Soft Dollar Arrangements. On an ongoing basis, but not less often than annually, the Subadviser will identify and provide a written description to the Board and the Adviser of all “soft dollar” arrangements that the Subadviser maintains with respect to the Fund or with brokers or dealers that execute transactions for the Fund, and of all research and other services provided to the Subadviser by a broker or dealer (whether prepared by such broker or dealer or by a third party) as a result, in whole or in part, of the direction of Fund transactions to the broker or dealer.
Appears in 7 contracts
Samples: Investment Subadvisory Agreement (Dow 30 Enhanced Premium & Income Fund Inc.), Subadvisory Agreement (Small Cap Premium & Dividend Income Fund, Inc.), Investment Subadvisory Agreement (MLP & Strategic Equity Fund Inc.)
Soft Dollar Arrangements. On an ongoing basis, but not less often than annually, the Subadviser will identify and provide a written description to the Board and the Adviser of all “soft dollar” arrangements that the Subadviser maintains with respect to the Fund or with brokers or dealers that execute transactions for the Fund, and of all research and other services provided to the Subadviser by a broker or dealer (whether prepared by such broker or dealer or by a third party) as a result, in whole or in part, of the direction of Fund transactions to the broker or dealer.
Appears in 1 contract
Samples: Investment Subadvisory Agreement (S&P 500 GEARED Fund Inc.)
