Stock Records. Pershing shall maintain stock records and other prescribed books and records of all transactions executed or cleared through it.
Appears in 3 contracts
Samples: Disclosed Clearing Agreement (International Assets Holding Corp), Clearing Agreement (American Portfolios Holdings Inc), Clearing Agreement (American Portfolios Holdings Inc)
Stock Records. Pershing shall maintain stock records and other prescribed books and records of all transactions executed or cleared through itit in accordance with generally accepted practices in the securities industry.
Appears in 3 contracts
Samples: Disclosed Clearing Agreement (Chapman Holdings Inc), Clearing Agreement (Echapman Com Inc), Pinnacle Global Group Inc
Stock Records. Pershing shall maintain stock records and other prescribed ------------- books and records of all transactions executed or cleared through it.
Appears in 1 contract
Samples: Disclosed Clearing Agreement (Ziegler Companies Inc)
Stock Records. Pershing shall maintain stock records and other prescribed books and records of all transactions executed or cleared through itit in accordance with applicable Rules.
Appears in 1 contract
Samples: Disclosed Clearing Agreement (Siebert Financial Corp)
