SunTrust Equitable Securities Corporation Sample Clauses

SunTrust Equitable Securities Corporation. Total............................... 3,526,000 =========
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SunTrust Equitable Securities Corporation. TOTAL . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2,600,000
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SunTrust Equitable Securities Corporation. Total............................ 3,000,000 ========== SCHEDULE C ---------- ANNEX A ------- ---------------------------------------- --------------------------------------- ------------------------------------- Subsidiary Name State of Incorporation Qualification as a Foreign Corporation ---------------------------------------- --------------------------------------- ------------------------------------- Corinthian Colleges, Inc. Delaware California Florida Nevada Virginia ---------------------------------------- --------------------------------------- ------------------------------------- Corinthian Schools, Inc. Delaware California Georgia Louisiana Massachusetts Michigan Texas Xxxxxxxx Xxxxxxxxxx West Virginia ---------------------------------------- --------------------------------------- ------------------------------------- Corinthian Property Group, Inc. Florida California Colorado ---------------------------------------- --------------------------------------- ------------------------------------- Florida Metropolitan University, Inc. Florida California ---------------------------------------- --------------------------------------- ------------------------------------- ---------------------------------------- --------------------------------------- ------------------------------------- Xxxxxx Colleges, Inc. Delaware Arizona California Colorado Florida Mississippi Missouri Nevada Oregon Washington ---------------------------------------- --------------------------------------- ------------------------------------- Xxxxxx Business Group, Inc. Delaware California New York Pennsylvania ---------------------------------------- --------------------------------------- ------------------------------------- If the foregoing is in accordance with the Representatives' understanding of our agreement, kindly sign and return to the Company one of the counterparts hereof, whereupon it will become a binding agreement among the Selling Stockholders, the Company and the several Underwriters in accordance with its terms. Very truly yours, Primus Capital Fund III Limited Partnership By Primus Venture Partners III Limited Partnership, its General Partner By Primus Venture Partners, Inc. By _______________________________ Name: Title: Banc One Capital Partners II, LLC By __________________________________ Name: Title: BOCPII, Limited Liability Company By __________________________________ Name: Title: _____________________________________ Xxxxx X. Xxxxx XXXX X. ST. PI...
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SunTrust Equitable Securities Corporation. ... Warburg Dillon Read LLC, a subsidiary of UBS AG........
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SunTrust Equitable Securities Corporation. ... Warburg Dillon Read LLC, a subsidiary of UBS AG........ Total.................................................. SCHEDULE 3 Selling Stockholders OPTION STOCK FIRM STOCK WHICH MAY BE BEING SOLD IN SOLD IN THE NAME OF BENEFICIAL OWNER THE OFFERING OFFERING ------------------------------------------------------------- ------------------ ----------------- Xxxxxx X. Xxxxxxx and Kanders Florida Holdings, Inc......... 755,846 244,154 Xxxxxxxx X. Xxxxxxx......................................... 170,854 56,951 Richmont Capital Partners I, LP............................. 75,000 25,000 Xxxxx X. Xxxxxxx............................................ 48,300 16,100 Xxxxxxxx Xxxxxxx............................................ 18,750 6,250 Xxxxxx X. Xxxxxxxx.......................................... 56,250 18,750 The address for Richmont Capital Partners I, LP is 0000 Xxxxxxxxx Xxxxx, Xxxxxx, XX 00000. [FAX NUMBER?] The addresses for all other Selling Stockholders is c/o Armor Holdings, Inc., 00000 Xxxxxxxxxxxxx Xxxxxxx, Xxxxxxxxxxxx, XX 00000. [FAX NUMBER?] SCHEDULE 4 Subsidiaries
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SunTrust Equitable Securities Corporation. Total................... SCHEDULE II SELLING SHAREHOLDERS
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SunTrust Equitable Securities Corporation. Total............................................................ 37 SCHEDULE B IASIS HEALTHCARE CORPORATION Shares of Common Stock (Par Value $0.01 Per Share)
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SunTrust Equitable Securities Corporation. Total . . . . . . . . . . . . . . . . . . ========= SCHEDULE B Selling Shareholders Number of Firm Shares . . . . . . . . . . . . . . . . . . . SCHEDULE C Overallotment Shareholders Number of Firm Shares . . . . . . . . . . . . . . . . . . . Exhibit A Certain Subsidiaries of The Krolx-X'Xxxx Xxxpany Hellis Poids Lourds-Carrosserie, Tolerie, Peinture, S.A., a French corporation Kroll Associates (Asia) Limited a Hong Kong corporation Krolx Xxxociates, Inc. a Delaware corporation Kroll Associates International Holdings, Inc., a Delaware corporation Kroll Associates U.K. Limited an English corporation Kroll Environmental Enterprises, Inc., a Delaware corporation Kroll Holdings, Inc., a Delaware corporation Kroll Information Services, Inc. a Delaware corporation Kroll International, Inc., a Delaware corporation Next Destination Limited an English corporation Labbx XX, x French corporation O'Gaxx-Xxxx & Xisexxxxxx Xxxoring Company, a Delaware corporation O'Gaxx-Xxxx & Xisexxxxxx Xxxoring Company de Mexico, S.A. de C.V., a Mexican corporation O'Gaxx-Xxxx & Xisexxxxxx Xxxoring do Brasil Ltda., a Brazilian corporation O'Gara Security International, Inc., a Delaware corporation O'Gara Satellite Networks Limited, an Irish corporation ZAO IMEA, a Russian joint stock corporation
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SunTrust Equitable Securities Corporation. Total............................... ========== SCHEDULE B O'Charley's Inc. __ Shares of Common Stock (No Par Value)
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Related to SunTrust Equitable Securities Corporation

  • TRANSACTIONS IN CAPITAL STOCK, ORGANIZATION ACCOUNTING Except for the Other Agreements and except as set forth in the Draft Registration Statement, (i) no option, warrant, call, conversion right or commitment of any kind exists which obligates Home or Newco to issue any of their respective authorized but unissued capital stock; and (ii) neither Home nor Newco has any obligation (contingent or otherwise) to purchase, redeem or otherwise acquire any of its equity securities or any interests therein or to pay any dividend or make any distribution in respect thereof. Schedule 6.4 also includes complete and accurate copies of all stock option or stock purchase plans, including a list, accurate as of the date hereof, of all outstanding options, warrants or other rights to acquire shares of the stock of Home.

  • Portfolio Securities Portfolio securities of the Issuer may be bought or sold by or through Distributors, and Distributors may participate directly or indirectly in brokerage commissions or "spreads" for transactions in portfolio securities of the Issuer.

  • Units Held Through the Depository Trust Company or a Successor Clearing Agency No Unit may be registered in the name of any person other than DTC or its nominee (or such other clearing agency registered as such pursuant to Section 17A of the Exchange Act of 1934 designated as successor to DTC by the Depositors, or the Trustee or the nominee thereof) (DTC and any such successor clearing agency are herein referred to as the "Clearing Agency") unless the Clearing Agency advises the Trustee that it is no longer willing or able properly to discharge its responsibilities with respect to the Units and the Trustee is unable to locate a qualified successor clearing agency, in which case the Trustee shall notify the Clearing Agency and instruct it to provide the Trustee with the name and address of all persons who are the beneficial owners of Units as registered on the books of the Clearing Agency (the "Owners").

  • REMIC Administrator: Residential Funding Corporation If Residential Funding Corporation is found by a court of competent jurisdiction to no longer be able to fulfill its obligations as REMIC Administrator under this Agreement the Master Servicer or Trustee acting as Master Servicer shall appoint a successor REMIC Administrator, subject to assumption of the REMIC Administrator obligations under this Agreement.

  • Investment Management Trust Agreement The Company has entered into the Trust Agreement with respect to certain proceeds of the Offering and the Private Placement substantially in the form filed as an exhibit to the Registration Statement.

  • LOAN OF PORTFOLIO SECURITIES OF THE FUND 1. Promptly after each loan of portfolio Securities specifically allocated to a Series held by the Custodian hereunder, the Fund shall deliver or cause to be delivered to the Custodian a Certificate specifying with respect to each such loan: (a) the Series to which the loaned Securities are specifically allocated; (b) the name of the issuer and the title of the Securities, (c) the number of shares or the principal amount loaned, (d) the date of loan and delivery, (e) the total amount to be delivered to the Custodian against the loan of the Securities, including the amount of cash collateral and the premium, if any, separately identified, and (f) the name of the broker, dealer, or financial institution to which the loan was made. The Custodian shall deliver the Securities thus designated to the broker, dealer or financial institution to which the loan was made upon receipt of the total amount designated as to be delivered against the loan of Securities. The Custodian may accept payment in connection with a delivery otherwise than through the Book-Entry System or Depository only in the form of a certified or bank cashier's check payable to the order of the Fund or the Custodian drawn on New York Clearing House funds and may deliver Securities in accordance with the customs prevailing among dealers in securities.

  • Residential Funding Corporation If Residential Funding Corporation is found by a court of competent jurisdiction to no longer be able to fulfill its obligations as REMIC Administrator under this Agreement the Master Servicer or Trustee acting as Master Servicer shall appoint a successor REMIC Administrator, subject to assumption of the REMIC Administrator obligations under this Agreement.

  • TRANSACTIONS IN CAPITAL STOCK Except as set forth on Schedule 5.4, the COMPANY has not acquired any COMPANY Stock since January l, 1995. Except as set forth on Schedule 5.4, (i) no option, warrant, call, conversion right or commitment of any kind exists which obligates the COMPANY to issue any of its capital stock; (ii) the COMPANY has no obligation (contingent or otherwise) to purchase, redeem or otherwise acquire any of its equity securities or any interests therein or to pay any dividend or make any distribution in respect thereof; and (iii) neither the voting stock structure of the COMPANY nor the relative ownership of shares among any of its respective stockholders has been altered or changed in contemplation of the Merger and/or the VPI Plan of Organization. Schedule 5.4 also includes complete and accurate copies of all stock option or stock purchase plans, including a list of all outstanding options, warrants or other rights to acquire shares of the COMPANY's stock and the material terms of such outstanding options, warrants or other rights.

  • SEI INSTITUTIONAL INVESTMENTS TRUST Large Cap Fund Large Cap Disciplined Equity Fund Large Cap Index Fund Extended Market Index Fund Strategic U.S. Large Cap Equity Fund Small Cap Fund Small Cap II Fund Small/Mid Cap Equity Fund U.S. Managed Volatility Fund Opportunistic Income Fund (f/k/a Enhanced LIBOR Opportunities Fund) Core Fixed Income Fund High Yield Bond Fund

  • Investment in the Trust Investments may be accepted by the Trust from such Persons, at such times, on such terms, and for such consideration, which may consist of cash or tangible or intangible property or a combination thereof, as the Trustees from time to time may authorize. At the Trustees’ sole discretion, such investments, subject to applicable law, may be in the form of cash or securities in which the affected Portfolio is authorized to invest, valued as provided in applicable law. Each such investment shall be recorded in the individual Shareholder’s account in the form of full and fractional Shares of the Trust, in such Portfolio (or Class) as the Shareholder shall select. The Trustees and their authorized agents shall have the right to refuse to issue Shares to any Person at any time and for any reason.

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