Common use of SELECTED DEALERS Clause in Contracts

SELECTED DEALERS. The Shares offered and sold under this Agreement, other than sales made by the Company directly to its officers and directors, shall be offered and sold only by you as Sales Agent and by a selling group of brokers or dealers (the "Selected Dealers"), all of whom must be members in good standing of the National Association of Securities Dealers, Inc. (the "NASD"), who execute Selected Dealer Agreements with you substantially in the form attached hereto as Exhibit A, all of whom are acceptable to the Company and you (which acceptance shall not be unreasonably withheld by you). You will assist the Company in forming the selling group of Selected Dealers. No firm shall be invited to join the selling group of Selected Dealers if it is (i) currently subject to any suspension or expulsion pursuant to the rules and regulations of the Commission, the state securities commissions of any of the fifty states, the New York Stock Exchange, Inc. or the American Stock Exchange, Inc. as those rules and regulations relate to broker-dealers, or the rules and regulations of the NASD or (ii) a "discount broker" as that term is commonly understood in the brokerage industry. The Company and the Advisor or an affiliate thereof agree to participate in your marketing efforts to the extent that you may reasonably request and, without limiting the generality of the foregoing, agree to visit the offices of Selected Dealers as you may reasonably designate.

Appears in 4 contracts

Samples: Sales Agency Agreement (Corporate Property Associates 16 Global Inc), Sales Agency Agreement (Corporate Property Associates 16 Global Inc), Sales Agency Agreement (Corporate Property Associates 16 Global Inc)

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SELECTED DEALERS. The Shares offered and sold under this Agreement, other than sales made by the Company directly to its officers and directors, shall be offered and sold only by you as Sales Agent and by a selling group of brokers or dealers (the "Selected Dealers"), all of whom must be members in good standing of the National Association of Securities Dealers, Inc. Financial Industry Regulatory Authority (the "NASD"“FINRA”), who execute Selected Dealer Agreements with you substantially in the form attached hereto as Exhibit A, all of whom are acceptable to the Company and you (which acceptance shall not be unreasonably withheld by you). You will assist the Company in forming the selling group of Selected Dealers. No firm shall be invited to join the selling group of Selected Dealers if it is (i) currently subject to any suspension or expulsion pursuant to the rules and regulations of the Commission, the state securities commissions of any of the fifty states, the New York Stock Exchange, Inc. or the American Stock Exchange, Inc. as those rules and regulations relate to broker-dealers, or the rules and regulations of the NASD FINRA or (ii) a "discount broker" as that term is commonly understood in the brokerage industry. The Company and the Advisor or an affiliate thereof agree to participate in your marketing efforts to the extent that you may reasonably request and, without limiting the generality of the foregoing, agree to visit the offices of Selected Dealers as you may reasonably designate.

Appears in 1 contract

Samples: Sales Agency Agreement (Carey Watermark Investors Inc)

SELECTED DEALERS. The Shares offered and sold under this Agreement, other than sales made by the Company directly to its officers and directors, Agreement shall be offered and sold only by you as Sales Agent and by a selling group of brokers or dealers (the "Selected Dealers"), all of whom must be members in good standing of the National Association of Securities Dealers, Inc. (the "NASD"), ) who execute Selected Dealer Agreements with you substantially in the form attached hereto as Exhibit AA and Selected Investment Advisers, all of whom are acceptable to the Company and you (which acceptance shall not be unreasonably withheld by you). You will assist the Company in forming the selling group of Selected DealersDealers and Selected Investment Advisers. No firm shall be invited to join the selling group of Selected Dealers or Selected Investment Advisers if it is (i) currently subject to any suspension or expulsion pursuant to the rules and regulations of the Commission, the state securities commissions of any of the fifty states, the New York Stock Exchange, Inc. or the American Stock Exchange, Inc. as those rules and regulations relate to broker-dealersdealers and registered investment advisers, or the rules and regulations of the NASD or (ii) a "discount broker" as that term is commonly understood in the brokerage industry. The Company and the Advisor or an affiliate thereof agree to participate in your marketing efforts to the extent that you may reasonably request and, without limiting the generality of the foregoing, agree to visit the offices of Selected Dealers and Selected Investment Advisers as you may reasonably designate.

Appears in 1 contract

Samples: Sales Agency Agreement (Corporate Property Associates 14 Inc)

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SELECTED DEALERS. The Shares offered and sold under this Agreement, other than sales made by the Company directly to its officers and directors, shall be offered and sold only by you as Sales Agent and by a selling group of brokers or dealers (the "Selected Dealers"), all of whom must be members in good standing of the National Association of Securities Dealers, Inc. Financial Industry Regulatory Authority (the "NASDFINRA"), who execute Selected Dealer Agreements with you substantially in the form attached hereto as Exhibit A, all of whom are acceptable to the Company and you (which acceptance shall not be unreasonably withheld by you). You will assist the Company in forming the selling group of Selected Dealers. No firm shall be invited to join the selling group of Selected Dealers if it is (i) currently subject to any suspension or expulsion pursuant to the rules and regulations of the Commission, the state securities commissions of any of the fifty states, the New York Stock Exchange, Inc. or the American Stock Exchange, Inc. as those rules and regulations relate to broker-dealers, or the rules and regulations of the NASD FINRA or (ii) a "discount broker" as that term is commonly understood in the brokerage industry. The Company and the Advisor or an affiliate thereof agree to participate in your marketing efforts to the extent that you may reasonably request and, without limiting the generality of the foregoing, agree to visit the offices of Selected Dealers as you may reasonably designate.

Appears in 1 contract

Samples: Sales Agency Agreement (Corporate Property Associates 17 - Global INC)

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