Strict Performance. The failure of any party to insist upon or enforce strict performance by any other party of any provision of this Agreement or to exercise any right under this Agreement shall not be construed as a waiver or relinquishment to any extent of such party’s right to assert or rely upon any such provision or right in that or any other instance; rather, such provision or right shall be and remain in full force and effect. If the foregoing is in accordance with Selected Dealer’s understanding and agreement, please sign and return the attached duplicate of this Agreement. Selected Dealer’s indicated acceptance thereof shall constitute a binding agreement between Selected Dealer and the Dealer Manager. DEALER MANAGER: XXXXX FINANCIAL, LLC By: Name: Title: The undersigned dealer confirms its agreement to act as a Selected Dealer pursuant to all the terms and conditions of the above Selected Dealer Agreement and the attached Dealer Manager Agreement. The undersigned dealer hereby represents that it will comply with the applicable requirements of the Securities Act and the Exchange Act and the published rules and regulations of the Commission thereunder, and applicable blue sky or other state securities laws. The undersigned dealer represents and warrants that the undersigned dealer is duly registered as a broker-dealer under the provisions of the Exchange Act and the Exchange Act Rules and Regulations or is exempt from such registration. The undersigned dealer confirms that it and each salesperson acting on its behalf are members in good standing of FINRA and duly licensed by each regulatory authority in each jurisdiction in which the undersigned dealer or such salesperson will offer and sell Shares, or are exempt from registration with such authorities. The undersigned dealer hereby represents that it will comply with the Rules of FINRA and all rules and regulations promulgated by FINRA. Dated: , 2015 Name of Selected Dealer Federal Identification Number By: Name: Authorized Signatory Kindly have checks representing commissions forwarded as follows (if different than above): (Please type or print) Name of Firm: Address: Street City State and Zip Code (Area Code) Telephone No. Attention: SCHEDULE I TO SELECTED DEALER AGREEMENT WITH XXXXX FINANCIAL, LLC Selected Dealer represents and warrants that it is currently licensed as a broker-dealer in the following jurisdictions: · Alabama · Nebraska · Alaska · Nevada · Arizona · New Hampshire · Arkansas · New Jersey · California · New Mexico · Colorado · New York · Connecticut · North Carolina · Delaware · North Dakota · District of Columbia · Ohio · Florida · Oklahoma · Georgia · Oregon · Hawaii · Pennsylvania · Idaho · Puerto Rico · Illinois · Rhode Island · Indiana · South Carolina · Iowa · South Dakota · Kansas · Tennessee · Kentucky · Texas · Louisiana · Utah · Maine · Vermont · Maryland · Virgin Islands · Massachusetts · Virginia · Michigan · Washington · Minnesota · West Virginia · Mississippi · Wisconsin · Missouri · Wyoming · Montana SCHEDULE II
Appears in 1 contract
Samples: Selected Dealer Agreement (Carey Watermark Investors 2 Inc)
Strict Performance. The failure of any party to insist upon or enforce strict performance by any other party of any provision of this Agreement or to exercise any right under this Agreement shall not be construed as a waiver or relinquishment to any extent of such party’s right to assert or rely upon any such provision or right in that or any other instance; rather, such provision or right shall be and remain in full force and effect. If the foregoing is in accordance with Selected Soliciting Dealer’s understanding and agreement, please sign and return the attached duplicate of this Agreement. Selected Soliciting Dealer’s indicated acceptance thereof shall constitute a binding agreement between Selected Soliciting Dealer and the Dealer Manager. DEALER MANAGER: XXXXX FINANCIALPREFERRED CAPITAL SECURITIES, LLC By: Name: Title: The undersigned dealer confirms its agreement to act as a Selected Soliciting Dealer pursuant to all the terms and conditions of the above Selected Soliciting Dealer Agreement and the attached Dealer Manager Agreement. The undersigned dealer hereby represents that it will comply with the applicable requirements of the Securities Act and the Exchange Act and the published rules and regulations of the Commission thereunder, and applicable blue sky or other state securities laws. The undersigned dealer represents and warrants that the undersigned dealer is duly registered as a broker-dealer under the provisions of the Exchange Act and the Exchange Act Rules and Regulations or is exempt from such registration. The undersigned dealer confirms that it and each salesperson acting on its behalf are members in good standing of FINRA and duly licensed by each regulatory authority in each jurisdiction in which the undersigned dealer or such salesperson will offer and sell SharesUnits, or are exempt from registration with such authorities. The undersigned dealer hereby represents that it will comply with the Rules of FINRA and all rules and regulations promulgated by FINRA. Dated: ____________, 2015 2016 Name of Selected Soliciting Dealer Federal Identification Number By: Name: Authorized Signatory Kindly have checks representing commissions forwarded as follows (if different than above): (Please type or print) Name of Firm: Address: Street City State and Zip Code (Area Code) Telephone No. Attention: SCHEDULE I TO SELECTED SOLICITING DEALER AGREEMENT WITH XXXXX FINANCIALPREFERRED CAPITAL SECURITIES, LLC Selected Soliciting Dealer represents and warrants that it is currently licensed as a broker-dealer in the following jurisdictions: · o Alabama · o Nebraska · o Alaska · o Nevada · o Arizona · o New Hampshire · o Arkansas · o New Jersey · o California · o New Mexico · o Colorado · o New York · o Connecticut · o North Carolina · o Delaware · o North Dakota · o District of Columbia · o Ohio · o Florida · o Oklahoma · o Georgia · o Oregon · o Hawaii · o Pennsylvania · o Idaho · o Puerto Rico · o Illinois · o Rhode Island · o Indiana · o South Carolina · o Iowa · o South Dakota · o Kansas · o Tennessee · o Kentucky · o Texas · o Louisiana · o Utah · o Maine · o Vermont · o Maryland · o Virgin Islands · o Massachusetts · o Virginia · o Michigan · o Washington · o Minnesota · o West Virginia · o Mississippi · o Wisconsin · o Missouri · o Wyoming · o Montana SCHEDULE IIPreferred Capital Securities, LLC
Appears in 1 contract
Samples: Soliciting Dealer Agreement (Preferred Apartment Communities Inc)
Strict Performance. The failure of any party to insist upon or enforce strict performance by any other party of any provision of this Agreement or to exercise any right under this Agreement shall not be construed as a waiver or relinquishment to any extent of such party’s right to assert or rely upon any such provision or right in that or any other instance; rather, such provision or right shall be and remain in full force and effect. If the foregoing is in accordance with Selected Participating Broker-Dealer’s understanding and agreement, please sign and return the attached duplicate of this Agreement. Selected Participating Broker-Dealer’s indicated acceptance thereof shall constitute a binding agreement between Selected Participating Broker-Dealer and the Dealer Manager. DEALER MANAGER: XXXXX FINANCIALTERRA SECURITIES, LLC By: Name: Xxxxxxx X. Xxxxxxx Title: President The undersigned dealer confirms its agreement to act as a Selected Participating Broker-Dealer pursuant to all the terms and conditions of the above Selected Participating Broker-Dealer Agreement and the attached Dealer Manager Agreement. The undersigned dealer hereby represents that it will comply with the applicable requirements of the Securities Act and the Exchange Act and the published rules and regulations of the Commission thereunder, and applicable blue sky or other state securities laws. The undersigned dealer represents and warrants that the undersigned dealer is duly registered as a broker-dealer under the provisions of the Exchange Act and the Exchange Act Rules and Regulations or is exempt from such registration. The undersigned dealer confirms that it and each salesperson acting on its behalf are members in good standing of FINRA and duly licensed by each regulatory authority in each jurisdiction in which the undersigned dealer or such salesperson will offer and sell Shares, or are exempt from registration with such authorities. The undersigned dealer hereby represents that it will comply with the Rules of FINRA and all rules and regulations promulgated by FINRA. Terra Securities, LLC Participating Broker-Dealer Agreement Dated: ____________, 2015 2012 Name of Selected Participating Broker-Dealer Federal Identification Number By: Name: Authorized Signatory Kindly have checks representing commissions forwarded as follows (if different than above): (Please type or print) Name of Firm: Address: Street City State and Zip Code (Area Code) Telephone No. Attention: Terra Securities, LLC Participating Broker-Dealer Agreement SCHEDULE I TO SELECTED PARTICIPATING BROKER-DEALER AGREEMENT WITH XXXXX FINANCIALTERRA SECURITIES, LLC Selected Participating Broker-Dealer represents and warrants that it is currently licensed as a broker-dealer in the following jurisdictions: · Alabama · Nebraska · Alaska · Nevada · Arizona · New Hampshire · Arkansas · New Jersey · California · New Mexico · Colorado · New York · Connecticut · North Carolina · Delaware · North Dakota · District of Columbia · Ohio · Florida · Oklahoma · Georgia · Oregon · Hawaii · Pennsylvania · Idaho · Puerto Rico · Illinois · Rhode Island · Indiana · South Carolina · Iowa · South Dakota · Kansas · Tennessee · Kentucky · Texas · Louisiana · Utah · Maine · Vermont · Maryland · Virgin Islands · Massachusetts · Virginia · Michigan · Washington · Minnesota · West Virginia · Mississippi · Wisconsin · Missouri · Wyoming · Montana SCHEDULE II:
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Strict Performance. The failure of any party to insist upon or enforce strict performance by any other party of any provision of this Agreement or to exercise any right under this Agreement shall not be construed as a waiver or relinquishment to any extent of such party’s right to assert or rely upon any such provision or right in that or any other instance; rather, such provision or right shall be and remain in full force and effect. If the foregoing is in accordance with Selected Dealer’s understanding and agreement, please sign and return the attached duplicate of this Agreement. Selected Dealer’s indicated acceptance thereof shall constitute a binding agreement between Selected Dealer and the Dealer Manager. DEALER MANAGER: XXXXX FINANCIAL, LLC By: Name: Title: The undersigned dealer confirms its agreement to act as a Selected Dealer pursuant to all the terms and conditions of the above Selected Dealer Agreement and the attached Dealer Manager Agreement. The undersigned dealer hereby represents that it will comply with the applicable requirements of the Securities Act and the Exchange Act and the published rules and regulations of the Commission thereunder, and applicable blue sky or other state securities laws. The undersigned dealer represents and warrants that the undersigned dealer is duly registered as a broker-dealer under the provisions of the Exchange Act and the Exchange Act Rules and Regulations or is exempt from such registration. The undersigned dealer confirms that it and each salesperson acting on its behalf are members in good standing of FINRA and duly licensed by each regulatory authority in each jurisdiction in which the undersigned dealer or such salesperson will offer and sell Shares, or are exempt from registration with such authorities. The undersigned dealer hereby represents that it will comply with the Rules of FINRA and all rules and regulations promulgated by FINRA. Dated: , 2015 2013 Name of Selected Dealer Federal Identification Number By: Name: Authorized Signatory Kindly have checks representing commissions forwarded as follows (if different than above): (Please type or print) Name of Firm: Address: Street City State and Zip Code (Area Code) Telephone No. Attention: SCHEDULE I TO SELECTED DEALER AGREEMENT WITH XXXXX FINANCIAL, LLC Selected Dealer represents and warrants that it is currently licensed as a broker-dealer in the following jurisdictions: · Alabama · Nebraska · Alaska · Nevada · Arizona · New Hampshire · Arkansas · New Jersey · California · New Mexico · Colorado · New York · Connecticut · North Carolina · Delaware · North Dakota · District of Columbia · Ohio · Florida · Oklahoma · Georgia · Oregon · Hawaii · Pennsylvania · Idaho · Puerto Rico · Illinois · Rhode Island · Indiana · South Carolina · Iowa · South Dakota · Kansas · Tennessee · Kentucky · Texas · Louisiana · Utah · Maine · Vermont · Maryland · Virgin Islands · Massachusetts · Virginia · Michigan · Washington · Minnesota · West Virginia · Mississippi · Wisconsin · Missouri · Wyoming · Montana SCHEDULE IIII The following reflects the Marketing Support Fee and/or Distribution and Shareholder Servicing Fee as agreed upon between Xxxxx Financial, LLC (the “Dealer Manager”) and the Selected Dealer, effective [ ], 2013 in connection with sales of Shares of Corporate Property Associates 18 — Global Incorporated (the “Company”) by the Selected Dealer, excluding Class A Shares and Class C Shares issued under the Company’s distribution reinvestment plan. Check each applicable box below: o Check this box if electing to sell Class A Shares. If the Selected Dealer elects to sell Class A Shares, it may qualify to receive a Marketing Support Fee, of up to % per Class A Share sold. o Check this box if electing to sell Class C Shares. If the Selected Dealer elects to sell Class C Shares, it may qualify to receive a Marketing Support Fee, of up to % per Class C Share sold. If the Selected Dealer elects to sell Class C Shares, it will qualify to receive a portion of the Annual Distribution and Shareholder Servicing Fee, which is calculated annually in an amount equal to 1% of the purchase price per Class C Share or, once reported, the amount of the estimated NAV for the Class C Shares. The Annual Distribution and Shareholder Servicing Fee will accrue daily and be paid quarterly in arrears as described in the Prospectus. Payment of the Annual Distribution and Shareholder Servicing Fee with respect to the Class C Shares sold in the Primary Offering will terminate on the date at which, in the aggregate, underwriting compensation from all sources, including the Annual Distribution and Shareholder Servicing Fee, and any organization and offering fee paid for underwriting and underwriting compensation paid by the sponsor and its affiliates, equal 10% of the gross proceeds from the Primary Offering (i.e., the gross proceeds from the offering of Class A and Class C Shares excluding proceeds from sales pursuant to the distribution reinvestment plan), calculated as of the same date that the Company calculates the aggregate Distribution and Shareholder Servicing Fee. Eligibility to receive the Marketing Support Fee is conditioned upon the Selected Dealer’s compliance with one or more of the following conditions. Any determination regarding the Selected Dealer’s compliance with the listed conditions will be made by the Dealer Manager, in its sole discretion.
Appears in 1 contract
Samples: Selected Dealer Agreement (Corporate Property Associates 18 Global Inc)
Strict Performance. The failure of any party to insist upon or enforce strict performance by any other party of any provision of this Agreement or to exercise any right under this Agreement shall not be construed as a waiver or relinquishment to any extent of such party’s right to assert or rely upon any such provision or right in that or any other instance; rather, such provision or right shall be and remain in full force and effect. Xxxxxxx Equity, LLC Soliciting Dealer Agreement 12 If the foregoing is in accordance with Selected Soliciting Dealer’s understanding and agreement, please sign and return the attached duplicate of this Agreement. Selected Soliciting Dealer’s indicated acceptance thereof shall constitute a binding agreement between Selected Soliciting Dealer and the Dealer Manager. DEALER MANAGER: XXXXX FINANCIALXXXXXXX EQUITY, LLC BySignature: Name: Title: The undersigned dealer confirms its agreement to act as a Selected Soliciting Dealer pursuant to all the terms and conditions of the above Selected Soliciting Dealer Agreement and the attached Dealer Manager Agreement. The undersigned dealer hereby represents that it will comply with the applicable requirements of the Securities Act and the Exchange Act and the published rules and regulations of the Commission thereunder, and applicable blue sky or other state securities laws. The undersigned dealer represents and warrants that the undersigned dealer is duly registered as a broker-dealer under the provisions of the Exchange Act and the Exchange Act Rules and Regulations or is exempt from such registration. The undersigned dealer confirms that it and each salesperson acting on its behalf are members in good standing of FINRA and duly licensed by each regulatory authority in each jurisdiction in which the undersigned dealer or such salesperson will offer and sell SharesUnits, or are exempt from registration with such authorities. The undersigned dealer hereby represents that it will comply with the Rules of FINRA and all rules and regulations promulgated by FINRA. Dated: ____________, 2015 20___ Name of Selected Soliciting Dealer Federal Identification Number ByCRD Number Signature: Name: Authorized Signatory Kindly have checks representing commissions forwarded as follows (if different than above): (Please type or print) Name of Firm: Address: Street City State and Zip Code (Area Code) Telephone No. Attention: SCHEDULE I TO SELECTED DEALER AGREEMENT WITH XXXXX FINANCIAL, LLC Selected Dealer represents and warrants that it is currently licensed as a broker-dealer in the following jurisdictions: · Alabama · Nebraska · Alaska · Nevada · Arizona · New Hampshire · Arkansas · New Jersey · California · New Mexico · Colorado · New York · Connecticut · North Carolina · Delaware · North Dakota · District of Columbia · Ohio · Florida · Oklahoma · Georgia · Oregon · Hawaii · Pennsylvania · Idaho · Puerto Rico · Illinois · Rhode Island · Indiana · South Carolina · Iowa · South Dakota · Kansas · Tennessee · Kentucky · Texas · Louisiana · Utah · Maine · Vermont · Maryland · Virgin Islands · Massachusetts · Virginia · Michigan · Washington · Minnesota · West Virginia · Mississippi · Wisconsin · Missouri · Wyoming · Montana SCHEDULE II:
Appears in 1 contract
Strict Performance. The failure of any party to insist upon or enforce strict performance by any other party of any provision of this Agreement or to exercise any right under this Agreement shall not be construed as a waiver or relinquishment to any extent of such party’s right to assert or rely upon any such provision or right in that or any other instance; rather, such provision or right shall be and remain in full force and effect. If the foregoing is in accordance with Selected Dealer’s understanding and agreement, please sign and return the attached duplicate of this Agreement. Selected Dealer’s indicated acceptance thereof shall constitute a binding agreement between Selected Dealer and the Dealer Manager. DEALER MANAGER: XXXXX FINANCIAL, LLC By: Name: Title: The undersigned dealer confirms its agreement to act as a Selected Dealer pursuant to all the terms and conditions of the above Selected Dealer Agreement and the attached Dealer Manager Agreement. The undersigned dealer hereby represents that it will comply with the applicable requirements of the Securities Act and the Exchange Act and the published rules and regulations of the Commission thereunder, and applicable blue sky or other state securities laws. The undersigned dealer represents and warrants that the undersigned dealer is duly registered as a broker-dealer under the provisions of the Exchange Act and the Exchange Act Rules and Regulations or is exempt from such registration. The undersigned dealer confirms that it and each salesperson acting on its behalf are members in good standing of FINRA and duly licensed by each regulatory authority in each jurisdiction in which the undersigned dealer or such salesperson will offer and sell Shares, or are exempt from registration with such authorities. The undersigned dealer hereby represents that it will comply with the Rules of FINRA and all rules and regulations promulgated by FINRA. Dated: , 2015 2013 Name of Selected Dealer Federal Identification Number By: Name: Authorized Signatory Kindly have checks representing commissions forwarded as follows (if different than above): (Please type or print) Name of Firm: Address: Street City State and Zip Code (Area Code) Telephone No. Attention: SCHEDULE I TO SELECTED DEALER AGREEMENT WITH XXXXX FINANCIAL, LLC Selected Dealer represents and warrants that it is currently licensed as a broker-dealer in the following jurisdictions: · Alabama · Nebraska · Alaska · Nevada · Arizona · New Hampshire · Arkansas · New Jersey · California · New Mexico · Colorado · New York · Connecticut · North Carolina · Delaware · North Dakota · District of Columbia · Ohio · Florida · Oklahoma · Georgia · Oregon · Hawaii · Pennsylvania · Idaho · Puerto Rico · Illinois · Rhode Island · Indiana · South Carolina · Iowa · South Dakota · Kansas · Tennessee · Kentucky · Texas · Louisiana · Utah · Maine · Vermont · Maryland · Virgin Islands · Massachusetts · Virginia · Michigan · Washington · Minnesota · West Virginia · Mississippi · Wisconsin · Missouri · Wyoming · Montana SCHEDULE IIII The following reflects the Marketing Fee and/or Distribution and Shareholder Servicing Fee as agreed upon between Xxxxx Financial, LLC (the “Dealer Manager”) and the Selected Dealer, effective [ ], 2013 in connection with sales of Shares of Corporate Property Associates 18 — Global Incorporated (the “Company”) by the Selected Dealer, excluding Class A Shares and Class C Shares issued under the Company’s distribution reinvestment plan. Check each applicable box below: o Check this box if electing to sell Class A Shares. If the Selected Dealer elects to sell Class A Shares, it may qualify to receive a Marketing Fee, of up to % per Class A Share sold. o Check this box if electing to sell Class C Shares. If the Selected Dealer elects to sell Class C Shares, it may qualify to receive a Marketing Fee, of up to % per Class C Share sold. If the Selected Dealer elects to sell Class C Shares, it will qualify to receive a portion of the Annual Distribution and Shareholder Servicing Fee, which is calculated annually in an amount equal to 1% of the purchase price per Class C Share or, once reported, the amount of the estimated NAV per share for the Class C Shares. The Annual Distribution and Shareholder Servicing Fee will accrue daily and be paid quarterly in arrears as described in the Prospectus. Payment of the Annual Distribution and Shareholder Servicing Fee with respect to the Class C Shares sold in the Primary Offering will terminate on the date at which, in the aggregate, underwriting compensation from all sources, including the Annual Distribution and Shareholder Servicing Fee, and any organization and offering fee paid for underwriting and underwriting compensation paid by the sponsor and its affiliates, equal 10% of the gross proceeds from the Primary Offering (i.e., the gross proceeds from the offering of Class A and Class C Shares excluding proceeds from sales pursuant to the distribution reinvestment plan), calculated as of the same date that the Company calculates the aggregate Distribution and Shareholder Servicing Fee. Eligibility to receive the Marketing Fee is conditioned upon the Selected Dealer’s compliance with one or more of the following conditions. Any determination regarding the Selected Dealer’s compliance with the listed conditions will be made by the Dealer Manager, in its sole discretion.
Appears in 1 contract
Samples: Selected Dealer Agreement (Corporate Property Associates 18 Global Inc)
Strict Performance. The failure of any party to insist upon or enforce strict performance by any other party of any provision of this Agreement or to exercise any right under this Agreement shall not be construed as a waiver or relinquishment to any extent of such party’s right to assert or rely upon any such provision or right in that or any other instance; rather, such provision or right shall be and remain in full force and effect. Xxxxxxx Equity, LLC Soliciting Dealer Agreement 12 If the foregoing is in accordance with Selected Soliciting Dealer’s understanding and agreement, please sign and return the attached duplicate of this Agreement. Selected Soliciting Dealer’s indicated acceptance thereof shall constitute a binding agreement between Selected Soliciting Dealer and the Dealer Manager. DEALER MANAGER: XXXXX FINANCIALXXXXXXX EQUITY, LLC By: Name: Title: The undersigned dealer confirms its agreement to act as a Selected Soliciting Dealer pursuant to all the terms and conditions of the above Selected Soliciting Dealer Agreement and the attached Dealer Manager Agreement. The undersigned dealer hereby represents that it will comply with the applicable requirements of the Securities Act and the Exchange Act and the published rules and regulations of the Commission thereunder, and applicable blue sky or other state securities laws. The undersigned dealer represents and warrants that the undersigned dealer is duly registered as a broker-dealer under the provisions of the Exchange Act and the Exchange Act Rules and Regulations or is exempt from such registration. The undersigned dealer confirms that it and each salesperson acting on its behalf are members in good standing of FINRA and duly licensed by each regulatory authority in each jurisdiction in which the undersigned dealer or such salesperson will offer and sell SharesUnits, or are exempt from registration with such authorities. The undersigned dealer hereby represents that it will comply with the Rules of FINRA and all rules and regulations promulgated by FINRA. Dated: ____________, 2015 2017 Name of Selected Soliciting Dealer Federal Identification Number CRD Number By: Name: Authorized Signatory Kindly have checks representing commissions forwarded as follows (if different than above): (Please type or print) Name of Firm: Address: Street City State and Zip Code (Area Code) Telephone No. Attention: SCHEDULE I TO SELECTED DEALER AGREEMENT WITH XXXXX FINANCIAL, LLC Selected Dealer represents and warrants that it is currently licensed as a broker-dealer in the following jurisdictions: · Alabama · Nebraska · Alaska · Nevada · Arizona · New Hampshire · Arkansas · New Jersey · California · New Mexico · Colorado · New York · Connecticut · North Carolina · Delaware · North Dakota · District of Columbia · Ohio · Florida · Oklahoma · Georgia · Oregon · Hawaii · Pennsylvania · Idaho · Puerto Rico · Illinois · Rhode Island · Indiana · South Carolina · Iowa · South Dakota · Kansas · Tennessee · Kentucky · Texas · Louisiana · Utah · Maine · Vermont · Maryland · Virgin Islands · Massachusetts · Virginia · Michigan · Washington · Minnesota · West Virginia · Mississippi · Wisconsin · Missouri · Wyoming · Montana SCHEDULE II:
Appears in 1 contract
Strict Performance. The failure of any party to insist upon or enforce strict performance by any other party of any provision of this Agreement or to exercise any right under this Agreement shall not be construed as a waiver or relinquishment to any extent of such party’s right to assert or rely upon any such provision or right in that or any other instance; rather, such provision or right shall be and remain in full force and effect. If the foregoing is in accordance with Selected Soliciting Dealer’s understanding and agreement, please sign and return the attached duplicate of this Agreement. Selected Soliciting Dealer’s indicated acceptance thereof shall constitute a binding agreement between Selected Soliciting Dealer and the Dealer Manager. DEALER MANAGER: XXXXX FINANCIALPREFERRED CAPITAL SECURITIES, LLC By: Name: Title: Preferred Capital Securities, LLC Soliciting Dealer Agreement 13 The undersigned dealer confirms its agreement to act as a Selected Soliciting Dealer pursuant to all the terms and conditions of the above Selected Soliciting Dealer Agreement and the attached Dealer Manager Agreement. The undersigned dealer hereby represents that it will comply with the applicable requirements of the Securities Act and the Exchange Act and the published rules and regulations of the Commission thereunder, and applicable blue sky or other state securities laws. The undersigned dealer represents and warrants that the undersigned dealer is duly registered as a broker-dealer under the provisions of the Exchange Act and the Exchange Act Rules and Regulations or is exempt from such registration. The undersigned dealer confirms that it and each salesperson acting on its behalf are members in good standing of FINRA and duly licensed by each regulatory authority in each jurisdiction in which the undersigned dealer or such salesperson will offer and sell SharesPreferred Stock, or are exempt from registration with such authorities. The undersigned dealer hereby represents that it will comply with the Rules of FINRA and all rules and regulations promulgated by FINRA. Dated: ____________, 2015 2019 Name of Selected Soliciting Dealer Federal Identification Number By: Name: Authorized Signatory Kindly have checks representing commissions forwarded as follows (if different than above): (Please type or print) Name of Firm: Address: Street City State and Zip Code (Area Code) Telephone No. Attention: Preferred Capital Securities, LLC Soliciting Dealer Agreement 14 SCHEDULE I TO SELECTED SOLICITING DEALER AGREEMENT WITH XXXXX FINANCIALPREFERRED CAPITAL SECURITIES, LLC Selected Soliciting Dealer represents and warrants that it is currently licensed as a broker-dealer in the following jurisdictions: · o Alabama · o Nebraska · o Alaska · o Nevada · o Arizona · o New Hampshire · o Arkansas · o New Jersey · o California · o New Mexico · o Colorado · o New York · o Connecticut · o North Carolina · o Delaware · o North Dakota · o District of Columbia · o Ohio · o Florida · o Oklahoma · o Georgia · o Oregon · o Hawaii · o Pennsylvania · o Idaho · o Puerto Rico · o Illinois · o Rhode Island · o Indiana · o South Carolina · o Iowa · o South Dakota · o Kansas · o Tennessee · o Kentucky · o Texas · o Louisiana · o Utah · o Maine · o Vermont · o Maryland · o Virgin Islands · o Massachusetts · o Virginia · o Michigan · o Washington · o Minnesota · o West Virginia · o Mississippi · o Wisconsin · o Missouri · o Wyoming · o Montana Preferred Capital Securities, LLC Soliciting Dealer Agreement 15 SCHEDULE IIII TO SOLICITING DEALER AGREEMENT WITH PREFERRED CAPITAL SECURITIES, LLC The following reflects the Preferred Stock the Soliciting Dealer agrees to sell as set forth herein and in the Soliciting Dealer Agreement. The terms of the Series A1 Redeemable Preferred Stock and Series M1 Redeemable Preferred Stock as set forth below are subject to and in no way modify the terms discussed in the Soliciting Dealer Agreement and the Prospectus. This Schedule II is effective as of the date of the Soliciting Dealer Agreement and may be modified at any time by written agreement of the Parties. Terms not defined herein shall have the meaning set forth in the Soliciting Dealer Agreement. Check each applicable box below: ¨ Check this box if electing to sell Series A1 Redeemable Preferred Stock. Subject to any terms set forth in the Soliciting Dealer Agreement and the Prospectus, if the Soliciting Dealer elects to sell Series A1 Redeemable Preferred Stock, it may qualify to receive a selling commission between 5% and 7% of gross offering proceeds from the shares of Series A1 Redeemable Preferred Stock sold. Selected Dealer agrees that it will receive the following percentage of gross offering proceeds as selling commissions for the sale of Series A1 Redeemable Preferred Stock (circle one):
Appears in 1 contract
Samples: Soliciting Dealer Agreement (Preferred Apartment Communities Inc)
Strict Performance. The failure of any party to insist upon or enforce strict performance by any other party of any provision of this Agreement or to exercise any right under this Agreement shall not be construed as a waiver or relinquishment to any extent of such party’s right to assert or rely upon any such provision or right in that or any other instance; rather, such provision or right shall be and remain in full force and effect. If the foregoing is in accordance with Selected Soliciting Dealer’s understanding and agreement, please sign and return the attached duplicate of this Agreement. Selected Soliciting Dealer’s indicated acceptance thereof shall constitute a binding agreement between Selected Soliciting Dealer and the Dealer Manager. DEALER MANAGER: XXXXX FINANCIALPREFERRED CAPITAL SECURITIES, LLC By: Name: Title: Preferred Capital Securities, LLC Soliciting Dealer Agreement 10 The undersigned dealer confirms its agreement to act as a Selected Soliciting Dealer pursuant to all the terms and conditions of the above Selected Soliciting Dealer Agreement and the attached Dealer Manager Agreement. The undersigned dealer hereby represents that it will comply with the applicable requirements of the Securities Act and the Exchange Act and the published rules and regulations of the Commission thereunder, and applicable blue sky or other state securities laws. The undersigned dealer represents and warrants that the undersigned dealer is duly registered as a broker-dealer under the provisions of the Exchange Act and the Exchange Act Rules and Regulations or is exempt from such registration. The undersigned dealer confirms that it and each salesperson acting on its behalf are members in good standing of FINRA and duly licensed by each regulatory authority in each jurisdiction in which the undersigned dealer or such salesperson will offer and sell SharesmShares, or are exempt from registration with such authorities. The undersigned dealer hereby represents that it will comply with the Rules of FINRA and all rules and regulations promulgated by FINRA. Dated: ____________, 2015 2016 Name of Selected Soliciting Dealer Federal Identification Number By: Name: Authorized Signatory Kindly have checks representing commissions forwarded as follows (if different than above): (Please type or print) Name of Firm: Address: Street City State and Zip Code (Area Code) Telephone No. Attention: Preferred Capital Securities, LLC Soliciting Dealer Agreement 11 SCHEDULE I TO SELECTED SOLICITING DEALER AGREEMENT WITH XXXXX FINANCIALPREFERRED CAPITAL SECURITIES, LLC Selected Soliciting Dealer represents and warrants that it is currently licensed as a broker-dealer in the following jurisdictions: · Alabama · Nebraska · Alaska · Nevada · Arizona · New Hampshire · Arkansas · New Jersey · California · New Mexico · Colorado · New York · Connecticut · North Carolina · Delaware · North Dakota · District of Columbia · Ohio · Florida · Oklahoma · Georgia · Oregon · Hawaii · Pennsylvania · Idaho · Puerto Rico · Illinois · Rhode Island · Indiana · South Carolina · Iowa · South Dakota · Kansas · Tennessee · Kentucky · Texas · Louisiana · Utah · Maine · Vermont · Maryland · Virgin Islands · Massachusetts · Virginia · Michigan · Washington · Minnesota · West Virginia · Mississippi · Wisconsin · Missouri · Wyoming · Montana SCHEDULE IIPreferred Capital Securities, LLC
Appears in 1 contract
Samples: Soliciting Dealer Agreement (Preferred Apartment Communities Inc)
Strict Performance. The failure of any party to insist upon or enforce strict performance by any other party of any provision of this Agreement or to exercise any right under this Agreement shall not be construed as a waiver or relinquishment to any extent of such party’s right to assert or rely upon any such provision or right in that or any other instance; rather, such provision or right shall be and remain in full force and effect. If the foregoing is in accordance with Selected Soliciting Dealer’s understanding and agreement, please sign and return the attached duplicate of this Agreement. Selected Soliciting Dealer’s indicated acceptance thereof shall constitute a binding agreement between Selected Soliciting Dealer and the Dealer Manager. DEALER MANAGER: XXXXX FINANCIALPREFERRED CAPITAL SECURITIES, LLC By: Name: Title: /s/ Xx Xxxxxxx Xx Xxxxxxx CEO The undersigned dealer confirms its agreement to act as a Selected Soliciting Dealer pursuant to all the terms and conditions of the above Selected Soliciting Dealer Agreement and the attached Dealer Manager Agreement. The undersigned dealer hereby represents that it will comply with the applicable requirements of the Securities Act and the Exchange Act and the published rules and regulations of the Commission thereunder, and applicable blue sky or other state securities laws. The undersigned dealer represents and warrants that the undersigned dealer is duly registered as a broker-dealer under the provisions of the Exchange Act and the Exchange Act Rules and Regulations or is exempt from such registration. The undersigned dealer confirms that it and each salesperson acting on its behalf are members in good standing of FINRA and duly licensed by each regulatory authority in each jurisdiction in which the undersigned dealer or such salesperson will offer and sell SharesUnits, or are exempt from registration with such authorities. The undersigned dealer hereby represents that it will comply with the Rules of FINRA and all rules and regulations promulgated by FINRA. Dated: April 5, 2015 2017 Investacorp, Inc. Name of Selected Soliciting Dealer ON FILE WITH COMPANY Federal Identification Number By: /s/Xxxxxxx Xxxxxxx Name: Xxxxxxx Xxxxxxx Authorized Signatory Kindly have checks representing commissions forwarded as follows (if different than above): (Please type or print) Name of Firm: Investacorp, Inc. Address: Street City State and Zip Code 0000 Xxxxxxxx Xxxx. - Xxxxx 0000 Xxxxx, XX 00000 (Area Code000) Telephone No. 000-0000 Attention: Xxxxxxx Xxxxxxx SCHEDULE I TO SELECTED SOLICITING DEALER AGREEMENT WITH XXXXX FINANCIALPREFERRED CAPITAL SECURITIES, LLC Selected Soliciting Dealer represents and warrants that it is currently licensed as a broker-dealer in the following jurisdictions: · Alabama · Nebraska · Alaska · Nevada · Arizona · New oAlabama oNebraska oAlaska oNevada oArizona oNew Hampshire · Arkansas · New oArkansas oNew Jersey · California · New oCalifornia oNew Mexico · Colorado · New oColorado oNew York · Connecticut · North oConnecticut oNorth Carolina · Delaware · North oDelaware oNorth Dakota · District oDistrict of Columbia · Ohio · Florida · Oklahoma · Georgia · Oregon · Hawaii · Pennsylvania · Idaho · Puerto oOhio oFlorida oOklahoma oGeorgia oOregon oHawaii oPennsylvania oIdaho oPuerto Rico · Illinois · Rhode oIllinois oRhode Island · Indiana · South oIndiana oSouth Carolina · Iowa · South oIowa oSouth Dakota · Kansas · Tennessee · Kentucky · Texas · Louisiana · Utah · Maine · Vermont · Maryland · Virgin oKansas oTennessee oKentucky oTexas oLouisiana oUtah oMaine oVermont oMaryland oVirgin Islands · Massachusetts · oMassachusetts oVirginia oMichigan oWashington oMinnesota oWest Virginia · Michigan · Washington · Minnesota · West Virginia · Mississippi · Wisconsin · Missouri · Wyoming · Montana SCHEDULE IIoMississippi oWisconsin oMissouri oWyoming
Appears in 1 contract
Samples: Soliciting Dealer Agreement (Preferred Apartment Communities Inc)
Strict Performance. The failure of any party to insist upon or enforce strict performance by any other party of any provision of this Agreement or to exercise any right under this Agreement shall not be construed as a waiver or relinquishment to any extent of such party’s right to assert or rely upon any such provision or right in that or any other instance; rather, such provision or right shall be and remain in full force and effect. If the foregoing is in accordance with Selected Dealer’s understanding and agreement, please sign and return the attached duplicate of this Agreement. Selected Dealer’s indicated acceptance thereof shall constitute a binding agreement between Selected Dealer and the Dealer Manager. DEALER MANAGER: XXXXX FINANCIALCarey Fixxxxxal, LLC Selected Dealer Agreement 13 CAREY FIXXXXXAL, LLC By: Name: Title: The undersigned dealer confirms its agreement to act as a Selected Dealer pursuant to all the terms and conditions of the above Selected Dealer Agreement and the attached Dealer Manager Agreement. The undersigned dealer hereby represents that it will comply with the applicable requirements of the Securities Act and the Exchange Act and the published rules and regulations of the Commission thereunder, and applicable blue sky or other state securities laws. The undersigned dealer represents and warrants that the undersigned dealer is duly registered as a broker-dealer under the provisions of the Exchange Act and the Exchange Act Rules and Regulations or is exempt from such registration. The undersigned dealer confirms that it and each salesperson acting on its behalf are members in good standing of FINRA and duly licensed by each regulatory authority in each jurisdiction in which the undersigned dealer or such salesperson will offer and sell Shares, or are exempt from registration with such authorities. The undersigned dealer hereby represents that it will comply with the Rules of FINRA and all rules and regulations promulgated by FINRA. Check each applicable box below: • Check this box if electing to sell Class A Shares. • Check this box if electing to sell Class T Shares. Dated: ____________, 2015 Name of Selected Dealer Federal Identification Number By: Name: Authorized Signatory Kindly have checks representing commissions forwarded as follows (if different than above): (Please type or print) Name of Firm: Address: Street City State and Zip Code (Area Code) Telephone No. Attention: Carey Fixxxxxal, LLC Selected Dealer Agreement 14 SCHEDULE I TO SELECTED DEALER AGREEMENT WITH XXXXX FINANCIALCAREY FIXXXXXAL, LLC Selected Dealer represents and warrants that it is currently licensed as a broker-dealer in the following jurisdictions: · o Alabama · o Nebraska · o Alaska · o Nevada · o Arizona · o New Hampshire · o Arkansas · o New Jersey · o California · o New Mexico · o Colorado · o New York · o Connecticut · o North Carolina · o Delaware · o North Dakota · o District of Columbia · o Ohio · o Florida · o Oklahoma · o Georgia · o Oregon · o Hawaii · o Pennsylvania · o Idaho · o Puerto Rico · o Illinois · o Rhode Island · o Indiana · o South Carolina · o Iowa · o South Dakota · o Kansas · o Tennessee · o Kentucky · o Texas · o Louisiana · o Utah · o Maine · o Vermont · o Maryland · o Virgin Islands · o Massachusetts · o Virginia · o Michigan · o Washington · o Minnesota · o West Virginia · o Mississippi · o Wisconsin · o Missouri · o Wyoming · o Montana Carey Fixxxxxal, LLC Selected Dealer Agreement 15 SCHEDULE IIII ADDENDUM TO SELECTED DEALER AGREEMENT The following reflects the Marketing Fee and/or Distribution and Shareholder Servicing Fee as agreed upon between Carey Fixxxxxal, LLC (the “Dealer Manager”) and the Selected Dealer, effective [_______], 2015 in connection with sales of Shares of Carey Waxxxxxrk Investors 2 Incorporated (the “Company”) by the Selected Dealer, excluding Shares issued under the Company’s distribution reinvestment plan. Check each applicable box below: • Check this box if electing to sell Class A Shares. If the Selected Dealer elects to sell Class A Shares, it may qualify to receive a Marketing Fee, of up to ___% per Class A Share sold. • Check this box if electing to sell Class T Shares. If the Selected Dealer elects to sell Class T Shares, it may qualify to receive a Marketing Fee, of up to ___% per Class T Share sold. If the Selected Dealer elects to sell Class T Shares, it will qualify to receive the Annual Distribution and Shareholder Servicing Fee for the Class T Shares that it sells, which is calculated annually in an amount equal to 1% of the purchase price per Class T Share or, once reported, the amount of the estimated NAV per share for the Class T Shares. The Annual Distribution and Shareholder Servicing Fee will accrue daily and be paid quarterly in arrears as described in the Prospectus. The Dealer Manager will reallow the Distribution and Shareholder Servicing Fee to the Selected Dealer who sold the Class T Shares to the extent the Selected Dealer Agreement with such Selected Dealer provides for such a reallowance. Notwithstanding, upon the date, if any, the Dealer Manager is notified that the Selected Dealer who sold the Class T Shares giving rise to the Distribution and Shareholder Servicing Fee is no longer the broker-dealer of record with respect to such Class T Shares, then such Selected Dealer’s entitlement to the Distribution and Shareholder Servicing Fee related to such Class T Shares shall cease, and such Selected Dealer shall not receive the Distribution and Shareholder Servicing Fee for any portion of the quarter in which such Selected Dealer is not the broker-dealer of record on the last day of the quarter. Thereafter, such Distribution and Shareholder Servicing Fee may be reallowed by the Dealer Manager to the then-current broker-dealer of record of the Class T Shares, if any, if such broker-dealer of record has been designated and has entered into a Selected Dealer Agreement with the Dealer Manager that provides for such reallowance. All determinations regarding the reallowance of the Distribution and Shareholder Servicing Fee will be made by the Dealer Manager in good faith in its sole discretion. The Selected Dealer agrees to promptly notify the Dealer Manager upon becoming aware that it is no longer the broker-dealer of record to any or all of the Class T Shares held by the Selected Dealer. Payment of the Annual Distribution and Shareholder Servicing Fee with respect to the Class T Shares sold in the Primary Offering will terminate on the earlier of (i) the date at which, in the aggregate, underwriting compensation from all sources, including the Annual Distribution and Shareholder Servicing Fee, any organization and offering fee paid for underwriting and underwriting compensation paid by the sponsor and its affiliates, equals 10% of the gross proceeds from the Primary Offering (i.e., the gross proceeds from the offering of Class A and Class T Shares excluding proceeds from sales pursuant to the distribution reinvestment plan), calculated as of the same date that the Company calculates the aggregate Distribution and Shareholder Servicing Fee; and (ii) the sixth anniversary of the last day of the fiscal quarter in which the Primary Offering (excluding the DRIP) terminates. Carey Fixxxxxal, LLC Selected Dealer Agreement 16 Eligibility to receive the Marketing Fee is conditioned upon the Selected Dealer’s compliance with one or more of the following conditions. Any determination regarding the Selected Dealer’s compliance with the listed conditions will be made by the Dealer Manager, in its sole discretion.
Appears in 1 contract
Samples: Selected Dealer Agreement (Carey Watermark Investors 2 Inc)
Strict Performance. The failure of any party to insist upon or enforce strict performance by any other party of any provision of this Agreement or to exercise any right under this Agreement shall not be construed as a waiver or relinquishment to any extent of such party’s right to assert or rely upon any such provision or right in that or any other instance; rather, such provision or right shall be and remain in full force and effect. If the foregoing is in accordance with Selected Participating Broker-Dealer’s understanding and agreement, please sign and return the attached duplicate of this Agreement. Selected Participating Broker-Dealer’s indicated acceptance thereof shall constitute a binding agreement between Selected Participating Broker-Dealer and the Dealer Manager. DEALER MANAGER: XXXXX FINANCIAL, ASHFORD SECURITIES LLC By: Name: Title: The undersigned dealer confirms its agreement to act as a Selected Participating Broker-Dealer pursuant to all the terms and conditions of the above Selected Participating Broker-Dealer Agreement and the attached Dealer Manager Agreement. The undersigned dealer hereby represents that it will comply with the applicable requirements of the Securities Act and the Exchange Act and the published rules and regulations of the Commission thereunder, and applicable blue sky or other state securities laws. The undersigned dealer represents and warrants that the undersigned dealer is duly registered as a broker-dealer under the provisions of the Exchange Act and the Exchange Act Rules and Regulations or is exempt from such registration. The undersigned dealer confirms that it and each salesperson acting on its behalf are members in good standing of FINRA and duly licensed by each regulatory authority in each jurisdiction in which the undersigned dealer or such salesperson will offer and sell Shares, or are exempt from registration with such authorities. The undersigned dealer hereby represents that it will comply with the Rules of FINRA and all rules and regulations promulgated by FINRA. Dated: , 2015 2020 Name of Selected Participating Broker-Dealer Federal Identification Number By: Name: Authorized Signatory Kindly have checks representing commissions forwarded as follows (if different than above): (Please type or print) Name of Firm: Address: Street City State and Zip Code (Area Code) Telephone No. Attention: SCHEDULE I TO SELECTED PARTICIPATING BROKER-DEALER AGREEMENT WITH XXXXX FINANCIAL, ASHFORD SECURITIES LLC Selected Participating Broker-Dealer represents and warrants that it is currently licensed as a broker-dealer in the following jurisdictions: · o Alabama · o Nebraska · o Alaska · o Nevada · o Arizona · o New Hampshire · o Arkansas · o New Jersey · o California · o New Mexico · o Colorado · o New York · o Connecticut · o North Carolina · o Delaware · o North Dakota · o District of Columbia · o Ohio · o Florida · o Oklahoma · o Georgia · o Oregon · o Hawaii · o Pennsylvania · o Idaho · o Puerto Rico · o Illinois · o Rhode Island · o Indiana · o South Carolina · o Iowa · o South Dakota · o Kansas · o Tennessee · o Kentucky · o Texas · o Louisiana · o Utah · o Maine · o Vermont · o Maryland · o Virgin Islands · o Massachusetts · o Virginia · o Michigan · o Washington · o Minnesota · o West Virginia · o Mississippi · o Wisconsin · o Missouri · o Wyoming · o Montana SCHEDULE IIII TO PARTICIPATING BROKER-DEALER AGREEMENT WITH ASHFORD SECURITIES LLC The following reflects the Preferred Stock the Participating Broker-Dealer agrees to sell as set forth herein and in the Participating Broker-Dealer Agreement. The terms of the Series E Preferred Stock and Series M Preferred Stock as set forth below are subject to and in no way modify the terms discussed in the Participating Broker-Dealer Agreement and the Prospectus. This Schedule II is effective as of the date of the Participating Broker-Dealer Agreement and may be modified at any time by written agreement of the Parties. Terms not defined herein shall have the meaning set forth in the Participating Broker-Dealer Agreement. Check each applicable box below: o Check this box if electing to sell Series E Preferred Stock. Subject to any terms set forth in the Participating Broker-Dealer Agreement and the Prospectus, if the Participating Broker-Dealer elects to sell Series E Preferred Stock, it will qualify to receive a selling commission of up to and including 7% of the gross proceeds from the Shares of Series E Preferred Stock sold by it and accepted and confirmed by the Company. o Check this box if electing to sell Series M Preferred Stock. Subject to any terms set forth in the Participating Broker-Dealer Agreement and the Prospectus, if the Participating Broker-Dealer elects to sell Series M Preferred Stock, it will receive no selling commissions for the sale of Series M Preferred Stock.
Appears in 1 contract
Samples: Braemar Hotels & Resorts Inc.
Strict Performance. The failure of any party to insist upon or enforce strict performance by any other party of any provision of this Agreement or to exercise any right under this Agreement shall not be construed as a waiver or relinquishment to any extent of such party’s right to assert or rely upon any such provision or right in that or any other instance; rather, such provision or right shall be and remain in full force and effect. If the foregoing is in accordance with Selected Dealer’s understanding and agreement, please sign and return the attached duplicate of this Agreement. Selected Dealer’s indicated acceptance thereof shall constitute a binding agreement between Selected Dealer and the Dealer Manager. Xxxxx Financial, LLC Selected Dealer Agreement DEALER MANAGER: XXXXX FINANCIAL, LLC By: Name: Title: The undersigned dealer confirms its agreement to act as a Selected Dealer pursuant to all the terms and conditions of the above Selected Dealer Agreement and the attached Dealer Manager Agreement. The undersigned dealer hereby represents that it will comply with the applicable requirements of the Securities Act and the Exchange Act and the published rules and regulations of the Commission thereunder, and applicable blue sky or other state securities laws. The undersigned dealer represents and warrants that the undersigned dealer is duly registered as a broker-dealer under the provisions of the Exchange Act and the Exchange Act Rules and Regulations or is exempt from such registration. The undersigned dealer confirms that it and each salesperson acting on its behalf are members in good standing of FINRA and duly licensed by each regulatory authority in each jurisdiction in which the undersigned dealer or such salesperson will offer and sell Shares, or are exempt from registration with such authorities. The undersigned dealer hereby represents that it will comply with the Rules of FINRA and all rules and regulations promulgated by FINRA. Dated: , 2015 2010 Name of Selected Dealer Federal Identification Number By: Name: Authorized Signatory Kindly have checks representing commissions forwarded as follows (if different than above): (Please type or print) Name of Firm: Address: Street City State and Zip Code (Area Code) Telephone No. Attention: Xxxxx Financial, LLC Selected Dealer Agreement SCHEDULE I TO SELECTED DEALER AGREEMENT WITH XXXXX FINANCIAL, LLC Selected Dealer represents and warrants that it is currently licensed as a broker-dealer in the following jurisdictions: · o Alabama · o Nebraska · o Alaska · o Nevada · o Arizona · o New Hampshire · Arkansas · New Jersey · o California · o New Mexico · o Colorado · o New York · o Connecticut · o North Carolina · o Delaware · o North Dakota · o District of Columbia · o Ohio · o Florida · o Oklahoma · o Georgia · o Oregon · o Hawaii · o Pennsylvania · o Idaho · o Puerto Rico · o Illinois · o Rhode Island · o Indiana · o South Carolina · o Iowa · o South Dakota · o Kansas · o Tennessee · o Kentucky · o Texas · o Louisiana · o Utah · o Maine · o Vermont · o Maryland · o Virgin Islands · o Massachusetts · o Virginia · o Michigan · o Washington · o Minnesota · o West Virginia · o Mississippi · o Wisconsin · o Missouri · o Wyoming · o Montana Xxxxx Financial, LLC Selected Dealer Agreement SCHEDULE IIII TO XXXXX WATERMARK INVESTORS INCORPORATED ADDENDUM TO SELECTED DEALER AGREEMENT The following reflects the marketing support fee as agreed upon between Xxxxx Financial, LLC (the “Dealer Manager”) and the Selected Dealer, effective [ ], 2010. Each calendar year, the Selected Dealer may qualify to receive a fee (the “Marketing Support Fee”), of up to [$ ] per share in connection with sales of Xxxxx Watermark Investors Incorporated’s (the “Company”) common stock by the Selected Dealer. Eligibility to receive the Selected Dealer Fee is conditioned upon the Selected Dealer reaching a prescribed minimum annual sales volume of shares of the Company’s common stock and the Selected Dealer’s compliance with one or more of the following conditions. Any determination regarding the Selected Dealer’s compliance with the listed conditions will be made by the Dealer Manager, in its sole discretion.
Appears in 1 contract
Samples: Selected Dealer Agreement (Carey Watermark Investors Inc)
Strict Performance. The failure of any party to insist upon or enforce strict performance by any other party of any provision of this Agreement or to exercise any right under this Agreement shall not be construed as a waiver or relinquishment to any extent of such party’s right to assert or rely upon any such provision or right in that or any other instance; rather, such provision or right shall be and remain in full force and effect. If the foregoing is in accordance with Selected Dealer’s understanding and agreement, please sign and return the attached duplicate of this Agreement. Selected Dealer’s indicated acceptance thereof shall constitute a binding agreement between Selected Dealer and the Dealer Manager. DEALER MANAGER: XXXXX FINANCIAL, LLC By: Name: Title: Date: Xxxxx Financial, LLC Selected Dealer Agreement 12 The undersigned dealer confirms its agreement to act as a Selected Dealer pursuant to all the terms and conditions of the above Selected Dealer Agreement and the attached Dealer Manager Agreement. The undersigned dealer hereby represents that it will comply with the applicable requirements of the Securities Act and the Exchange Act and the published rules and regulations of the Commission thereunder, and applicable blue sky or other state securities laws. The undersigned dealer represents and warrants that the undersigned dealer is duly registered as a broker-dealer under the provisions of the Exchange Act and the Exchange Act Rules and Regulations or is exempt from such registration. The undersigned dealer confirms that it and each salesperson acting on its behalf are members in good standing of FINRA and duly licensed by each regulatory authority in each jurisdiction in which the undersigned dealer or such salesperson will offer and sell Shares, or are exempt from registration with such authorities. The undersigned dealer hereby represents that it will comply with the Rules of FINRA and all rules and regulations promulgated by FINRA. Dated: ____________, 2015 2013 Name of Selected Dealer Federal Identification Number By: Name: Authorized Signatory Kindly have checks representing commissions forwarded as follows (if different than above): (Please type or print) Name of Firm: Address: Street City State and Zip Code (Area Code) Telephone No. Attention: Xxxxx Financial, LLC Selected Dealer Agreement 13 SCHEDULE I TO SELECTED DEALER AGREEMENT WITH XXXXX FINANCIAL, LLC Selected Dealer represents and warrants that it is currently licensed as a broker-dealer in the following jurisdictions: · o Alabama · o Nebraska · o Alaska · o Nevada · o Arizona · o New Hampshire · o Arkansas · o New Jersey · o California · o New Mexico · o Colorado · o New York · o Connecticut · o North Carolina · o Delaware · o North Dakota · o District of Columbia · o Ohio · o Florida · o Oklahoma · o Georgia · o Oregon · o Hawaii · o Pennsylvania · o Idaho · o Puerto Rico · o Illinois · o Rhode Island · o Indiana · o South Carolina · o Iowa · o South Dakota · o Kansas · o Tennessee · o Kentucky · o Texas · o Louisiana · o Utah · o Maine · o Vermont · o Maryland · o Virgin Islands · o Massachusetts · o Virginia · o Michigan · o Washington · o Minnesota · o West Virginia · o Mississippi · o Wisconsin · o Missouri · o Wyoming · o Montana Xxxxx Financial, LLC Selected Dealer Agreement 14 SCHEDULE IIII TO XXXXX WATERMARK INVESTORS INCORPORATED ADDENDUM TO SELECTED DEALER AGREEMENT The following reflects the marketing fee as agreed upon between Xxxxx Financial, LLC (the “Dealer Manager”) and the Selected Dealer, effective [_______], 2013. Each calendar year, the Selected Dealer may qualify to receive a fee (the “Marketing Fee”), of up to _____% per share in connection with sales of Xxxxx Watermark Investors Incorporated’s (the “Company”) common stock by the Selected Dealer. Eligibility to receive the Marketing Fee is conditioned upon the Selected Dealer’s compliance with one or more of the following conditions. Any determination regarding the Selected Dealer’s compliance with the listed conditions will be made by the Dealer Manager, in its sole discretion.
Appears in 1 contract
Samples: Selected Dealer Agreement (Carey Watermark Investors Inc)
Strict Performance. The failure of any party to insist upon or enforce strict performance by any other party of any provision of this Agreement or to exercise any right under this Agreement shall not be construed as a waiver or relinquishment to any extent of such party’s right to assert or rely upon any such provision or right in that or any other instance; rather, such provision or right shall be and remain in full force and effect. If the foregoing is in accordance with Selected Dealer’s understanding and agreement, please sign and return the attached duplicate of this Agreement. Selected Dealer’s indicated acceptance thereof shall constitute a binding agreement between Selected Dealer and the Dealer Manager. DEALER MANAGER: XXXXX FINANCIAL, LLC By: Name: Title: Xxxxx Financial, LLC Selected Dealer Agreement Exhibit 10.1 The undersigned dealer confirms its agreement to act as a Selected Dealer pursuant to all the terms and conditions of the above Selected Dealer Agreement and the attached Dealer Manager Agreement. The undersigned dealer hereby represents that it will comply with the applicable requirements of the Securities Act and the Exchange Act and the published rules and regulations of the Commission thereunder, and applicable blue sky or other state securities laws. The undersigned dealer represents and warrants that the undersigned dealer is duly registered as a broker-dealer under the provisions of the Exchange Act and the Exchange Act Rules and Regulations or is exempt from such registration. The undersigned dealer confirms that it and each salesperson acting on its behalf are members in good standing of FINRA and duly licensed by each regulatory authority in each jurisdiction in which the undersigned dealer or such salesperson will offer and sell Shares, or are exempt from registration with such authorities. The undersigned dealer hereby represents that it will comply with the Rules of FINRA and all rules and regulations promulgated by FINRA. Dated: , 2015 2011 Name of Selected Dealer Federal Identification Number By: Name: Authorized Signatory Kindly have checks representing commissions forwarded as follows (if different than above): (Please type or print) Name of Firm: Address: Street City State and Zip Code (Area Code) Telephone No. Attention: Xxxxx Financial, LLC Selected Dealer Agreement Exhibit 10.1 SCHEDULE I TO SELECTED DEALER AGREEMENT WITH XXXXX FINANCIAL, LLC Selected Dealer represents and warrants that it is currently licensed as a broker-dealer in the following jurisdictions: · o Alabama · o Nebraska · o Alaska · o Nevada · o Arizona · o New Hampshire · o Arkansas · o New Jersey · o California · o New Mexico · o Colorado · o New York · o Connecticut · o North Carolina · o Delaware · o North Dakota · o District of Columbia · o Ohio · o Florida · o Oklahoma · o Georgia · o Oregon · o Hawaii · o Pennsylvania · o Idaho · o Puerto Rico · o Illinois · o Rhode Island · o Indiana · o South Carolina · o Iowa · o South Dakota · o Kansas · o Tennessee · o Kentucky · o Texas · o Louisiana · o Utah · o Maine · o Vermont · o Maryland · o Virgin Islands · o Massachusetts · o Virginia · o Michigan · o Washington · o Minnesota · o West Virginia · o Mississippi · o Wisconsin · o Missouri · o Wyoming · o Montana Xxxxx Financial, LLC Selected Dealer Agreement Exhibit 10.1 SCHEDULE IIII TO CORPORATE PROPERTY ASSOCIATES 17 — GLOBAL INCORPORATED ADDENDUM TO SELECTED DEALER AGREEMENT The following reflects the marketing support fee as agreed upon between Xxxxx Financial, LLC (the “Dealer Manager”) and the Selected Dealer, effective [_______], 2011. Each calendar year, the Selected Dealer may qualify to receive a fee (the “Marketing Support Fee”), of up to $0.10 per share in connection with sales of Corporate Property Associates 17 — Global Incorporated’s (the “Company”) common stock by the Selected Dealer. Eligibility to receive the Selected Dealer Fee is conditioned upon the Selected Dealer reaching a prescribed minimum annual sales volume of shares of the Company’s common stock and the Selected Dealer’s compliance with one or more of the following conditions. Any determination regarding the Selected Dealer’s compliance with the listed conditions will be made by the Dealer Manager, in its sole discretion.
Appears in 1 contract
Samples: Selected Dealer Agreement (Corporate Property Associates 17 - Global INC)
Strict Performance. The failure of any party to insist upon or enforce strict performance by any other party of any provision of this Agreement or to exercise any right under this Agreement shall not be construed as a waiver or relinquishment to any extent of such party’s right to assert or rely upon any such provision or right in that or any other instance; rather, such provision or right shall be and remain in full force and effect. If the foregoing is in accordance with Selected Soliciting Dealer’s understanding and agreement, please sign and return the attached duplicate of this Agreement. Selected Soliciting Dealer’s indicated acceptance thereof shall constitute a binding agreement between Selected Soliciting Dealer and the Dealer Manager. DEALER MANAGER: XXXXX FINANCIALPREFERRED CAPITAL SECURITIES, LLC By: Name: Title: The undersigned dealer confirms its agreement to act as a Selected Soliciting Dealer pursuant to all the terms and conditions of the above Selected Soliciting Dealer Agreement and the attached Dealer Manager Agreement. The undersigned dealer hereby represents that it will comply with the applicable requirements of the Securities Act and the Exchange Act and the published rules and regulations of the Commission thereunder, and applicable blue sky or other state securities laws. The undersigned dealer represents and warrants that the undersigned dealer is duly registered as a broker-dealer under the provisions of the Exchange Act and the Exchange Act Rules and Regulations or is exempt from such registration. The undersigned dealer confirms that it and each salesperson acting on its behalf are members in good standing of FINRA and duly licensed by each regulatory authority in each jurisdiction in which the undersigned dealer or such salesperson will offer and sell SharesUnits, or are exempt from registration with such authorities. The undersigned dealer hereby represents that it will comply with the Rules of FINRA and all rules and regulations promulgated by FINRA. Dated: , 2015 2017 Name of Selected Soliciting Dealer Federal Identification Number By: Name: Authorized Signatory Kindly have checks representing commissions forwarded as follows (if different than above): (Please type or print) Name of Firm: Address: Street City State and Zip Code (Area Code) Telephone No. Attention: SCHEDULE I TO SELECTED SOLICITING DEALER AGREEMENT WITH XXXXX FINANCIALPREFERRED CAPITAL SECURITIES, LLC Selected Soliciting Dealer represents and warrants that it is currently licensed as a broker-dealer in the following jurisdictions: · o Alabama · o Nebraska · o Alaska · o Nevada · o Arizona · o New Hampshire · o Arkansas · o New Jersey · o California · o New Mexico · o Colorado · o New York · o Connecticut · o North Carolina · o Delaware · o North Dakota · o District of Columbia · o Ohio · o Florida · o Oklahoma · o Georgia · o Oregon · o Hawaii · o Pennsylvania · o Idaho · o Puerto Rico · o Illinois · o Rhode Island · o Indiana · o South Carolina · o Iowa · o South Dakota · o Kansas · o Tennessee · o Kentucky · o Texas · o Louisiana · o Utah · o Maine · o Vermont · o Maryland · o Virgin Islands · o Massachusetts · o Virginia · o Michigan · o Washington · o Minnesota · o West Virginia · o Mississippi · o Wisconsin · o Missouri · Wyoming · Montana SCHEDULE IIo Wyoming
Appears in 1 contract
Samples: Soliciting Dealer Agreement
Strict Performance. The failure of any party to insist upon or enforce strict performance by any other party of any provision of this Agreement or to exercise any right under this Agreement shall not be construed as a waiver or relinquishment to any extent of such party’s right to assert or rely upon any such provision or right in that or any other instance; rather, such provision or right shall be and remain in full force and effect. If the foregoing is in accordance with Selected Soliciting Dealer’s understanding and agreement, please sign and return the attached duplicate of this Agreement. Selected Soliciting Dealer’s indicated acceptance thereof shall constitute a binding agreement between Selected Soliciting Dealer and the Dealer Manager. DEALER MANAGER: XXXXX FINANCIALPREFERRED CAPITAL SECURITIES, LLC By: Name: Title: The undersigned dealer confirms its agreement to act as a Selected Soliciting Dealer pursuant to all the terms and conditions of the above Selected Soliciting Dealer Agreement and the attached Dealer Manager Agreement. The undersigned dealer hereby represents that it will comply with the applicable requirements of the Securities Act and the Exchange Act and the published rules and regulations of the Commission thereunder, and applicable blue sky or other state securities laws. The undersigned dealer represents and warrants that the undersigned dealer is duly registered as a broker-dealer under the provisions of the Exchange Act and the Exchange Act Rules and Regulations or is exempt from such registration. The undersigned dealer confirms that it and each salesperson acting on its behalf are members in good standing of FINRA and duly licensed by each regulatory authority in each jurisdiction in which the undersigned dealer or such salesperson will offer and sell SharesmShares, or are exempt from registration with such authorities. The undersigned dealer hereby represents that it will comply with the Rules of FINRA and all rules and regulations promulgated by FINRA. Dated: , 2015 2016 Name of Selected Soliciting Dealer Federal Identification Number By: Name: Authorized Signatory Kindly have checks representing commissions forwarded as follows (if different than above): (Please type or print) Name of Firm: Address: Street City State and Zip Code (Area Code) Telephone No. Attention: SCHEDULE I TO SELECTED SOLICITING DEALER AGREEMENT WITH XXXXX FINANCIALPREFERRED CAPITAL SECURITIES, LLC Selected Soliciting Dealer represents and warrants that it is currently licensed as a broker-dealer in the following jurisdictions: · o Alabama · o Nebraska · o Alaska · o Nevada · o Arizona · o New Hampshire · o Arkansas · o New Jersey · o California · o New Mexico · o Colorado · o New York · o Connecticut · o North Carolina · o Delaware · o North Dakota · o District of Columbia · o Ohio · o Florida · o Oklahoma · o Georgia · o Oregon · o Hawaii · o Pennsylvania · o Idaho · o Puerto Rico · o Illinois · o Rhode Island · o Indiana · o South Carolina · o Iowa · o South Dakota · o Kansas · o Tennessee · o Kentucky · o Texas · o Louisiana · o Utah · o Maine · o Vermont · o Maryland · o Virgin Islands · o Massachusetts · o Virginia · o Michigan · o Washington · o Minnesota · o West Virginia · o Mississippi · o Wisconsin · o Missouri · Wyoming · Montana SCHEDULE IIo Wyoming
Appears in 1 contract
Samples: Soliciting Dealer Agreement
Strict Performance. The failure of any party to insist upon or enforce strict performance by any other party of any provision of this Agreement or to exercise any right under this Agreement shall not be construed as a waiver or relinquishment to any extent of such party’s right to assert or rely upon any such provision or right in that or any other instance; rather, such provision or right shall be and remain in full force and effect. If the foregoing is in accordance with Selected Dealer’s understanding and agreement, please sign and return the attached duplicate of this Agreement. Selected Dealer’s indicated acceptance thereof shall constitute a binding agreement between Selected Dealer and the Dealer Manager. DEALER MANAGER: XXXXX FINANCIAL, LLC By: Name: Title: The undersigned dealer confirms its agreement to act as a Selected Dealer pursuant to all the terms and conditions of the above Selected Dealer Agreement and the attached Dealer Manager Agreement. The undersigned dealer hereby represents that it will comply with the applicable requirements of the Securities Act and the Exchange Act and the published rules and regulations of the Commission thereunder, and applicable blue sky or other state securities laws. The undersigned dealer represents and warrants that the undersigned dealer is duly registered as a broker-dealer under the provisions of the Exchange Act and the Exchange Act Rules and Regulations or is exempt from such registration. The undersigned dealer confirms that it and each salesperson acting on its behalf are members in good standing of FINRA and duly licensed by each regulatory authority in each jurisdiction in which the undersigned dealer or such salesperson will offer and sell Shares, or are exempt from registration with such authorities. The undersigned dealer hereby represents that it will comply with the Rules of FINRA and all rules and regulations promulgated by FINRA. Dated: , 2015 2013 Name of Selected Dealer Federal Identification Number By: Name: Authorized Signatory Kindly have checks representing commissions forwarded as follows (if different than above): (Please type or print) Name of Firm: Address: Street City State and Zip Code (Area Code) Telephone No. Attention: SCHEDULE I TO SELECTED DEALER AGREEMENT WITH XXXXX FINANCIAL, LLC Selected Dealer represents and warrants that it is currently licensed as a broker-dealer in the following jurisdictions: · Alabama · Nebraska · Alaska · Nevada · Arizona · New Hampshire · Arkansas · New Jersey · California · New Mexico · Colorado · New York · Connecticut · North Carolina · Delaware · North Dakota · District of Columbia · Ohio · Florida · Oklahoma · Georgia · Oregon · Hawaii · Pennsylvania · Idaho · Puerto Rico · Illinois · Rhode Island · Indiana · South Carolina · Iowa · South Dakota · Kansas · Tennessee · Kentucky · Texas · Louisiana · Utah · Maine · Vermont · Maryland · Virgin Islands · Massachusetts · Virginia · Michigan · Washington · Minnesota · West Virginia · Mississippi · Wisconsin · Missouri · Wyoming · Montana SCHEDULE IIII The following reflects the Marketing Fee and/or Distribution and Shareholder Servicing Fee as agreed upon between Xxxxx Financial, LLC (the “Dealer Manager”) and the Selected Dealer, effective [ ], 2013 in connection with sales of Shares of Corporate Property Associates 18 — Global Incorporated (the “Company”) by the Selected Dealer, excluding Class A Shares and Class C Shares issued under the Company’s distribution reinvestment plan. Check each applicable box below: o Check this box if electing to sell Class A Shares. If the Selected Dealer elects to sell Class A Shares, it may qualify to receive a Marketing Fee, of up to % per Class A Share sold. o Check this box if electing to sell Class C Shares. If the Selected Dealer elects to sell Class C Shares, it will qualify to receive the Annual Distribution and Shareholder Servicing Fees for the Class C Shares that it sells, which is calculated annually in an amount equal to 1% of the purchase price per Class C Share or, once reported, the amount of the estimated NAV per share for the Class C Shares. The Annual Distribution and Shareholder Servicing Fee will accrue daily and be paid quarterly in arrears as described in the Prospectus. The Dealer Manager will reallow the Distribution and Shareholder Servicing Fee to the Selected Dealer who sold the Class C Shares to the extent the Selected Dealer Agreement with such Selected Dealer provides for such a reallowance. Notwithstanding, upon the date, if any, the Dealer Manager is notified that the Selected Dealer who sold the Class C Shares giving rise to the Distribution and Shareholder Servicing Fee is no longer the broker-dealer of record with respect to such Class C Shares, then such Selected Dealer’s entitlement to the Distribution and Shareholder Servicing Fee related to such Class C Shares shall cease. Thereafter, such Distribution and Shareholder Servicing Fee may be reallowed by the Dealer Manager to the then-current broker-dealer of record of the Class C Shares if any such broker-dealer of record has been designated and has entered into a Selected Dealer Agreement with the Dealer Manager that provides for such reallowance. All determinations regarding the reallowance of the Distribution and Shareholder Servicing Fee will be made by the Dealer Manager in good faith in its sole discretion. The Selected Dealer agrees to promptly notify the Dealer Manager upon becoming aware that it is no longer the broker-dealer of record to any or all of the Class C Shares held by the Selected Dealer. Payment of the Annual Distribution and Shareholder Servicing Fee with respect to the Class C Shares sold in the Primary Offering will terminate on the date at which, in the aggregate, underwriting compensation from all sources, including the Annual Distribution and Shareholder Servicing Fee, and any organization and offering fee paid for underwriting and underwriting compensation paid by the sponsor and its affiliates, equal 10% of the gross proceeds from the Primary Offering (i.e., the gross proceeds from the offering of Class A and Class C Shares excluding proceeds from sales pursuant to the distribution reinvestment plan), calculated as of the same date that the Company calculates the aggregate Distribution and Shareholder Servicing Fee. Eligibility to receive the Marketing Fee is conditioned upon the Selected Dealer’s compliance with one or more of the following conditions. Any determination regarding the Selected Dealer’s compliance with the listed conditions will be made by the Dealer Manager, in its sole discretion.
Appears in 1 contract
Samples: Selected Dealer Agreement (Corporate Property Associates 18 Global Inc)
Strict Performance. The failure of any party to insist upon or enforce strict performance by any other party of any provision of this Agreement or to exercise any right under this Agreement shall not be construed as a waiver or relinquishment to any extent of such party’s right to assert or rely upon any such provision or right in that or any other instance; rather, such provision or right shall be and remain in full force and effect. If the foregoing is in accordance with Selected Participating Broker-Dealer’s understanding and agreement, please sign and return the attached duplicate of this Agreement. Selected Participating Broker-Dealer’s indicated acceptance thereof shall constitute a binding agreement between Selected Participating Broker-Dealer and the Dealer Manager. DEALER MANAGER: XXXXX FINANCIALTERRA SECURITIES, LLC By: Name: Xxxxxxx X. Xxxxxxx Title: President The undersigned dealer confirms its agreement to act as a Selected Participating Broker-Dealer pursuant to all the terms and conditions of the above Selected Participating Broker-Dealer Agreement and the attached Dealer Manager Agreement. The undersigned dealer hereby represents that it will comply with the applicable requirements of the Securities Act and the Exchange Act and the published rules and regulations of the Commission thereunder, and applicable blue sky or other state securities laws. The undersigned dealer represents and warrants that the undersigned dealer is duly registered as a broker-dealer under the provisions of the Exchange Act and the Exchange Act Rules and Regulations or is exempt from such registration. The undersigned dealer confirms that it and each salesperson acting on its behalf are members in good standing of FINRA and duly licensed by each regulatory authority in each jurisdiction in which the undersigned dealer or such salesperson will offer and sell Shares, or are exempt from registration with such authorities. The undersigned dealer hereby represents that it will comply with the Rules of FINRA and all rules and regulations promulgated by FINRA. Terra Securities, LLC Participating Broker-Dealer Agreement Dated: ____________, 2015 2011 Name of Selected Participating Broker-Dealer Federal Identification Number By: Name: Authorized Signatory Kindly have checks representing commissions forwarded as follows (if different than above): (Please type or print) Name of Firm: Address: Street City State and Zip Code (Area Code) Telephone No. Attention: Terra Securities, LLC Participating Broker-Dealer Agreement SCHEDULE I TO SELECTED PARTICIPATING BROKER-DEALER AGREEMENT WITH XXXXX FINANCIALTERRA SECURITIES, LLC Selected Participating Broker-Dealer represents and warrants that it is currently licensed as a broker-dealer in the following jurisdictions: · Alabama · Nebraska · Alaska · Nevada · Arizona · New Hampshire · Arkansas · New Jersey · California · New Mexico · Colorado · New York · Connecticut · North Carolina · Delaware · North Dakota · District of Columbia · Ohio · Florida · Oklahoma · Georgia · Oregon · Hawaii · Pennsylvania · Idaho · Puerto Rico · Illinois · Rhode Island · Indiana · South Carolina · Iowa · South Dakota · Kansas · Tennessee · Kentucky · Texas · Louisiana · Utah · Maine · Vermont · Maryland · Virgin Islands · Massachusetts · Virginia · Michigan · Washington · Minnesota · West Virginia · Mississippi · Wisconsin · Missouri · Wyoming · Montana SCHEDULE II:
Appears in 1 contract
Samples: Dealer Agreement (Terra Secured Income Trust, Inc.)