Scope of Inspection and Audit Rights. The Exchange, in its discretion, may inspect, audit and take copies of the accounts, books, contracts and other records and documents of that Member to the extent that is necessary or desirable in connection with the discharge of the Exchange’s regulatory obligations. The Exchange may also appoint or cause the Member to appoint independent Persons to do the same. Such Person shall report to the Exchange on all or any of the following: (a) whether that Member’s accounts are being kept and maintained in compliance with this Rules; (b) whether that Member’s financial position is being maintained in compliance with this Rules; (c) whether that Member’s business is being conducted in compliance with this Rules; (d) whether that Member’s accounts, financial position or any non-compliance with this Rules may jeopardize the integrity of the Exchange; and (e) such other matter as the Exchange may direct.
Appears in 9 contracts
Samples: Customer Agreement, Customer Agreement, Customer Agreement
