Security Procedure. The Trust must notify ALPS immediately of any change in the Trust’s authorized personnel with respect to the Security Procedure. ALPS shall verify the authenticity of all Trust instructions according to the Security Procedure. For purposes of this Section 13 only, instructions received from representatives of a Fund’s investment adviser will be considered to be instructions from the Trust.
Appears in 16 contracts
Samples: Transfer Agency and Services Agreement, Transfer Agency and Services Agreement (Bridge Builder Trust), Transfer Agency and Services Agreement (Goehring & Rozencwajg Investment Funds)
Security Procedure. The Trust must notify ALPS immediately of any change in the Trust’s authorized personnel with respect to the Security Procedure. ALPS shall verify the authenticity of all Trust instructions according to the Security Procedure. For purposes of this Section 13 only, instructions received from representatives of a the Fund’s investment adviser will be considered to be instructions from the Trust.
Appears in 10 contracts
Samples: Transfer Agency and Services Agreement (ALPS Series Trust), Alps Series Trust (ALPS Series Trust), Alps Series Trust (ALPS Series Trust)
Security Procedure. The Trust must notify ALPS immediately of any change in the Trust’s authorized personnel with respect to the Security Procedure. ALPS shall verify the authenticity of all Trust instructions according to the Security Procedure. For purposes of this Section 13 only, instructions received from representatives of a Fund’s the Funds’ investment adviser will be considered to be instructions from the Trust.
Appears in 5 contracts
Samples: Alps Series Trust (ALPS Series Trust), Alps Series Trust (ALPS Series Trust), Alps Series Trust (ALPS Series Trust)
Security Procedure. The Trust must notify ALPS immediately of any change in the Trust’s authorized personnel with respect to the Security Procedure. ALPS shall verify the authenticity of all Trust instructions according to the Security Procedure. ALPS is authorized to make exceptions to the Security Procedure if instructed by the Trust. For purposes of this Section 13 only, instructions received from representatives of a the Fund’s investment adviser will be considered to be instructions from the Trust.
Appears in 4 contracts
Samples: Transfer Agency and Services Agreement, Transfer Agency and Services Agreement (Financial Investors Trust), Transfer Agency and Services Agreement (Financial Investors Trust)
Security Procedure. The Trust must notify ALPS immediately of any change in the Trust’s authorized personnel with respect to the Security Procedure. ALPS shall verify the authenticity of all Trust instructions according to the Security Procedure. ALPS is authorized to make exceptions to the Security Procedure if instructed by the Trust. For purposes of this Section 13 only, instructions received from representatives of a Fundthe Trust’s investment adviser will be considered to be instructions from the Trust.
Appears in 4 contracts
Samples: Transfer Agency and Services Agreement (Stadion Investment Trust), Transfer Agency and Services Agreement (Stadion Investment Trust), Transfer Agency and Service Agreement (Cornercap Group of Funds /Va/)
Security Procedure. The Trust must notify ALPS immediately of any change in the Trust’s authorized personnel with respect to the Security Procedure. ALPS shall verify the authenticity of all Trust instructions according to the Security Procedure. ALPS is authorized to make exceptions to the Security Procedure if instructed by the Trust. For purposes of this Section 13 12 only, instructions received from representatives of a Fundthe Trust’s investment adviser will be considered to be instructions from the Trust.
Appears in 2 contracts
Samples: Transfer Agency and Services Agreement (BPV Family of Funds), Transfer Agency and Services Agreement (RiverNorth Funds)
Security Procedure. The Trust Funds must notify ALPS immediately of any change in the Trust’s authorized personnel with respect to the Security Procedure. ALPS shall verify the authenticity of all Trust instructions according to the Security Procedure. ALPS is authorized to make exceptions to the Security Procedure if instructed by the Trust. For purposes of this Section 13 only, instructions received from representatives of a Fund’s the Funds’ investment adviser will be considered to be instructions from the Trust.
Appears in 2 contracts
Samples: Transfer Agency and Services Agreement (Financial Investors Trust), Transfer Agency and Services Agreement (Financial Investors Trust)
Security Procedure. The Trust must notify ALPS immediately of any change in the Trust’s authorized personnel with respect to the Security Procedure. ALPS shall verify the authenticity of all Trust instructions according to the Security Procedure. For purposes of this Section 13 only, instructions received from the Trust’s Officers or representatives of a the Fund’s investment adviser will be considered to be instructions from the Trust.
Appears in 1 contract
Samples: Transfer Agency and Services Agreement (Context Capital Funds)
Security Procedure. The Trust must notify ALPS immediately promptly of any change in the Trust’s authorized personnel with respect to the Security Procedure. ALPS shall verify the authenticity of all Trust instructions according to the Security Procedure. For purposes of this Section 13 only, instructions received from authorized representatives of a Fund’s investment adviser will be considered to be instructions from the Trust.
Appears in 1 contract
Samples: Transfer Agency and Services Agreement (USCF Mutual Funds Trust)
Security Procedure. The Trust must notify ALPS immediately of any change in the Trust’s authorized personnel with respect to the Security Procedure. ALPS shall verify the authenticity of all Trust instructions according to the Security Procedure. For purposes of this Section 13 12 only, instructions received from representatives of a the Fund’s investment adviser will be considered to be instructions from the Trust.
Appears in 1 contract
Security Procedure. The Trust must notify ALPS immediately of any change in the Trust’s Funds’ authorized personnel with respect to the Security Procedure. ALPS shall verify the authenticity of all Trust Fund instructions according to the Security Procedure. ALPS is authorized to make exceptions to the Security Procedure if instructed by the Trust. For purposes of this Section 13 12 only, instructions received from representatives of a Fund’s the Funds’ investment adviser will be considered to be instructions from the Trust.
Appears in 1 contract
Samples: Transfer Agency and Services Agreement (Financial Investors Trust)
