STN 22c-2 Service System. The Company acknowledges that UMBFS’ provision of the services contemplated in this Article IX in part depends on UMBFS’ use of a proprietary technology solution developed by SunGard Institutional Brokerage, Inc. (“SunGard”). UMBFS may provide the Company with access to the STN 22c-2 Service System for the sole purpose of reviewing shareholder trading activity to identify frequent trading in shares of the Funds. Therefore, the Company hereby agrees to the following:
Appears in 4 contracts
Samples: Transfer Agency Agreement (Fpa New Income Inc), Transfer Agency Agreement (Fpa Paramount Fund Inc), Transfer Agency Agreement (Fpa Capital Fund Inc)
STN 22c-2 Service System. The Company acknowledges that UMBFS’ provision of the services contemplated in this Article IX hereunder in part depends on UMBFS’ use of a proprietary technology solution developed by SunGard Institutional Brokerage, Inc. (“SunGard”). UMBFS may provide the Company with access to the STN 22c-2 Service System for the sole purpose of reviewing shareholder trading activity to identify frequent trading in shares of the FundsCompany. Therefore, the Company hereby agrees to the following:
Appears in 1 contract
Samples: Transfer Agency Agreement (Lifetime Achievement Fund Inc)
