Shareholder Information. Transfer Agent or its agent shall maintain a record of the number of Shares held by each holder of record which shall include name, address, taxpayer identification and which shall indicate whether such Shares are held in certificates or uncertificated form.
Appears in 43 contracts
Samples: Transfer Agency and Services Agreement (Consulting Group Capital Markets Funds), Transfer Agency and Services Agreement (Legg Mason Partners Appreciation Fund, Inc), Transfer Agency and Services Agreement (Legg Mason Partners Core Plus Bond Fund, Inc.)
Shareholder Information. The Transfer Agent or its agent shall maintain a record of the number of Shares held by each holder Shareholder of record which shall include full registration information, including, but not limited to, name, address, address and taxpayer identification number and which shall indicate whether such Shares are held in certificates certificated or uncertificated form.
Appears in 36 contracts
Samples: Transfer Agency and Services Agreement (Nations Separate Account Trust), Transfer Agency and Services Agreement (Nations Funds Trust), Transfer Agency and Services Agreement (Nations Fund Trust)
Shareholder Information. The Transfer Agent or its agent shall maintain a record of the number of Shares held by each holder of record which shall include name, address, his address and taxpayer identification number and which shall indicate whether such Shares are held in certificates certificated or uncertificated form.
Appears in 33 contracts
Samples: Transfer Agency Agreement (Viking Mutual Funds), Transfer Agency Agreement (Viking Mutual Funds), Transfer Agency Agreement (Integrity Funds)
Shareholder Information. The Transfer Agent or its agent shall maintain a record of the number of Shares held by each holder of record which shall include name, address, taxpayer identification and which shall indicate whether such Shares are held in certificates or uncertificated form.
Appears in 22 contracts
Samples: Transfer Agency and Registrar Agreement (Smith Barney World Funds Inc), Transfer Agency and Registrar Agreement (Smith Barney Travelers Series Fund Inc), Transfer Agency and Registrar Agreement (Inefficient Market Fund Inc)
Shareholder Information. Transfer Agent or its agent shall maintain a record of the number of Shares held by each holder of record which shall include name, address, address and taxpayer identification and which shall indicate whether such Shares are held in certificates or uncertificated formnumber.
Appears in 16 contracts
Samples: Transfer Agency and Services Agreement (Legg Mason Partners Variable Income Trust), Transfer Agency and Services Agreement (Legg Mason Partners Premium Money Market Trust), Transfer Agency and Services Agreement (Legg Mason Global Asset Management Trust)
Shareholder Information. Transfer Agent or its agent shall maintain a record of the number of Shares held by each holder of record which shall include name, address, taxpayer identification number and which shall indicate whether such Shares are held in certificates certificated or uncertificated form.
Appears in 8 contracts
Samples: Transfer Agency and Services Agreement (Legg Mason Partners Equity Trust), Transfer Agency and Services Agreement (Royce Fund), Transfer Agency and Services Agreement (Legg Mason Partners Income Trust)
Shareholder Information. The Transfer Agent or its agent shall maintain a record of the number of Shares held by each holder Shareholder of record which shall include name, address, taxpayer identification and which shall indicate whether such Shares are held in certificates or uncertificated form.
Appears in 7 contracts
Samples: Transfer Agency and Services Agreement (Tomorrow Funds Retirement Trust), Transfer Agency and Services Agreement (Northstar Advantage Trust), Transfer Agency Agreement (Northstar Advantage Government Securities Fund)
Shareholder Information. The Transfer Agent or its agent shall maintain a record of the number of Shares held by each holder of record which shall include name, address, their addresses and taxpayer identification numbers and which shall indicate whether such Shares are held in certificates certificated or uncertificated form.
Appears in 6 contracts
Samples: Transfer Agency Agreement (Eaton Vance Growth Trust), Transfer Agency Agreement (Nd Insured Income Fund Inc), Transfer Agency Agreement (Eaton Vance Growth Trust)
Shareholder Information. The Transfer Agent or its agent shall maintain a record of ----------------------- the number of Shares held by each holder Shareholder of record which shall include full registration information, including, but not limited to, name, address, address and taxpayer identification number and which shall indicate whether such Shares are held in certificates certificated or uncertificated form.
Appears in 5 contracts
Samples: Transfer Agency and Services Agreement (Nations Separate Account Trust), Transfer Agency and Services Agreement (Nations Funds Trust), Transfer Agency and Services Agreement (Nations Separate Account Trust)
Shareholder Information. The Transfer Agent or its agent shall maintain a record ----------------------- of the number of Shares held by each holder Shareholder of record which shall include full registration information, including, but not limited to, name, address, address and taxpayer identification number and which shall indicate whether such Shares are held in certificates certificated or uncertificated form.
Appears in 2 contracts
Samples: Transfer Agency and Services Agreement (Nations Funds Trust), Transfer Agency and Services Agreement (Nations Funds Trust)
Shareholder Information. The Transfer Agent or its agent shall maintain a record of the number of Shares held by each holder of record which shall include name, address, taxpayer identification their addresses and which shall indicate whether such Shares are held in certificates certificated or uncertificated form.
Appears in 2 contracts
Samples: Transfer Agency and Registrar Agreement (Mexico Fund Inc), Transfer Agency and Registrar Agreement (Colonial Intermediate High Income Fund)
Shareholder Information. The Transfer Agent or its agent shall maintain a record of the number of Shares held by each holder of record record, which shall include namethe holder's name or names, address, address and taxpayer identification numbers and which shall indicate whether such the Shares are held in certificates certificated or uncertificated form.
Appears in 2 contracts
Samples: Transfer Agency Agreement (Alger Retirement Fund), Transfer Agency Agreement (Alger American Fund)
Shareholder Information. The Transfer Agent or its agent shall maintain a record of the number of Shares held by each holder of record which shall include name, address, taxpayer identification number, the American AAdvantage number, class of Shares (if applicable), balance of Shares in an account, beneficial owner code (i.e., male, female, joint tenant, etc.), dividend code (i.e., reinvestment) and which shall indicate whether such Shares are held in certificates or uncertificated form.
Appears in 2 contracts
Samples: Transfer Agency and Registrar Agreement (American Aadvantage Funds), Transfer Agency and Registrar Agreement (American Aadvantage Mileage Funds)
Shareholder Information. The Transfer Agent or its agent shall maintain a record ------------------------ of the number of Shares held by each holder of record which shall include name, address, their addresses and taxpayer identification numbers and which shall indicate whether such Shares shares are held in certificates certificated or uncertificated form.
Appears in 2 contracts
Samples: Transfer Agency Agreement (Weiss Peck & Greer Funds Trust /Ma), Transfer Agency Agreement (WPG Growth Fund)
Shareholder Information. The Transfer Agent or its agent shall maintain a record of the number of Shares held by each holder of record which shall include name, address, their addresses and taxpayer identification numbers and which shall indicate whether such Shares are held in certificates certificated or uncertificated form. The Transfer Agent shall also maintain information necessary for the proper calculation of early withdrawal charges in accordance with the percentages and aging of such charges outlined in the Trust's prospectus.
Appears in 1 contract
Samples: Transfer Agency Agreement (Eaton Vance Prime Rate Reserves)
Shareholder Information. The Transfer Agent or its agent shall maintain a record of the number of Shares held by each holder of record which shall include name, address, his address and taxpayer identification number and which shall indicate whether such Shares shares are held in certificates certificated or uncertificated form.
Appears in 1 contract
Samples: Transfer Agency Agreement (Integrity Small Cap Fund of Funds Inc)
Shareholder Information. The Transfer Agent or its agent shall maintain a record of the number of Investor Shares held by each holder of record which shall include name, address, taxpayer identification and which shall indicate whether such Investor Shares are held in certificates or uncertificated form.
Appears in 1 contract
Samples: Transfer Agency and Registrar Agreement (Nations Fund Inc)
Shareholder Information. The Transfer Agent or its agent shall ------------------------ maintain a record of the number of Shares held by each holder of record which shall include name, address, taxpayer identification and which shall indicate whether such Shares are held in certificates or uncertificated form.
Appears in 1 contract
Samples: Transfer Agency and Registrar Agreement (Travelers Corp Loan Fund Inc)
Shareholder Information. The Transfer Agent or its agent shall maintain a record of the number of Shares held by each holder of record which shall include name, address, his address and taxpayer identification identifica- tion number and which shall indicate whether such Shares are held in certificates certificated or uncertificated form.
Appears in 1 contract
Samples: Transfer Agency and Registrar Agreement (Investors Research Fund Inc)
