Common use of Soft Dollar Arrangements Clause in Contracts

Soft Dollar Arrangements. On an ongoing basis, but not less often than annually, the Subadviser shall identify and provide a written description to the Adviser and Fund of all "soft dollar" arrangements that the Subadviser maintains with respect to a Portfolio Segment or with brokers or dealers that execute transactions for the Portfolio Segment. Prior to the commencement of the active management of the Portfolio Segment, and periodically thereafter, but not less often than annually, the Subadviser shall provide the Adviser and Fund with a written description of all arrangements with third parties and other individuals, entities, brokers, or money management firms that have or may receive or share in the payment of fees for services in connection with securing or continuing this Agreement.

Appears in 5 contracts

Samples: Investment Subadvisory Agreement (Market Street Fund Inc), Investment Subadvisory Agreement (Market Street Fund Inc), Investment Subadvisory Agreement (Market Street Fund Inc)

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Soft Dollar Arrangements. On an ongoing basis, but not less often than annually, the Subadviser shall identify and provide a written description to the Adviser and Fund of all "soft dollar" arrangements that the Subadviser maintains with respect to a Portfolio Segment or with brokers or dealers that execute transactions for the Portfolio Segment. Prior to the commencement of the active management of the a Portfolio Segment, and periodically thereafter, but not less often than annually, the Subadviser shall provide the Adviser and Fund with a written description of all arrangements with third parties and other individuals, entities, brokers, or money management firms that have or may receive or share in the payment of fees for services in connection with securing or continuing this Agreement.

Appears in 4 contracts

Samples: Investment Subadvisory Agreement (Market Street Fund Inc), Investment Subadvisory Agreement (Market Street Fund Inc), Investment Subadvisory Agreement (Market Street Fund Inc)

Soft Dollar Arrangements. On an ongoing basis, but not less often than annually, the Subadviser shall identify and provide a written description to the Adviser Trust and Fund TAMIC of all "soft dollar" arrangements that the Subadviser maintains with respect to a the Portfolio Segment or with brokers or dealers that execute transactions for the Portfolio SegmentPortfolio. Prior to the commencement of the active management of the Portfolio SegmentPortfolio, and periodically thereafter, but not less often than annually, the Subadviser shall provide the Adviser Trust and Fund TAMIC with a written description of all arrangements with third parties and other individuals, entities, brokers, or money management firms that have or may receive or share in the payment of fees for services in connection with securing or continuing this Agreement.

Appears in 3 contracts

Samples: Investment Subadvisory Agreement (Travelers Series Trust), Investment Subadvisory Agreement (Travelers Series Trust), Investment Subadvisory Agreement (Travelers Series Trust)

Soft Dollar Arrangements. On an ongoing basis, but not less often than annually, the Subadviser shall identify and provide a written description to the Adviser and Fund of all "soft dollar" arrangements that the Subadviser maintains 3 with respect to a the Portfolio Segment or with brokers or dealers that execute transactions for the Portfolio Segment. Prior to the commencement of the active management of the Portfolio Segment, and periodically thereafter, but not less often than annually, the Subadviser shall provide the Adviser and Fund with a written description of all arrangements with third parties and other individuals, entities, brokers, or money management firms that have or may receive or share in the payment of fees for services in connection with securing or continuing this Agreement.

Appears in 1 contract

Samples: Investment Subadvisory Agreement (Market Street Fund Inc)

Soft Dollar Arrangements. On an ongoing basis, but not less often than annually, the Subadviser shall identify and provide a written description to the Adviser and Fund of all "soft dollar" arrangements that the Subadviser maintains with respect to 3 a Portfolio Segment or with brokers or dealers that execute transactions for the Portfolio Segment. Prior to the commencement of the active management of the Portfolio Segment, and periodically thereafter, but not less often than annually, the Subadviser shall provide the Adviser and Fund with a written description of all arrangements with third parties and other individuals, entities, brokers, or money management firms that have or may receive or share in the payment of fees for services in connection with securing or continuing this Agreement.

Appears in 1 contract

Samples: Investment Subadvisory Agreement (Market Street Fund Inc)

Soft Dollar Arrangements. On an ongoing basis, but not less often than annually, the Subadviser shall identify and provide a written description to the Adviser and Fund of all "soft dollar" arrangements that the Subadviser maintains 3 with respect to a Portfolio Segment or with brokers or dealers that execute transactions for the Portfolio Segment. Prior to the commencement of the active management of the a Portfolio Segment, and periodically thereafter, but not less often than annually, the Subadviser shall provide the Adviser and Fund with a written description of all arrangements with third parties and other individuals, entities, brokers, or money management firms that have or may receive or share in the payment of fees for services in connection with securing or continuing this Agreement.

Appears in 1 contract

Samples: Investment Subadvisory Agreement (Market Street Fund Inc)

Soft Dollar Arrangements. On an ongoing basis, but not less often than annually, the Subadviser shall identify and provide a written description to the Adviser and Fund of all "soft dollar" arrangements that the Subadviser maintains with respect to a Portfolio Segment or with brokers or dealers that execute transactions for the Portfolio Segment. Prior to the commencement of the active 3 management of the a Portfolio Segment, and periodically thereafter, but not less often than annually, the Subadviser shall provide the Adviser and Fund with a written description of all arrangements with third parties and other individuals, entities, brokers, or money management firms that have or may receive or share in the payment of fees for services in connection with securing or continuing this Agreement.

Appears in 1 contract

Samples: Investment Subadvisory Agreement (Market Street Fund Inc)

Soft Dollar Arrangements. On an ongoing basis, but not less often than annually, the Subadviser shall identify and provide a written description to the Adviser and Fund Funds of all "soft dollar" arrangements that the Subadviser maintains with respect to a Portfolio Segment or with brokers or dealers that execute transactions for the Portfolio Segment. Prior to the commencement of the active management of the Portfolio Segment, and periodically thereafter, but not less often than annually, the Subadviser shall provide the Adviser and Fund with a written description of all arrangements with third parties and other individuals, entities, brokers, or money management firms that have or may receive or share in the payment of fees for services in connection with securing or continuing this Agreement.

Appears in 1 contract

Samples: Interim Investment Subadvisory Agreement (Market Street Fund Inc)

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Soft Dollar Arrangements. On an ongoing basis, but not less often than annually, the Subadviser shall identify and provide a written description to the 3 Adviser and Fund Funds of all "soft dollar" arrangements that the Subadviser maintains with respect to a Portfolio Segment or with brokers or dealers that execute transactions for the Portfolio Segment. Prior to the commencement of the active management of the Portfolio Segment, and periodically thereafter, but not less often than annually, the Subadviser shall provide the Adviser and Fund with a written description of all arrangements with third parties and other individuals, entities, brokers, or money management firms that have or may receive or share in the payment of fees for services in connection with securing or continuing this Agreement.

Appears in 1 contract

Samples: Investment Subadvisory Agreement (Market Street Fund Inc)

Soft Dollar Arrangements. On an ongoing basis, but not less often than annually, the Subadviser shall identify and provide a written description to the Adviser and Fund of all "soft dollar" arrangements that the Subadviser maintains with respect to a Portfolio Segment or with brokers or dealers that execute transactions for the Portfolio 3 Segment. Prior to the commencement of the active management of the a Portfolio Segment, and periodically thereafter, but not less often than annually, the Subadviser shall provide the Adviser and Fund with a written description of all arrangements with third parties and other individuals, entities, brokers, or money management firms that have or may receive or share in the payment of fees for services in connection with securing or continuing this Agreement.

Appears in 1 contract

Samples: Investment Subadvisory Agreement (Market Street Fund Inc)

Soft Dollar Arrangements. On an ongoing basis, but not less often than annually, the Subadviser shall identify and provide a written description to the Adviser and Fund of all "soft dollar" arrangements that the Subadviser maintains with respect to a Portfolio Segment or with brokers or dealers that execute transactions for the Portfolio Segment. Prior to the commencement of the active management of the Portfolio Segment, and periodically thereafter, but not less often than annually, the Subadviser shall provide the Adviser and Fund with a 3 written description of all arrangements with third parties and other individuals, entities, brokers, or money management firms that have or may receive or share in the payment of fees for services in connection with securing or continuing this Agreement.

Appears in 1 contract

Samples: Investment Subadvisory Agreement (Market Street Fund Inc)

Soft Dollar Arrangements. On an ongoing basis, but not less often than annually, the Subadviser shall identify and provide a written description to the Adviser Trust and Fund TIA of all "soft dollar" arrangements that the Subadviser maintains with respect to a the Portfolio Segment or with brokers or dealers that execute transactions for the Portfolio SegmentPortfolio. Prior to the commencement of the active management of the Portfolio SegmentPortfolio, and periodically thereafter, but not less often than annually, the Subadviser shall provide the Adviser Trust and Fund TIA with a written description of all arrangements with third parties and other individuals, entities, brokers, or money management firms that have or may receive or share in the payment of fees for services in connection with securing or continuing under this Agreement.

Appears in 1 contract

Samples: Investment Subadvisory Agreement (Travelers Series Trust)

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