Common use of Securities Regulation Clause in Contracts

Securities Regulation. The Company notifies the Participant and, the Participant acknowledges, that in connection with the Plan, the Agreement, the Grant Notice and ancillary documents to them, and Options being offered to the Participant, no notification under Article 4 of Financial Instruments and Exchange Act (the US-LEGAL-11455062/3 176283-0002 “FIEA”) was made because the offering of Options falls under Article 2(3)(ii)(c) of FIEA and, thus, falls under the solicitation for small number of investors (syoninzuu muke kanyuu) stipulated in Article 23-13(4)(i)(a) of FIFA.

Appears in 1 contract

Samples: Option Award Grant Notice and Agreement (Li-Cycle Holdings Corp.)

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Securities Regulation. The Company notifies the Participant andParticipant, and the Participant acknowledges, that in connection with the Plan, the Agreement, the Grant Notice and ancillary documents to them, and Options RSUs and Shares being offered to the Participant, no notification under Article 4 of Financial Instruments and Exchange Act (the US-LEGAL-11455062/3 176283-0002 “FIEA”) was made because the offering of Options RSUs and Shares falls under Article 2(3)(ii)(c) of FIEA and, and thus, falls under the solicitation for small number of investors (syoninzuu muke kanyuuxxxxxxxxx xxxx xxxxxx) stipulated in Article 23-13(4)(i)(a) of FIFA.

Appears in 1 contract

Samples: Rsu Award Agreement (Li-Cycle Holdings Corp.)

Securities Regulation. The Company notifies the Participant andParticipant, and the Participant acknowledges, that in connection with the Plan, the Agreement, the Grant Notice and ancillary documents to them, and Options RSUs and Shares being offered to the Participant, no notification under Article 4 of Financial Instruments and Exchange Act (the US-LEGAL-11455062/3 176283-0002 “FIEA”) was made because the offering of Options RSUs and Shares falls under Article 2(3)(ii)(c) of FIEA and, and US-LEGAL-11455063/2 176283-0002 thus, falls under the solicitation for small number of investors (syoninzuu muke kanyuuxxxxxxxxx xxxx xxxxxx) stipulated in Article 23-13(4)(i)(a) of FIFA.

Appears in 1 contract

Samples: Rsu Award Grant Notice and Agreement (Li-Cycle Holdings Corp.)

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Securities Regulation. The Company notifies the Participant and, the Participant acknowledges, that in connection with the Plan, the Agreement, the Grant Notice and ancillary documents to them, and Options being offered to the Participant, no notification under Article 4 of Financial Instruments and Exchange Act (the US-LEGAL-11455062/3 176283-0002 -/0 “FIEA”) was made because the offering of Options falls under Article 2(3)(ii)(c) of FIEA and, thus, falls under the solicitation for small number of investors (syoninzuu muke kanyuu) stipulated in Article 23-13(4)(i)(a) of FIFA.

Appears in 1 contract

Samples: Option Award Grant Agreement (Li-Cycle Holdings Corp.)

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