Security Procedure. The Fund must notify ALPS immediately of any change in the Fund’s authorized personnel with respect to the Security Procedure. ALPS shall verify the authenticity of all Fund instructions according to the Security Procedure. ALPS is authorized to make exceptions to the Security Procedure if instructed by the Fund. For purposes of this Section 13 only, instructions received from representatives of the Fund’s investment adviser will be considered to be instructions from the Fund.
Appears in 6 contracts
Samples: Transfer Agency and Service Agreement (Whitebox Mutual Funds), Transfer Agency and Service Agreement (Whitebox Mutual Funds), Transfer Agency and Service Agreement (Whitebox Mutual Funds)
Security Procedure. The Fund acknowledges that the Security Procedure it has designated on Appendix D, was selected by the Fund. The Fund must notify ALPS immediately of any change in the Fund’s authorized personnel with respect to the Security Procedurepersonnel. ALPS shall verify the authenticity of all Fund instructions according to the Security Procedure. ALPS is authorized to make exceptions to the Security Procedure if instructed by the Fund. For purposes of this Section 13 12 only, instructions received from representatives of the Fund’s investment adviser will be considered to be instructions from the Fund.
Appears in 5 contracts
Samples: Transfer Agency and Services Agreement (Caldwell & Orkin Funds Inc), Transfer Agency and Services Agreement (BBH Trust), Transfer Agency and Services Agreement (Financial Investors Trust)
Security Procedure. The Fund must notify ALPS immediately of any change in the Fund’s authorized personnel with respect to the Security Procedure. ALPS shall verify the authenticity of all Fund instructions according to the Security Procedure. ALPS is authorized to make exceptions to the Security Procedure if instructed by the Fund. For purposes of this Section 13 12 only, instructions received from representatives of the Fund’s investment adviser will be considered to be instructions from the Fund.
Appears in 4 contracts
Samples: Transfer Agency and Services Agreement (Northeast Investors Growth Fund Inc), Transfer Agency and Services Agreement (Wakefield Alternative Series Trust), Transfer Agency and Services Agreement (Brown Capital Management Mutual Funds)
Security Procedure. The Fund must notify ALPS immediately of any change in the FundTrust’s authorized personnel with respect to the Security Procedure. ALPS shall verify the authenticity of all Fund Trust instructions according to the Security Procedure. ALPS is authorized to make exceptions to the Security Procedure if instructed by the FundTrust. For purposes of this Section 13 only, instructions received from representatives of the Fund’s Funds’ investment adviser will be considered to be instructions from the FundTrust.
Appears in 2 contracts
Samples: Transfer Agency and Services Agreement (Financial Investors Trust), Transfer Agency and Services Agreement (Financial Investors Trust)
Security Procedure. The Fund must notify ALPS immediately of any change in the FundTrust’s authorized personnel with respect to the Security Procedure. ALPS shall verify the authenticity of all Fund Trust instructions according to the Security Procedure. ALPS is authorized to make exceptions to the Security Procedure if instructed by the FundTrust. For purposes of this Section 13 only, instructions received from representatives of the Fund’s Funds’ investment adviser will be considered beconsidered to be instructions from the FundTrust.
Appears in 1 contract
Samples: Transfer Agency and Services Agreement (Financial Investors Trust)
Security Procedure. The Fund acknowledges that the Security Procedure it has designated on Appendix D, was selected by the Fund. The Fund must notify ALPS immediately of any change in the Fund’s authorized personnel with respect to the Security Procedurepersonnel. ALPS shall verify the authenticity of all Fund instructions according to the Security Procedure. ALPS is authorized to make exceptions to the Security Procedure if instructed by the Fund. For purposes of this Section 13 11 only, instructions received from representatives of the Fund’s investment adviser will be considered to be instructions from the Fund.
Appears in 1 contract
Samples: Transfer Agency and Services Agreement (Financial Investors Trust)
Security Procedure. The Fund acknowledges that the Security Procedure it has designated on Appendix F, was selected by the Fund. The Fund must notify ALPS immediately of any change in the Fund’s authorized personnel with respect to the Security Procedurepersonnel. ALPS shall verify the authenticity of all Fund instructions according to the Security Procedure. ALPS is authorized to make exceptions to the Security Procedure if instructed by the Fund. For purposes of this Section 13 12 only, instructions received from representatives of the Fund’s investment adviser will be considered to be instructions from the Fund.
Appears in 1 contract
Samples: Transfer Agency and Services Agreement (GLG Investment Series Trust)
Security Procedure. The Fund must notify ALPS immediately of any change in the FundCortina’s authorized personnel with respect to the Security Procedure. ALPS shall verify the authenticity of all Fund Cortina instructions according to the Security Procedure. ALPS is authorized to make exceptions to the Security Procedure if instructed by the FundCortina. For purposes of this Section 13 only, instructions received from representatives of the Fund’s Funds’ investment adviser will be considered to be instructions from the FundCortina.
Appears in 1 contract
Samples: Transfer Agency and Services Agreement (Cortina Funds, Inc.)
Security Procedure. The Fund must notify ALPS immediately of any change in the Fund’s authorized personnel with respect to the Security Procedure. ALPS shall verify the authenticity of all Fund instructions according to the Security Procedure. ALPS is authorized to make exceptions to the Security Procedure if instructed by the Fund. For purposes of this Section 13 only, instructions received from representatives of the Fund’s investment adviser will be considered to be instructions from the Fund.
Appears in 1 contract
Samples: Transfer Agency and Services Agreement (X-Square Balanced Fund, LLC)
Security Procedure. The Fund must notify ALPS immediately of any change in the FundTrust’s authorized personnel with respect to the Security Procedure. ALPS shall verify the authenticity of all Fund Trust instructions according to the Security Procedure. ALPS is authorized to make exceptions to the Security Procedure if instructed by the FundTrust. For purposes of this Section 13 only, instructions received from representatives of the Fund’s investment adviser will be considered to be instructions from the FundTrust.
Appears in 1 contract
Samples: Transfer Agency and Services Agreement (Financial Investors Trust)
