Securities Act Information Sample Clauses

Securities Act Information. So long as any of the Certificates are “restricted securities” within the meaning of Rule 144(a)(3) under the Securities Act, unless at the time the Company is subject to and in compliance with the reporting requirements of Sections 13 and 15(d) of the Exchange Act, the Company shall provide to any Certificateholder or beneficial owner of an interest in a Certificate or any prospective purchaser of Certificates designated by a Certificateholder or beneficial owner of an interest in a Certificate, upon the request of such Certificateholder, beneficial owner or prospective purchaser, the information described in Rule 144A(d)(4) under the Securities Act.
Sample 1
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Securities Act Information. So long as any of the Bonds are -------------------------- "restricted securities" within the meaning of Rule 144(a)(3) under the Securities Act, unless at the time the Issuer is subject to and in compliance with the reporting requirements of Sections 13 and 15(d) of the Exchange Act, the Issuer shall provide to the Trustee, and, upon request, to any Holder or beneficial owner of an interest in a Global Bond or any prospective purchaser of Bonds designated by a Holder or beneficial owner of an interest in a Global Bond, the information described in Rule 144A(d)(4) under the Securities Act. At any time after a registration statement with respect to the Bonds shall have been filed with and declared effective by the SEC, and notwithstanding that the Issuer may no longer be required to do so pursuant to the Exchange Act or the rules and regulations promulgated thereunder, the Issuer shall provide to the Trustee and each Holder such periodic and other reports that the Issuer would be required to file if it were subject to Sections 13 or 15(d) of the Exchange Act (within the time limits prescribed in Section 4.1(f) with regard to quarterly and annual reports); provided that, with the consent of Holders of a majority in -------- principal amount of the Outstanding Bonds, the Issuer may be relieved of its obligation to provide such reports if the Issuer is not required to do so pursuant to the Exchange Act or the rules and regulations promulgated thereunder.
Sample 1
Securities Act Information. So long as any of the Bonds are "restricted securities" within the meaning of Rule 144(a)(3) under the Securities Act, unless at the time the Partnership and the Funding Corporation are subject to and in compliance with the reporting requirements of Sections 13 and 15(d) of the Exchange Act, the Partnership shall provide to any Holder or beneficial owner of an interest in a Global Bond or any prospective purchaser of Bonds designated by a Holder or beneficial owner of an interest in a Global Bond, upon the request of such Holder, beneficial owner or prospective purchaser, the information described in Rule 144A(d)(4) under the Securities Act.
Sample 1
Securities Act Information. So long as any of the Certificates are "restricted securities" within the meaning of Rule 144(a)(3) under the Securities Act, unless at the time the Guarantor is subject to and in compliance with the reporting requirements of Section 13 or 15(d) of the Exchange Act, the Guarantor shall provide to any Certificateholder or beneficial owner of an interest in a Certificate or any prospective purchaser of any Certificate or of a beneficial ownership interest therein designated by a Certificateholder or beneficial owner of an interest in a Certificate, upon the request of such Certificateholder, beneficial owner or prospective purchaser, the information described in Rule 144A(d)(4) under the Securities Act.
Sample 1

Related to Securities Act Information

  • Securities Act, etc In view of the position of the Grantors in relation to the Pledged Collateral, or because of other current or future circumstances, a question may arise under the U.S. Securities Act of 1933, as now or hereafter in effect, or any similar statute hereafter enacted analogous in purpose or effect (such Act and any such similar statute as from time to time in effect being called the “Federal Securities Laws”) with respect to any disposition of the Pledged Collateral permitted hereunder. Each Grantor understands that compliance with the Federal Securities Laws might very strictly limit the course of conduct of the Collateral Agent if the Collateral Agent were to attempt to dispose of all or any part of the Pledged Collateral, and might also limit the extent to which or the manner in which any subsequent transferee of any Pledged Collateral could dispose of the same. Similarly, there may be other legal restrictions or limitations affecting the Collateral Agent in any attempt to dispose of all or part of the Pledged Collateral under applicable “blue sky” or other state securities laws or similar laws analogous in purpose or effect. Each Grantor recognizes that in light of such restrictions and limitations the Collateral Agent may, with respect to any sale of the Pledged Collateral, limit the purchasers to those who will agree, among other things, to acquire such Pledged Collateral for their own account, for investment, and not with a view to the distribution or resale thereof. Each Grantor acknowledges and agrees that in light of such restrictions and limitations, the Collateral Agent, in its sole and absolute discretion (a) may proceed to make such a sale whether or not a registration statement for the purpose of registering such Pledged Collateral or part thereof shall have been filed under the Federal Securities Laws and (b) may approach and negotiate with a limited number of potential purchasers (including a single potential purchaser) to effect such sale. Each Grantor acknowledges and agrees that any such sale might result in prices and other terms less favorable to the seller than if such sale were a public sale without such restrictions. In the event of any such sale, the Collateral Agent shall incur no responsibility or liability for selling all or any part of the Pledged Collateral at a price that the Collateral Agent, in its sole and absolute discretion, may in good xxxxx xxxx reasonable under the circumstances, notwithstanding the possibility that a substantially higher price might have been realized if the sale were deferred until after registration as aforesaid or if more than a limited number of purchasers (or a single purchaser) were approached. The provisions of this Section 5.04 will apply notwithstanding the existence of a public or private market upon which the quotations or sales prices may exceed substantially the price at which the Collateral Agent sells.

  • Securities Law Information The Participant acknowledges that he or she is permitted to sell the Shares acquired under the Plan through the designated broker appointed by the Company, provided the sale of the Shares takes place outside of Canada through facilities of a stock exchange on which the Shares are listed (i.e., the NYSE).

  • Securities Act Updating Disclosure If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor

  • DEALER MANAGER INFORMATION Prior to the initial Effective Date, the parties will expressly acknowledge and agree as to the information furnished to the Company by the Dealer Manager expressly for use in the Registration Statement.

  • Rule 144 Information With a view to making available the benefits of certain rules and regulations of the SEC which may at any time permit the sale of the Registrable Securities to the public without registration, the Company agrees to:

  • Securities Act Compliance After the date of this Agreement, the Company shall promptly advise the Agent in writing (i) of the receipt of any comments of, or requests for additional or supplemental information from, the Commission; (ii) of the time and date of any filing of any post-effective amendment to the Registration Statement, any Rule 462(b) Registration Statement or any amendment or supplement to the Prospectus, any Free Writing Prospectus; (iii) of the time and date that any post-effective amendment to the Registration Statement or any Rule 462(b) Registration Statement becomes effective; and (iv) of the issuance by the Commission of any stop order suspending the effectiveness of the Registration Statement or any post-effective amendment thereto, any Rule 462(b) Registration Statement or any amendment or supplement to the Prospectus or of any order preventing or suspending the use of any Free Writing Prospectus or the Prospectus, or of any proceedings to remove, suspend or terminate from listing or quotation the Common Shares from any securities exchange upon which they are listed for trading or included or designated for quotation, or of the threatening or initiation of any proceedings for any of such purposes. If the Commission shall enter any such stop order at any time, the Company will use its best efforts to obtain the lifting of such order as soon as practicable. Additionally, the Company agrees that it shall comply with the provisions of Rule 424(b) and Rule 433, as applicable, under the Securities Act and will use its reasonable efforts to confirm that any filings made by the Company under such Rule 424(b) or Rule 433 were received in a timely manner by the Commission.

  • KYC Information (i) Upon the reasonable request of any Lender made at least five Business Days prior to the Closing Date, Borrower shall have provided to such Lender the documentation and other information so requested in connection with applicable “know your customer” and anti-money-laundering rules and regulations, including the Patriot Act, in each case at least five days prior to the Closing Date.

  • Securities Act Filings Made All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.

  • Underwriter Information All material provided by the Underwriter for inclusion in the Offering Document (as revised from time to time), shall be true and correct in all material respects, it being understood and agreed that the only such information furnished by any Underwriter consists of the following information (collectively, the "Underwriter's Information"): the information contained under the heading "Underwriting" in the Offering Document.

  • Public/Private Information The Borrower shall cooperate with the Administrative Agent in connection with the publication of certain materials and/or information provided by or on behalf of the Borrower. Documents required to be delivered pursuant to the Loan Documents shall be delivered by or on behalf of the Borrower to the Administrative Agent and the Lenders (collectively, “Information Materials”) pursuant to this Article and the Borrower shall designate Information Materials (a) that are either available to the public or not material with respect to the Borrower and its Subsidiaries or any of their respective securities for purposes of United States federal and state securities laws, as “Public Information” and (b) that are not Public Information as “Private Information”.

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