Common use of Stock Certificate Legends Clause in Contracts

Stock Certificate Legends. The stock certificate(s) evidencing the Shares issued hereunder shall be endorsed with the following legends, in addition to any legends that may be required by applicable law: THE SHARES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AND HAVE BEEN ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TO, OR IN CONNECTION WITH, THE SALE OR DISTRIBUTION THEREOF. NO SUCH TRANSFER MAY BE EFFECTED WITHOUT AN EFFECTIVE REGISTRATION STATEMENT RELATED THERETO OR AN OPINION OF COUNSEL IN A FORM SATISFACTORY TO THE COMPANY THAT SUCH REGISTRATION IS NOT REQUIRED UNDER THE SECURITIES ACT OF 1933. THE SHARES OF STOCK REPRESENTED BY THIS CERTIFICATE ARE SUBJECT TO RESTRICTIONS ON TRANSFER AND FORFEITURES AS SET FORTH IN A CERTAIN COMMON STOCK PURCHASE AGREEMENT BETWEEN THE COMPANY AND THE REGISTERED OWNER OF THESE SHARES (OR ITS PREDECESSOR IN INTEREST), AND SUCH AGREEMENT IS AVAILABLE FOR INSPECTION WITHOUT CHARGE AT THE OFFICE OF THE SECRETARY OF THE COMPANY.

Appears in 2 contracts

Samples: License Agreement (Epizyme, Inc.), License Agreement (Epizyme, Inc.)

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Stock Certificate Legends. The stock certificate(s) evidencing Upon the Shares issued hereunder execution of this Agreement, each certificate representing shares of the Common Stock held by the Stockholders shall be endorsed by the Secretary of the Company with the following legends, in addition to any legends that may be required by applicable lawlegend: THE SHARES REPRESENTED BY THIS CERTIFICATE "THESE SECURITIES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AND HAVE BEEN ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TOAS AMENDED, OR IN CONNECTION WITH, THE SALE OR DISTRIBUTION THEREOF. NO SUCH TRANSFER MAY BE EFFECTED WITHOUT AN EFFECTIVE REGISTRATION STATEMENT RELATED THERETO OR AN OPINION OF COUNSEL IN A FORM SATISFACTORY TO THE COMPANY THAT SUCH REGISTRATION IS NOT REQUIRED UNDER THE SECURITIES ACT LAWS OF 1933ANY STATE AND MAY NOT BE TRANSFERRED OR OTHERWISE DISPOSED OF UNLESS THEY HAVE BEEN SO REGISTERED UNDER THOSE LAWS OR IF EXEMPTIONS FROM REGISTRATION ARE AVAILABLE. THE SHARES OF STOCK REPRESENTED BY THIS CERTIFICATE AND THE SECURITIES REPRESENTED HEREBY ARE SUBJECT TO RESTRICTIONS ON TRANSFER AND FORFEITURES AS SET FORTH IN A TRANSFERABLE ONLY UPON COMPLIANCE WITH THE PROVISIONS OF THAT CERTAIN COMMON STOCK PURCHASE AGREEMENT DATED AS OF APRIL __, 1999, BY AND BETWEEN THE COMPANY AND THE REGISTERED OWNER STOCKHOLDERS NAMED THEREIN, A COPY OF THESE SHARES (OR ITS PREDECESSOR WHICH IS ON FILE IN INTEREST), AND SUCH AGREEMENT IS AVAILABLE FOR INSPECTION WITHOUT CHARGE AT THE OFFICE OF THE SECRETARY OF THE COMPANYCOMPANY AND WILL BE MADE AVAILABLE UPON REQUEST TO ANY STOCKHOLDER WITHOUT CHARGE."

Appears in 1 contract

Samples: Common Stock Registration Rights Agreement (Chesapeake Biological Laboratories Inc)

Stock Certificate Legends. The stock certificate(s) share certificate evidencing the Shares issued hereunder shall be endorsed with any legend required by any applicable state securities laws, as well as with the following legends, in addition to any legends that may be required by applicable law: THE SHARES REPRESENTED EVIDENCED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), AND HAVE BEEN ACQUIRED TAKEN BY THE ISSUEE FOR INVESTMENT AND PURPOSES. SAID SHARES MAY NOT WITH A VIEW TOBE SOLD OR TRANSFERRED UNLESS (A) THEY HAVE BEEN REGISTERED UNDER SAID ACT, OR IN CONNECTION WITH, (B) THE SALE TRANSFER AGENT (OR DISTRIBUTION THEREOF. NO SUCH THE COMPANY IF THEN ACTING AS ITS OWN TRANSFER MAY BE EFFECTED WITHOUT AN EFFECTIVE REGISTRATION STATEMENT RELATED THERETO OR AN AGENT) IS PRESENTED WITH EITHER A WRITTEN OPINION OF COUNSEL IN A FORM SATISFACTORY TO COUNSEL FOR THE COMPANY OR A "NO-ACTION" LETTER FROM THE SECURITIES AND EXCHANGE COMMISSION THAT SUCH REGISTRATION IS NOT REQUIRED UNDER THE SECURITIES ACT CIRCUMSTANCES OF 1933SUCH SALE OR TRANSFER, OR UNLESS TRANSFERRED PURSUANT TO RULE 144 OF THE ACT. THE SHARES OF STOCK REPRESENTED BY THIS CERTIFICATE ARE SUBJECT TO RESTRICTIONS ON TRANSFER AND FORFEITURES AS SET FORTH MAY BE TRANSFERRED ONLY IN A CERTAIN COMMON STOCK PURCHASE ACCORDANCE WITH THE TERMS OF AN AGREEMENT BETWEEN THE COMPANY AND THE REGISTERED OWNER ISSUEE, A COPY OF THESE SHARES (OR ITS PREDECESSOR IN INTEREST), AND SUCH AGREEMENT WHICH IS AVAILABLE FOR INSPECTION WITHOUT CHARGE AT THE OFFICE OF ON FILE WITH THE SECRETARY OF THE COMPANY.

Appears in 1 contract

Samples: Loan and Security Agreement (Nextcard Inc)

Stock Certificate Legends. The stock certificate(s) evidencing Upon the execution of this Agreement, each certificate representing shares of Preferred Stock, Conversion Shares issued hereunder or the Initial Warrants held by the Stockholders shall be endorsed by the Secretary of the Company with the following legends, in addition to any legends that may be required by applicable lawlegend: THE SHARES REPRESENTED BY THIS CERTIFICATE "THESE SECURITIES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AND HAVE BEEN ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TOAS AMENDED, OR IN CONNECTION WITH, THE SALE OR DISTRIBUTION THEREOF. NO SUCH TRANSFER MAY BE EFFECTED WITHOUT AN EFFECTIVE REGISTRATION STATEMENT RELATED THERETO OR AN OPINION OF COUNSEL IN A FORM SATISFACTORY TO THE COMPANY THAT SUCH REGISTRATION IS NOT REQUIRED UNDER THE SECURITIES ACT LAWS OF 1933ANY STATE AND MAY NOT BE TRANSFERRED OR OTHERWISE DISPOSED OF UNLESS THEY HAVE BEEN SO REGISTERED UNDER THOSE LAWS OR IF EXEMPTIONS FROM REGISTRATION ARE AVAILABLE. THE SHARES OF STOCK REPRESENTED BY THIS CERTIFICATE AND THE SECURITIES REPRESENTED HEREBY ARE SUBJECT TO RESTRICTIONS ON TRANSFER AND FORFEITURES AS SET FORTH IN A TRANSFERABLE ONLY UPON COMPLIANCE WITH THE PROVISIONS OF THAT CERTAIN COMMON STOCK PURCHASE AGREEMENT BETWEEN DATED MAY 1999 BY AND AMONG THE COMPANY AND THE REGISTERED OWNER STOCKHOLDER NAMED THEREIN, A COPY OF THESE SHARES (OR ITS PREDECESSOR WHICH IS ON FILE IN INTEREST), AND SUCH AGREEMENT IS AVAILABLE FOR INSPECTION WITHOUT CHARGE AT THE OFFICE OF THE SECRETARY OF THE COMPANYCOMPANY AND WILL BE MADE AVAILABLE UPON REQUEST TO ANY STOCKHOLDER WITHOUT CHARGE."

Appears in 1 contract

Samples: Registration Rights Agreement (Chesapeake Biological Laboratories Inc)

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Stock Certificate Legends. The stock certificate(s) share certificate evidencing the Shares issued hereunder shall be endorsed with the following legends, in addition to legends and any legends that may be legend required by any applicable lawstate securities laws: THE SHARES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AND HAVE BEEN ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TO, OR IN CONNECTION WITH, THE SALE OR DISTRIBUTION THEREOF. NO SUCH TRANSFER SALE OR DISPOSITION MAY BE EFFECTED WITHOUT AN EFFECTIVE REGISTRATION STATEMENT RELATED THERETO OR AN OPINION OF COUNSEL IN A FORM SATISFACTORY TO THE COMPANY THAT SUCH REGISTRATION IS NOT REQUIRED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THE SALE OR TRANSFER OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE IS SUBJECT TO THE TERMS AND CONDITIONS OF A FOUNDER STOCK PURCHASE AGREEMENT BY AND BETWEEN THE REGISTERED FOUNDER HEREOF AND THE COMPANY THAT PROVIDES FOR A RIGHT OF REPURCHASE. SUCH RESTRICTIONS ARE BINDING UPON TRANSFEREES OF THESE SECURITIES. COPIES OF THE FOUNDER STOCK PURCHASE AGREEMENT MAY BE OBTAINED UPON WRITTEN REQUEST TO THE SECRETARY OF THE COMPANY. THE SHARES OF STOCK REPRESENTED BY THIS CERTIFICATE ARE SUBJECT TO RESTRICTIONS ON TRANSFER AND FORFEITURES AS SET FORTH A RIGHT OF FIRST REFUSAL IN A CERTAIN COMMON STOCK PURCHASE AGREEMENT BETWEEN FAVOR OF THE COMPANY AND THE REGISTERED OWNER OF THESE SHARES (AND/OR ITS PREDECESSOR ASSIGNEE(S) AS PROVIDED IN INTEREST), AND SUCH AGREEMENT IS AVAILABLE FOR INSPECTION WITHOUT CHARGE AT THE OFFICE OF THE SECRETARY BYLAWS OF THE COMPANY.

Appears in 1 contract

Samples: Founder Stock Purchase and Shareholder Rights Agreement (Consumer Cooperative Group Inc)

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