Solicitation of Comments. Interested persons are invited to those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission’s Public Reference Room, 000 X Xxxxxx XX., Xxxxxxxxxx, XX 00000, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–Phlx–2016–59 and should be submitted on or before June 22, 2016. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.21 [FR Doc. 2016–12793 Filed 5–31–16; 8:45 am] Exchange filed Amendment No. 1 to the proposed rule change. The Commission published the proposed rule change, as modified by Amendment No. 1, for comment in the Federal Register on April 11, 2016.5 The Commission received no comments on the proposed rule change. Section 19(b)(2) of the Act 6 provides that, within 45 days of the publication of the notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding or as to which the self-regulatory organization consents, the Commission shall approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether the proposed rule change should be disapproved. The Commission is extending this 45-day time period. The Commission finds that it is appropriate to designate a longer period within which to take action on the submit written data, views, and proposed rule change so that it has arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: • Use the Commission’s Internet comment form (xxxx://xxx.xxx.xxx/ rules/sro.shtml); or • Send an email to rule-comments@ • Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 000 X Xxxxxx XX., Xxxxxxxxxx, XX 00000–0000. All submissions should refer to File Number SR–Phlx–2016–59. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s Internet Web site (xxxx://xxx.xxx.xxx/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than 20 15 U.S.C. 78s(b)(3)(A)(ii). May 25, 2016. On March 22, 2016, NYSE MKT LLC (the ‘‘Exchange’’ or ‘‘NYSE MKT’’) filed with the Securities and Exchange Commission (‘‘Commission’’), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a proposed rule change to amend Rule 955NY(c) to change the timing for recording the name of the Clearing Member 3 in the Electronic Order Capture system (‘‘EOC’’). On March 29, 2016,4 the 21 17 CFR 200.30–3(a)(12).
Appears in 2 contracts
Samples: Operating Agreement Amendment, Operating Agreement Amendment
Solicitation of Comments. Interested persons are invited to those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission’s Public Reference Room, 000 X Xxxxxx XX., Xxxxxxxxxx, XX 00000, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–Phlx–2016–59 and should be submitted on or before June 22, 2016. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.21 [FR Doc. 2016–12793 Filed 5–31–16; 8:45 am] Exchange filed Amendment No. 1 to the proposed rule change. The Commission published the proposed rule change, as modified by Amendment No. 1, for comment in the Federal Register on April 11, 2016.5 The Commission received no comments on the proposed rule change. Section 19(b)(2) of the Act 6 provides that, within 45 days of the publication of the notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding or as to which the self-regulatory organization consents, the Commission shall approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether the proposed rule change should be disapproved. The Commission is extending this 45-day time period. The Commission finds that it is appropriate to designate a longer period within which to take action on the submit written data, views, and proposed rule change so that it has arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: • Use the Commission’s Internet comment form (xxxx://xxx.xxx.xxx/ rules/sro.shtml); or • Send an email to rule-comments@ • Send paper comments in triplicate to Xxxxxxxxx X. Xxxxxx, Secretary, Securities and Exchange Commission, 000 X Xxxxxx XX., Xxxxxxxxxx, XX 00000–000000000–1090. All submissions should refer to File Number SR–Phlx–2016–59FINRA–2013–046. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s Internet Web site (xxxx://xxx.xxx.xxx/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than 20 15 U.S.C. 78s(b)(3)(A)(ii). May 25, 2016. On March 22, 2016, NYSE MKT LLC (those that may be withheld from the ‘‘Exchange’’ or ‘‘NYSE MKT’’) filed public in accordance with the Securities provisions of 5 U.S.C. 552, will be available for Web site viewing and Exchange printing in the Commission’s Public Reference Room, 000 X Xxxxxx XX., Xxxxxxxxxx, XX 00000, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of FINRA. All comments received will be posted without change; the Commission (‘‘does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–FINRA– 2013–046 and should be submitted on or before December 17, 2013. For the Commission’’), by the Division of Trading and Markets, pursuant to delegated authority.39 [FR Doc. 2013–28273 Filed 11–25–13; 8:45 am] November 20, 2013. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ‘‘Act’’) 1 Act’’),1 and Rule 19b–4 thereunder,2 a notice is hereby given that, on November 14, 2013, Chicago Board Options Exchange, Incorporated (the ‘‘Exchange’’ or ‘‘CBOE’’) filed with the Securities and Exchange Commission (the ‘‘Commission’’) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the Exchange. The Commission is publishing this notice to amend Rule 955NY(c) to solicit comments on the proposed rule change the timing for recording the name from interested persons.
I. Self-Regulatory Organization’s Statement of the Clearing Member 3 in Terms of Substance of the Electronic Order Capture system (‘‘EOC’’). On March 29, 2016,4 the 21 17 CFR 200.30–3(a)(12).Proposed Rule Change
Appears in 2 contracts
Samples: Inbound Market Dominant Multi Service Agreement, Inbound Market Dominant Multi Service Agreement
Solicitation of Comments. Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: • Use the Commission’s Internet comment form (xxxx://xxx.xxx.xxx/ rules/sro.shtml); or • Send an email to rule-comments@ xxx.xxx. Please include File Number SR– NYSEMKT–2016–122 on the subject line. • Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 000 X Xxxxxx XX., Xxxxxxxxxx, XX 00000–0000. All submissions should refer to File Number SR–NYSEMKT–2016–122. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s Internet Web site (xxxx://xxx.xxx.xxx/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission’s Public Reference Room, 000 X Xxxxxx XX., Xxxxxxxxxx, XX 00000, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–Phlx–2016–59 – NYSEMKT–2016–122 and should be submitted on or before June 22January 19, 20162017. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.21 [FR Doc. 2016–12793 2016–31487 Filed 5–31–1612–28–16; 8:45 am] Exchange filed Amendment No. 1 to the proposed rule change. The Commission published the proposed rule change, as modified by Amendment No. 1, for comment in the Federal Register on April 11, 2016.5 The Commission received no comments on the proposed rule change. Section 19(b)(2) of the Act 6 provides that, within 45 days of the publication of the notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding or as to which the self-regulatory organization consents, the Commission shall approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether the proposed rule change should be disapproved. The Commission is extending this 45-day time period. The Commission finds that it is appropriate to designate a longer period within which to take action on the submit written data, views, and proposed rule change so that it has arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: • Use the Commission’s Internet comment form (xxxx://xxx.xxx.xxx/ rules/sro.shtml); or • Send an email to rule-comments@ • Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 000 X Xxxxxx XX., Xxxxxxxxxx, XX 00000–0000. All submissions should refer to File Number SR–Phlx–2016–59. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s Internet Web site (xxxx://xxx.xxx.xxx/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than 20 15 U.S.C. 78s(b)(3)(A)(ii). May 25, 2016. On March December 22, 2016, NYSE MKT LLC (the ‘‘Exchange’’ or ‘‘NYSE MKT’’) filed with the Securities and Exchange Commission (‘‘Commission’’), pursuant 2016 Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’) 1 Act’’),1 and Rule 19b–4 thereunder,2 a notice is hereby given that, on December 13, 2016, Miami International Securities Exchange LLC (‘‘MIAX’’ or ‘‘Exchange’’) filed with the Securities and Exchange Commission (‘‘SEC’’ or ‘‘Commission’’) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the Exchange. The Commission is publishing this notice to amend Rule 955NY(c) to solicit comments on the proposed rule change the timing for recording the name from interested persons.
I. Self-Regulatory Organization’s Statement of the Clearing Member 3 in Terms of Substance of the Electronic Order Capture system (‘‘EOC’’)Proposed Rule Change
II. On March 29Self-Regulatory Organization’s Statement of the Purpose of, 2016,4 and Statutory Basis for, the 21 17 CFR 200.30–3(a)(12).Proposed Rule Change
Appears in 1 contract
Samples: Bylaws Amendment
Solicitation of Comments. Interested persons are invited to those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission’s Public Reference Room, 000 X Xxxxxx XX., Xxxxxxxxxx, XX 00000, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–Phlx–2016–59 and should be submitted on or before June 22, 2016. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.21 [FR Doc. 2016–12793 Filed 5–31–16; 8:45 am] Exchange filed Amendment No. 1 to the proposed rule change. The Commission published the proposed rule change, as modified by Amendment No. 1, for comment in the Federal Register on April 11, 2016.5 The Commission received no comments on the proposed rule change. Section 19(b)(2) of the Act 6 provides that, within 45 days of the publication of the notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding or as to which the self-regulatory organization consents, the Commission shall approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether the proposed rule change should be disapproved. The Commission is extending this 45-day time period. The Commission finds that it is appropriate to designate a longer period within which to take action on the submit written data, views, views and proposed rule change so that it has arguments concerning the foregoing, including whether the proposed rule change proposal is consistent with the Act. Comments may be submitted by any of the following methods: • Use the Commission’s Internet comment form (xxxx://xxx.xxx.xxx/ rules/sro.shtml); or • Send an email e-mail to rule-comments@ rule- xxxxxxxx@xxx.xxx. Please include File No. SR–ISE–2011–35 on the subject line. • Send paper comments in triplicate to Xxxxxxxxx X. Xxxxxx, Secretary, Securities and Exchange Commission, 000 X Xxxxxx Xxxxxx, XX., Xxxxxxxxxx, XX 00000–0000. All submissions should refer to File Number No. SR–Phlx–2016–59ISE–2011–35. This file number should be included on the subject line if email e-mail is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s Internet Web site (xxxx://xxx.xxx.xxx/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than 20 15 U.S.C. 78s(b)(3)(A)(ii). May 25, 2016. On March 22, 2016, NYSE MKT LLC (those that may be withheld from the ‘‘Exchange’’ or ‘‘NYSE MKT’’) filed public in accordance with the Securities provisions of 5 U.S.C. 552, will be available for Web site viewing and Exchange printing in the Commission’s Public Reference Room, 000 X Xxxxxx, XX., Xxxxxxxxxx, XX 00000, on official business days between the hours of 10 a.m. and 3 p.m. Copies of such filing also will be available for inspection and copying at the principal office of ISE. All comments received will be posted without change; the Commission (‘‘does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File No. SR–ISE–2011–35 and should be submitted on or before July 21, 2011. 38436 Federal Register / Vol. 76, No. 126 / Thursday, June 30, 2011 / Notices For the Commission’’), by the Division of Trading and Markets, pursuant to Section 19(b)(1) delegated authority.10 [FR Doc. 2011–16397 Filed 6–29–11; 8:45 am] Commission subsequently extended to July 1, 2011, the time period in which to either approve the proposed rule change, or to institute proceedings to determine whether to disapprove the proposed rule change.5 On June 15, 2011, NYSE Amex filed Amendment structure of the Securities Exchange Act Company.9 NYSE Amex is not proposing any changes to its listing and trading rules in connection with establishment of 1934 (‘‘Act’’) the Company and operation of the Options Facility. As a limited liability company, ownership of the Company is No. 1 and Rule 19b–4 thereunder,2 a to the proposed rule change to amend Rule 955NY(c) to change change.6 This order approves the timing for recording the name of the Clearing Member 3 proposed rule represented by limited liability company interests in the Electronic Order Capture system (‘‘EOC’’). On March 29Company June 24, 2016,4 the 21 17 CFR 200.30–3(a)(12)2011.
Appears in 1 contract
Samples: Special Servicing Agreement
Solicitation of Comments. Interested persons are invited to those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission’s Public Reference Room, 000 X Xxxxxx XX., Xxxxxxxxxx, XX 00000, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–Phlx–2016–59 and should be submitted on or before June 22, 2016. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.21 [FR Doc. 2016–12793 Filed 5–31–16; 8:45 am] Exchange filed Amendment No. 1 to the proposed rule change. The Commission published the proposed rule change, as modified by Amendment No. 1, for comment in the Federal Register on April 11, 2016.5 The Commission received no comments on the proposed rule change. Section 19(b)(2) of the Act 6 provides that, within 45 days of the publication of the notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding or as to which the self-regulatory organization consents, the Commission shall approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether the proposed rule change should be disapproved. The Commission is extending this 45-day time period. The Commission finds that it is appropriate to designate a longer period within which to take action on the submit written data, views, views and proposed rule change so that it has arguments concerning the foregoing, including whether the proposed rule change proposal is consistent with the Act. Comments may be submitted by any of the following methods: • Use the Commission’s Internet comment form (xxxx://xxx.xxx.xxx/ rules/sro.shtml); or • Send an email e-mail to rule-comments@ rule- xxxxxxxx@xxx.xxx. Please include File No. SR–ISE–2011–35 on the subject line. • Send paper comments in triplicate to Xxxxxxxxx X. Xxxxxx, Secretary, Securities and Exchange Commission, 000 X Xxxxxx Xxxxxx, XX., Xxxxxxxxxx, XX 00000–000000000–1090. All submissions should refer to File Number No. SR–Phlx–2016–59ISE–2011–35. This file number should be included on the subject line if email e-mail is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s Internet Web site (xxxx://xxx.xxx.xxx/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than 20 those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission’s Public Reference Room, 000 X Xxxxxx, XX., Xxxxxxxxxx, XX 00000, on official business days between the hours of 10 a.m. and 3 p.m. Copies of such filing also will be available for inspection and copying at the principal office of ISE. All comments received will be posted without change; the Commission does not edit personal identifying (July 15, 2010), 75 FR 42801 (July 22, 2010) (SR– ISE–2010–67). information from submissions. You 6 The fee discount applies to both Professional and Priority Customer orders. A Priority Customer is defined in ISE Rule 100(a)(37A) as a person or entity that is not a broker/dealer in securities, and does not place more than 390 orders in listed options per day on average during a calendar month for its own beneficial account(s). A Professional Customer is a person who is not a broker/dealer and is not a Priority Customer. 7 15 U.S.C. 78s(b)(3)(A)(ii). May 25, 2016. On March 22, 2016, NYSE MKT LLC (the ‘‘Exchange’’ or ‘‘NYSE MKT’’) filed with the Securities and Exchange Commission (‘‘Commission’’), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a proposed rule change to amend Rule 955NY(c) to change the timing for recording the name of the Clearing Member 3 in the Electronic Order Capture system (‘‘EOC’’). On March 29, 2016,4 the 21 17 CFR 200.30–3(a)(1278f(b).
Appears in 1 contract
Samples: Special Servicing Agreement
Solicitation of Comments. Interested persons are invited to those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission’s Public Reference Room, 000 X Xxxxxx XX., Xxxxxxxxxx, XX 00000, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–Phlx–2016–59 and should be submitted on or before June 22, 2016. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.21 [FR Doc. 2016–12793 Filed 5–31–16; 8:45 am] Exchange filed Amendment No. 1 to the proposed rule change. The Commission published the proposed rule change, as modified by Amendment No. 1, for comment in the Federal Register on April 11, 2016.5 The Commission received no comments on the proposed rule change. Section 19(b)(2) of the Act 6 provides that, within 45 days of the publication of the notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding or as to which the self-regulatory organization consents, the Commission shall approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether the proposed rule change should be disapproved. The Commission is extending this 45-day time period. The Commission finds that it is appropriate to designate a longer period within which to take action on the submit written data, views, and proposed rule change so that it has arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. (July 16, 2015), 80 FR 42136 (July 10, 2015) (SR– BSECC–2015–001; SR–BX–2015–030; SR– NASDAQ–2015–058; SR–Phlx–2015–46; SR–SCCP– 2015–01). operate an electronic business on the Exchange, as compared to Floor Brokers, 34 See note 25 above. who have a business model that is 35 15 U.S.C. 78s(b)(3)(A)(ii). Comments may be submitted by any of the following methods: • Use the Commission’s Internet comment form (xxxx://xxx.xxx.xxx/ rules/sro.shtml); or • Send an email to rule-comments@ xxx.xxx. Please include File Number SR– Phlx–2015–109 on the subject line. • Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 000 X Xxxxxx XX., Xxxxxxxxxx, XX 00000–0000. All submissions should refer to File Number SR–Phlx–2016–59Phlx–2015–109. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s Internet Web site (xxxx://xxx.xxx.xxx/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than 20 15 those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 78s(b)(3)(A)(ii)552, will be available for Web site viewing and printing in the Commission’s Public Reference Room, 000 X Xxxxxx, XX., Xxxxxxxxxx, XX 00000 on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of such filing also will be available for inspection and copying at the principal office of the Exchange. May 25All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–Phlx– 2015–109, and should be submitted on or before February 4, 2016. On March 22For the Commission, 2016, NYSE MKT LLC (by the ‘‘Exchange’’ or ‘‘NYSE MKT’’) filed with the Securities Division of Trading and Exchange Commission (‘‘Commission’’)Markets, pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a proposed rule change to amend Rule 955NY(c) to change the timing for recording the name of the Clearing Member 3 in the Electronic Order Capture system (‘‘EOC’’). On March 29, 2016,4 the 21 17 CFR 200.30–3(a)(12).delegated authority.36
Appears in 1 contract
Samples: 17d 2 Agreement
Solicitation of Comments. Interested persons are invited to those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission’s Public Reference Room, 000 X Xxxxxx XX., Xxxxxxxxxx, XX 00000, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–Phlx–2016–59 and should be submitted on or before June 22, 2016. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.21 [FR Doc. 2016–12793 Filed 5–31–16; 8:45 am] Exchange filed Amendment No. 1 to the proposed rule change. The Commission published the proposed rule change, as modified by Amendment No. 1, for comment in the Federal Register on April 11, 2016.5 The Commission received no comments on the proposed rule change. Section 19(b)(2) of the Act 6 provides that, within 45 days of the publication of the notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding or as to which the self-regulatory organization consents, the Commission shall approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether the proposed rule change should be disapproved. The Commission is extending this 45-day time period. The Commission finds that it is appropriate to designate a longer period within which to take action on the submit written data, views, and proposed rule change so that it has arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: • Use the Commission’s Internet comment form (xxxx://xxx.xxx.xxx/ rules/sro.shtml); or • Send an email e-mail to rule-comments@ rule- Number SR–BATS–2011–008 on the subject line. • Send paper comments in triplicate to Xxxxxxxxx X. Xxxxxx, Secretary, Securities and Exchange Commission, 000 X Xxxxxx Xxxxxx, XX., Xxxxxxxxxx, XX 00000–000000000–1090. All submissions should refer to File Number SR–Phlx–2016–59BATS–2011–008. This file number should be included on the subject line if email e-mail is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s Internet Web site (xxxx://xxx.xxx.xxx/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than 20 15 U.S.C. 78s(b)(3)(A)(ii). May 25, 2016. On March 22, 2016, NYSE MKT LLC (those that may be withheld from the ‘‘Exchange’’ or ‘‘NYSE MKT’’) filed public in accordance with the Securities provisions of 5 U.S.C. 552, will be available for Web site viewing and Exchange printing in the Commission’s Public Reference Room, 000 X Xxxxxx, XX., Xxxxxxxxxx, XX 00000, on official business days between the hours of 10 a.m. and 3 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission (‘‘does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–BATS– 2011–008 and should be submitted on or before March 31, 2011. For the Commission’’), by the Division of Trading and Markets, pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a proposed rule change delegated authority.14 [FR Doc. 2011–5441 Filed 3–9–11; 8:45 am] General Counsel, BATS, to amend Rule 955NY(c) to change the timing for recording the name of the Clearing Member 3 in the Electronic Order Capture system (‘‘EOC’’). On Xxxxxx X. Xxxxxx, Special Counsel, Commission, dated March 292, 2016,4 the 21 17 CFR 200.30–3(a)(12)2011.
Appears in 1 contract
Solicitation of Comments. Interested persons are invited to those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission’s Public Reference Room, 000 X Xxxxxx XX., Xxxxxxxxxx, XX 00000, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–Phlx–2016–59 and should be submitted on or before June 22, 2016. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.21 [FR Doc. 2016–12793 Filed 5–31–16; 8:45 am] Exchange filed Amendment No. 1 to the proposed rule change. The Commission published the proposed rule change, as modified by Amendment No. 1, for comment in the Federal Register on April 11, 2016.5 The Commission received no comments on the proposed rule change. Section 19(b)(2) of the Act 6 provides that, within 45 days of the publication of the notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding or as to which the self-regulatory organization consents, the Commission shall approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether the proposed rule change should be disapproved. The Commission is extending this 45-day time period. The Commission finds that it is appropriate to designate a longer period within which to take action on the submit written data, views, views and proposed rule change so that it has arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: • Use the Commission’s Internet comment form (xxxx://xxx.xxx.xxx/ rules/sro.shtml); or • Send an email to rule-comments@ rule- xxxxxxxx@xxx.xxx. Please include File No. SR–DTC- 2012–09 on the subject line. • Send paper comments in triplicate to Xxxxxxxxx X. Xxxxxx, Secretary, Securities and Exchange Commission, 000 X Xxxxxx XX., Xxxxxxxxxx, XX 00000–0000XX, 00000–1090. All submissions should refer to File Number SR–Phlx–2016–59DTC–2012–09. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s Internet Web site (xxxx://xxx.xxx.xxx/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than 20 15 U.S.C. 78s(b)(3)(A)(ii). May 25, 2016. On March 22, 2016, NYSE MKT LLC (those that may be withheld from the ‘‘Exchange’’ or ‘‘NYSE MKT’’) filed public in accordance with the Securities provisions of 5 U.S.C. 552, will be available for Web site viewing and Exchange printing in the Commission’s Public Reference Room, 000 X Xxxxxx XX., Xxxxxxxxxx, XX 00000 on official All comments received will be posted without change; the Commission (‘‘does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–DTC–2012–09 and should be submitted on or before January 10, 2013. For the Commission’’), by the Division of Trading and Markets, pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a proposed rule change to amend Rule 955NY(c) to change the timing for recording the name of the Clearing Member 3 in the Electronic Order Capture system (‘‘EOC’’)delegated authority.9 [FR Doc. On March 292012–30649 Filed 12–19–12; 8:45 am] December 14, 2016,4 the 21 17 CFR 200.30–3(a)(12)2012.
Appears in 1 contract
Samples: Agreement
Solicitation of Comments. Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: • Use the Commission’s Internet comment form (xxxx://xxx.xxx.xxx/ rules/sro.shtml); or • Send an email to rule-comments@ • Send paper comments in triplicate to Xxxxx X. Xxxxxx, Secretary, Securities and Exchange Commission, 000 X Xxxxxx XX., Xxxxxxxxxx, XX 00000–1090. All submissions should refer to File Number SR–ISE–2016–07. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s Internet Web site (xxxx://xxx.xxx.xxx/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission’s Public Reference Room, 000 X Xxxxxx XX., Xxxxxxxxxx, XX 00000, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–Phlx–2016–59 2016–07 and should be submitted on or before June 22April 15, 2016. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.21 authority.17 [FR Doc. 2016–12793 2016–06745 Filed 5–31–163–24–16; 8:45 am] Exchange filed Amendment No. 1 ACTION: Notice of request for public comment and submission to the OMB of proposed rule change. The Commission published the proposed rule change, as modified by Amendment No. 1, for comment in the Federal Register on April 11, 2016.5 The Commission received no comments on the proposed rule change. Section 19(b)(2) collection of the Act 6 provides that, within 45 days of the publication of the notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding or as to which the self-regulatory organization consents, the Commission shall approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether the proposed rule change should be disapproved. The Commission is extending this 45-day time period. The Commission finds that it is appropriate to designate a longer period within which to take action on the submit written data, views, and proposed rule change so that it has arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: • Use the Commission’s Internet comment form (xxxx://xxx.xxx.xxx/ rules/sro.shtml); or • Send an email to rule-comments@ • Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 000 X Xxxxxx XXinformation., Xxxxxxxxxx, XX 00000–0000. All submissions should refer to File Number SR–Phlx–2016–59. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s Internet Web site (xxxx://xxx.xxx.xxx/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than 20 15 U.S.C. 78s(b)(3)(A)(ii). May 25, 2016. On March 22, 2016, NYSE MKT LLC (the ‘‘Exchange’’ or ‘‘NYSE MKT’’) filed with the Securities and Exchange Commission (‘‘Commission’’), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a proposed rule change to amend Rule 955NY(c) to change the timing for recording the name of the Clearing Member 3 in the Electronic Order Capture system (‘‘EOC’’). On March 29, 2016,4 the 21 17 CFR 200.30–3(a)(12).
Appears in 1 contract
Samples: Advisory Agreement
Solicitation of Comments. Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: • Use the Commission’s Internet comment form (xxxx://xxx.xxx.xxx/ rules/sro.shtml); or • Send an e-mail to rule- • Send paper comments in triplicate to Xxxxxxxxx X. Xxxxxx, Secretary, Securities and Exchange Commission, 000 X Xxxxxx, XX., Xxxxxxxxxx, XX 00000–1090. All submissions should refer to File Number SR–BX–2009–083. This file number should be included on the subject line if e-mail is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s Internet Web site (xxxx://xxx.xxx.xxx/ submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing inspection and printing copying in the Commission’s Public Reference Room, 000 X Xxxxxx Xxxxxx, XX., Xxxxxxxxxx, XX 00000, on official business days between the hours of 10:00 10 a.m. and 3:00 3 p.m. Copies of the such filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publiclypublicly available. All submissions should refer to File Number SR–Phlx–2016–59 BX–2009–083 and should be submitted on or before June 22January 20, 20162010. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.21 [FR Doc. 2016–12793 Filed 5–31–16; 8:45 am] Exchange filed Amendment No. 1 to the proposed rule change. The Commission published the proposed rule change, as modified by Amendment No. 1, for comment in the Federal Register on April 11, 2016.5 The Commission received no comments on the proposed rule change. Section 19(b)(2) of the Act 6 provides that, within 45 days of the publication of the notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding or as to which the self-regulatory organization consents, the Commission shall approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether the proposed rule change should be disapproved. The Commission is extending this 45-day time period. The Commission finds that it is appropriate to designate a longer period within which to take action on the submit written data, views, and proposed rule change so that it has arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: • Use the Commission’s Internet comment form (xxxx://xxx.xxx.xxx/ rules/sro.shtml); or • Send an email to rule-comments@ • Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 000 X Xxxxxx XX., Xxxxxxxxxx, XX 00000–0000. All submissions should refer to File Number SR–Phlx–2016–59. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s Internet Web site (xxxx://xxx.xxx.xxx/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than 20 15 U.S.C. 78s(b)(3)(A)(ii). May 25, 2016. On March 22, 2016, NYSE MKT LLC (the ‘‘Exchange’’ or ‘‘NYSE MKT’’) filed with the Securities and Exchange Commission (‘‘Commission’’), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a proposed rule change to amend Rule 955NY(c) to change the timing for recording the name of the Clearing Member 3 in the Electronic Order Capture system (‘‘EOC’’). On March 29, 2016,4 the 21 17 CFR 200.30–3(a)(12).authority.12
Appears in 1 contract
Samples: License Agreement
Solicitation of Comments. Interested persons are invited to those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission’s Public Reference Room, 000 X Xxxxxx XX., Xxxxxxxxxx, XX 00000, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–Phlx–2016–59 and should be submitted on or before June 22, 2016. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.21 [FR Doc. 2016–12793 Filed 5–31–16; 8:45 am] Exchange filed Amendment No. 1 to the proposed rule change. The Commission published the proposed rule change, as modified by Amendment No. 1, for comment in the Federal Register on April 11, 2016.5 The Commission received no comments on the proposed rule change. Section 19(b)(2) of the Act 6 provides that, within 45 days of the publication of the notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding or as to which the self-regulatory organization consents, the Commission shall approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether the proposed rule change should be disapproved. The Commission is extending this 45-day time period. The Commission finds that it is appropriate to designate a longer period within which to take action on the submit written data, views, and proposed rule change so that it has arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: • Use the Commission’s Internet comment form (xxxx://xxx.xxx.xxx/ rules/sro.shtml); or • Send an email to rule-comments@ xxx.xxx. Please include File No. SR– IEX–2016–19 on the subject line. • Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 000 X Xxxxxx XX., Xxxxxxxxxx, XX 00000–0000. All submissions should refer to File Number No. SR–Phlx–2016–59IEX–2016–19. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s Internet Web site (xxxx://xxx.xxx.xxx/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than 20 15 U.S.C. 78s(b)(3)(A)(ii). May 25, 2016. On March 22, 2016, NYSE MKT LLC (those that may be withheld from the ‘‘Exchange’’ or ‘‘NYSE MKT’’) filed public in accordance with the Securities provisions of 5 U.S.C. 552, will be available for Web site viewing and Exchange Commission (‘‘printing in the Commission’’)’s Public Reference Room, pursuant to Section 19(b)(1) 000 X Xxxxxx XX., Xxxxxxxxxx, XX 00000 on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of such filing also will be available for inspection and copying at the principal office of the Securities Exchange Act of 1934 (‘‘Act’’) 1 Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File No. SR–IEX–2016– 19, and Rule 19b–4 thereunder,2 a proposed rule change to amend Rule 955NY(c) to change the timing for recording the name of the Clearing Member 3 in the Electronic Order Capture system (‘‘EOC’’). On March 29should be submitted on or before January 6, 2016,4 the 21 17 CFR 200.30–3(a)(12)2017.
Appears in 1 contract
Samples: Priority Mail and First Class Package Service Negotiated Service Agreement
Solicitation of Comments. Interested persons are invited to those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission’s Public Reference Room, 000 X Xxxxxx XX., Xxxxxxxxxx, XX 00000, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–Phlx–2016–59 and should be submitted on or before June 22, 2016. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.21 [FR Doc. 2016–12793 Filed 5–31–16; 8:45 am] Exchange filed Amendment No. 1 to the proposed rule change. The Commission published the proposed rule change, as modified by Amendment No. 1, for comment in the Federal Register on April 11, 2016.5 The Commission received no comments on the proposed rule change. Section 19(b)(2) of the Act 6 provides that, within 45 days of the publication of the notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding or as to which the self-regulatory organization consents, the Commission shall approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether the proposed rule change should be disapproved. The Commission is extending this 45-day time period. The Commission finds that it is appropriate to designate a longer period within which to take action on the submit written data, views, views and proposed rule change so that it has arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: • Use the Commission’s Internet internet comment form (xxxx://xxx.xxx.xxx/ xxxxx://xxx.xxx.xxx/ rules/sro.shtml); or • Send an email to rule-comments@ • Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 000 X Xxxxxx XX., Xxxxxxxxxx, XX 00000–0000. All submissions should refer to File Number file number SR–Phlx–2016–59-CboeBZX–2024–088. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s Internet Web site internet website (xxxx://xxx.xxx.xxx/ xxxxx://xxx.xxx.xxx/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than 20 15 those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 78s(b)(3)(A)(ii)552, will be available for website viewing and printing in the Commission’s Public SR–CboeBZX–2024–088 and should be submitted on or before October 24, 2024. May 25For the Commission, 2016by the Division of Trading and Markets, pursuant to delegated authority.37 [FR Doc. On March 222024–22736 Filed 10–2–24; 8:45 am] September 27, 20162024. Development & Public Finance, NYSE MKT LLC (CIK No. 1613281, SEC File No. 866– 00124–00), hereinafter referred to as the ‘‘Exchangeregistrant,’’ or ‘‘NYSE MKT’’) filed is registered with the Securities and Exchange Commission (the ‘‘Commission’’), ) as a municipal advisor pursuant to Section 19(b)(1Sections 15B(a)(1)(B) and 15B(a)(2) of the Securities Exchange Act of 1934 (the ‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a proposed rule change to amend Rule 955NY(c) to change the timing for recording the name of the Clearing Member 3 in the Electronic Order Capture system (‘‘EOC’’). On March August 29, 2016,4 2024, a Notice of Intention to Cancel Registration of Certain Municipal Advisors, including the 21 17 CFR 200.30–3(a)(12registrant, was published in the Federal Register (Securities Exchange Act Release No. 34–100815). The notice gave interested persons an opportunity to request a hearing and stated that an order or orders cancelling the registration would be issued unless a hearing was ordered. No request for a hearing has been filed by any persons (including registrant), and the Commission has not ordered a hearing. Pursuant to Section 15B(c)(3) of the Act, the Commission has found that registrant is no longer in existence or has ceased to do business as a municipal advisor. AGENCY: U.S. Small Business Administration. ACTION: Notice.
Appears in 1 contract
Samples: Negotiated Service Agreement