales literature prepared or approved by the Company or any of its affiliates (whether designated solely for broker-dealer use or otherwise) to be used or delivered by the Company or Company, any of its affiliates or Ameriprise Financial in connection with the Offering of the Common Shares will not contain an untrue statement of material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in light of the circumstances under which they were made and when read in conjunction with the ProspectusProspectus delivered therewith, not misleading. Furthermore, all such advertising and supplemental sales literature has, or will havehave prior to use in connection with the Offering, received been filed with and reviewed by all required applicable regulatory approvalagencies, which may include include, but is not limited to, the approval of the Commission, the Financial Industry Regulatory Authority, Inc. (“FINRA”) FINRA and state securities agencies, as applicable, prior to useand FINRA has not prohibited the use of any such sales material. Any required consent and authorization has been obtained for the use of any trademark or service xxxx mark in any sales literature or advertising delivered by the Company to Ameriprise Financial or approved by the Company for use by Ameriprise Financial Financial, and, to the Company’s knowledge, its use does not constitute the unlicensed use of intellectual property.
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Samples: Selected Dealer Agreement (Corporate Capital Trust, Inc.)
Sales Material. All advertising and supplemental sales literature prepared or approved by the Company or any of its affiliates (whether designated solely for broker-dealer use or otherwise) to be used or delivered by the Company or Company, any of its affiliates or Ameriprise Financial in connection with the Offering of the Common Shares will not contain an untrue statement of material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in light of the circumstances under which they were made and when read in conjunction with the ProspectusProspectus delivered therewith, not misleading. Furthermore, all such advertising and supplemental sales literature has, or will havehave prior to use in connection with the Offering, received all required regulatory approval, which may include include, but is not limited to, the approval of the Commission, the Financial Industry Regulatory Authority, Inc. (“FINRA”) FINRA and state securities agencies, as applicable, prior to use. Any required consent and authorization has been obtained for the use of any trademark or service xxxx mark in any sales literature or advertising delivered by the Company to Ameriprise Financial or approved by the Company for use by Ameriprise Financial Financial, and, to the Company’s knowledge, its use does not constitute the unlicensed use of intellectual property.
Appears in 1 contract
Samples: Selected Dealer Agreement (Corporate Capital Trust, Inc.)
Sales Material. All advertising and supplemental sales literature prepared or approved by the Company or any of its affiliates (whether designated solely for broker-dealer use or otherwise) to be used or delivered by the Company or Company, any of its affiliates or Ameriprise Financial in connection with the Offering of the Common Shares will not contain an untrue statement of material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in light of the circumstances under which they were made and when read in conjunction with the ProspectusProspectus delivered therewith, not misleading. Furthermore, all such advertising and supplemental sales literature has, or will havehave prior to use in connection with the Offering, received been filed with and reviewed by all required applicable regulatory approvalagencies, which may include include, but is not limited to, the approval of the Commission, the Financial Industry Regulatory Authority, Inc. (“FINRA”) FINRA and state securities agencies, as applicable, prior to useand FINRA has not prohibited the use of any such sales material. Any required consent and authorization has been obtained for the use of any trademark or service xxxx in any sales literature or advertising delivered by the Company to Ameriprise Financial or approved by the Company for use by Ameriprise Financial Financial, and, to the Company’s knowledge, its use does not constitute the unlicensed use of intellectual property.
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Samples: Selected Dealer Agreement (Owl Rock Capital Corp II)
Sales Material. All advertising and supplemental sales literature prepared or approved by the Company or any of its affiliates (whether designated solely for broker-dealer use or otherwise) to be used or delivered by the Company or any of its affiliates or Ameriprise Financial in connection with the Offering of the Shares will not contain an untrue statement of material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in light of the circumstances under which they were made and when read in conjunction with the Prospectus, not misleading. Furthermore, all such advertising and supplemental sales literature has, or will have, received all required regulatory approval, which may include but is not limited to, the approval of the Commission, the Financial Industry Regulatory Authority, Inc. (“FINRA”) and state securities agencies, as applicable, prior to use. Any required consent and authorization has been obtained for the use of any trademark or service xxxx in any sales literature or advertising delivered by the Company to Ameriprise Financial or approved by the Company for use by Ameriprise Financial and, to the Company’s knowledge, its use does not constitute the unlicensed use of intellectual property.
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Samples: Selected Dealer Agreement (Behringer Harvard Multifamily Reit I Inc)