Stock Records. Pershing shall maintain stock records and other prescribed books and records of all transactions executed or cleared through it.
Appears in 3 contracts
Samples: Fully Disclosed Clearing Agreement (International Assets Holding Corp), Fully Disclosed Clearing Agreement (American Portfolios Holdings Inc), Fully Disclosed Clearing Agreement (American Portfolios Holdings Inc)
Stock Records. Pershing shall maintain stock records and other prescribed books and records of all transactions executed or cleared through itit in accordance with generally accepted practices in the securities industry.
Appears in 3 contracts
Samples: Fully Disclosed Clearing Agreement (Pinnacle Global Group Inc), Fully Disclosed Clearing Agreement (Echapman Com Inc), Fully Disclosed Clearing Agreement (Chapman Holdings Inc)
Stock Records. Pershing shall maintain stock records and other prescribed books and records of all transactions executed or cleared through itit in accordance with applicable Rules.
Appears in 1 contract
Samples: Fully Disclosed Clearing Agreement (Siebert Financial Corp)
Stock Records. Pershing shall maintain stock records and other prescribed ------------- books and records of all transactions executed or cleared through it.
Appears in 1 contract
Samples: Fully Disclosed Clearing Agreement (Ziegler Companies Inc)
