Common use of SUPERVISION OF SUB-AGENTS Clause in Contracts

SUPERVISION OF SUB-AGENTS. General Agent shall supervise any Sub-agents appointed pursuant to this Agreement to solicit sales of the Contracts and bear responsibility for all acts and omissions of each Sub-agent. General Agent shall comply with and exercise all responsibilities required by applicable federal and state law and regulations. General Agent shall not be responsible for those supervisory responsibilities belonging to Selling Broker-Dealer under applicable securities laws which include, but are not limited to, supervising and training Sub-agents in their capacity as registered representatives. Nothing contained in this Agreement or otherwise shall be deemed to make any Sub-agent appointed by General Agent an employee or agent of MLNY or MSS. MLNY and MSS shall not have any responsibility for the training and supervision of any Sub-agent or any other employee of General Agent. If the act or omission of a Sub-agent or any other employee General Agent is the proximate cause of any claim, damage or liability (including reasonable attorneys' fees) to MLNY or MSS, General Agent shall be responsible and liable therefore. Before a Sub-agent is permitted to sell the Contracts, General Agent, Selling Broker-Dealer and Sub-agent shall have entered into a written agreement pursuant to which: 1) Sub-agent is appointed a Sub-agent of General Agent and a registered representative of Selling Broker-Dealer 2) Sub-agent agrees that his or her selling activities relating to securities regulated Contracts shall be under the supervision and control of Selling Broker-Dealer and his or her selling activities relating to insurance regulated Contracts shall be under the supervision and control of General Agent; and 3) that Sub-agent's right to continue to sell such Contracts is subject to his or her continued compliance with such agreement and any procedures, rules or regulations implemented by Selling Broker-Dealer or General Agent.

SUPERVISION OF SUB-AGENTS. 1. General Agent shall supervise any Subsub-agents appointed pursuant to this Agreement by it to solicit sales of the Contracts Plans hereunder and bear responsibility General Agent shall be responsible, without regard to any technical distinction between this relationship and that which exists in law between principal and agent, for all acts and omissions of each Subsub-agentagent within the scope of his agency appointment at all times. General Agent shall comply with and exercise all responsibilities required by the applicable federal and state law and regulations. General Agent shall not be responsible for regulations other than those supervisory responsibilities belonging to Selling Broker-Dealer which under applicable securities laws which includeare the responsibilities of Broker-dealer; provided however, but are not limited to, supervising and training SubBroker-dealer shall continue to have full responsibility under applicable securities laws for such sub-agents in their capacity as registered representativesrepresentatives including by example, but without limitation, training and supervisory duties over such sub-agents. Nothing contained in this Agreement or otherwise shall be deemed to make any Subsub-agent agents appointed by General Agent an employee or agent of MLNY or MSSSentry. MLNY and MSS Sentry shall not have any responsibility for the training and supervision of any Subsub-agents of General Agent and if the act or omission of a sub-agent or any other employee of General Agent. If the act or omission of a Sub-agent or any other employee General Agent is the proximate cause of any claim, damage or liability to Sentry (including reasonable attorneys' attorney's fees) to MLNY or MSS), General Agent shall be responsible and liable therefore. 2. Sentry may, by written notice to General Agent, refuse to permit any sub-agent to solicit applications for the sale of any of the Plans hereunder and may, by such notice, require General Agent to cause any such sub-agent to cease any such solicitation or sales, and, Sentry may require General Agent to cancel the appointment of any sub-agent. 3. General Agent is responsible for the selection or appointment of sub-agents for the sales of the Plans hereunder. General Agent is responsible for preparation and transmission of the proper appointment and licensing forms and to insure that all sales personnel are appropriately licensed. 4. General Agent will pay all fees to state insurance regulatory authorities in connection with obtaining necessary licenses and appointments for sub-agents appointed hereunder. All fees payable to such regulatory authorities in connection with the initial appointment of sub-agents who already possess necessary licenses will be paid by Sentry. Any renewal license fees due after the initial appointment of a sub-agent hereunder will be paid by General Agent. 5. Before a Subsub-agent is permitted to sell the ContractsPlans, General Agent, Selling Broker-Dealer dealer and Subsub-agent shall have entered into a written an agreement pursuant to which: 1) Subwhich the sub-agent is will be appointed a Subsub-agent of General Agent and a registered representative of Selling Broker-Dealer 2) Subdealer and in which the sub-agent agrees will agree that his or her selling activities relating to securities the securities-regulated Contracts shall Plans will be under the supervision and control of Selling Broker-Dealer dealer and his or her selling activities relating to insurance the insurance-regulated Contracts shall Plans will be under the supervision and control of General Agent; and 3) that Subthe sub-agent's right to continue to sell such Contracts Plans is subject to his or her continued compliance with such agreement and any procedures, rules or regulations implemented by Selling Broker-Dealer or General Agentagreement.

SUPERVISION OF SUB-AGENTS. 1. General Agent shall supervise any Subsub-agents appointed pursuant to this Agreement by it to solicit sales of the Contracts Plans hereunder and bear responsibility General Agent shall be responsible, without regard to any technical distinction between this relationship and that which exists in law between principal and agent, for all acts and omissions of each Subsub-agentagent within the scope of his agency appointment at all times. General Agent shall comply with and exercise all responsibilities required by the applicable federal and state law and regulations. General Agent shall not be responsible for regulations other than those supervisory responsibilities belonging to Selling Broker-Dealer which under applicable securities laws which includeare the responsibilities of Broker-dealer; provided however, but are not limited to, supervising and training SubBroker-dealer shall continue to have full responsibility under applicable securities laws for such sub-agents in their capacity as registered representativesrepresentatives including by example, but without limitation, training and supervisory duties over such sub-agents. Nothing contained in this Agreement or otherwise shall be deemed to make any Subsub-agent agents appointed by General Agent an employee or agent of MLNY or MSSSentry. MLNY and MSS Sentry shall not have any responsibility for the training and supervision of any Subsub-agents of General Agent and if the act or omission of a sub-agent or any other employee of General Agent. If the act or omission of a Sub-agent or any other employee General Agent is the proximate cause of any claim, damage or liability to Sentry (including reasonable attorneys' attorney's fees) to MLNY or MSS), General Agent shall be responsible and liable therefore. 2. Sentry may, by written notice to General Agent, refuse to permit any sub-agent to solicit applications for the sale of any of the Plans hereunder and may, by such notice, require General Agent to cause any such sub-agent to cease any such solicitation or sales, and, Sentry may require General Agent to cancel the appointment of any sub-agent. 3. General Agent is responsible for the selection or appointment of sub-agents for the sales of the Plans hereunder. General Agent is responsible for preparation and transmission of the proper appointment and licensing forms and to insure that all sales personnel are appropriately licensed. 4. General Agent will pay all fees to state insurance regulatory authorities in connection with obtaining necessary licenses and appointments for sub-agents appointed hereunder. All fees payable to such regulatory authorities in connection with the initial appointment of sub-agents who already possess necessary licenses will be paid by Sentry. Any renewal license fees due after the initial appointment of sub-agent hereunder will be paid by General Agent. 5. Before a Subsub-agent is permitted to sell the ContractsPlans, General Agent, Selling Broker-Dealer dealer and Subsub-agent shall have entered into a written an agreement pursuant to which: 1) Subwhich the sub-agent is will be appointed a Subsub-agent of General Agent and a registered representative of Selling Broker-Dealer 2) Subdealer and in which the sub-agent agrees will agree that his or her selling activities relating to securities the securities-regulated Contracts shall Plans will be under the supervision and control of Selling Broker-Dealer dealer and his or her selling activities relating to insurance the insurance-regulated Contracts shall Plans will be under the supervision and control of General Agent; and 3) that Subthe sub-agent's right to continue to sell such Contracts Plans is subject to his or her continued compliance with such agreement and any procedures, rules or regulations implemented by Selling Broker-Dealer or General Agentagreement.

SUPERVISION OF SUB-AGENTS. General Agent shall supervise any Subsub-agents agent appointed pursuant to this Agreement agreement to solicit sales of the Contracts and bear responsibility for all acts and omissions of each Subsub-agent. General Agent shall comply with and exercise all responsibilities required by applicable federal and state law and regulations. General Agent shall not be responsible for those supervisory responsibilities belonging to Selling Broker-Dealer under applicable securities laws laws, which include, but are not limited to, supervising and training Subsub-agents in their capacity as registered representatives. Nothing contained in this Agreement or otherwise shall be deemed to make any Subsub-agent appointed by General Agent an employee or agent of MLNY Manulife New York or MSSManulife Financial Securities. MLNY Manulife New York and MSS Manulife Financial Securities shall not have any responsibility for the training and supervision of any Subsub-agent or any other employee of General Agent. If the act or omission of a Subsub-agent or any other employee of General Agent is the proximate cause of any claim, damage or liability (including reasonable attorneys' fees) to MLNY Manulife New York or MSSManulife Financial Securities, General Agent shall be responsible and liable thereforetherefor. Before a Subsub-agent is permitted to sell the securities regulated Contracts, General Agent, Selling Broker-Dealer and Subsub-agent shall have entered into a written agreement pursuant to which: 1) Subsub-agent is appointed a Subsub-agent of General Agent and a registered representative of Selling Broker-Dealer Dealer; 2) Subsub-agent agrees that his or her selling activities relating to securities regulated Contracts shall be under the supervision and control of Selling Broker-Dealer and his or her selling activities relating to insurance regulated Contracts shall be under the supervision and control of General Agent; and 3) that Subsub-agent's right to continue to sell such Contracts is subject to his or her continued compliance with such agreement and any procedures, rules or regulations implemented by Selling Broker-Dealer or General Agent.

SUPERVISION OF SUB-AGENTS. 1. General Agent shall supervise any Subsub-agents appointed pursuant to this Agreement by it to solicit sales of the Contracts Plans hereunder and bear responsibility General Agent shall be responsible, without regard to any technical distinction between this relationship and that which exists in law between principal and agent, for all acts and omissions of each Subsub-agentagent within the scope of his agency appointment at all times. General Agent shall comply with and exercise all responsibilities required by the applicable federal and state law and regulations. General Agent shall not be responsible for regulations other than those supervisory responsibilities belonging to Selling Broker-Dealer which under applicable securities laws which includeare the responsibilities of Broker-dealer; 2 provided however, but are not limited to, supervising and training SubBroker-dealer shall continue to have full responsibility under applicable securities laws for such sub-agents in their capacity as registered representativesrepresentatives including by example, but without limitation, training and supervisory duties over such sub-agents. Nothing contained in this Agreement or otherwise shall be deemed to make any Subsub-agent agents appointed by General Agent an employee or agent of MLNY or MSSSentry. MLNY and MSS Sentry shall not have any responsibility for the training and supervision of any Subsub-agents of General Agent and if the act or omission of a sub-agent or any other employee of General Agent. If the act or omission of a Sub-agent or any other employee General Agent is the proximate cause of any claim, damage or liability to Sentry (including reasonable attorneys' attorney's fees) to MLNY or MSS), General Agent shall be responsible and liable therefore. 2. Sentry may, by written notice to General Agent, refuse to permit any sub-agent to solicit applications for the sale of any of the Plans hereunder and may, by such notice, require General Agent to cause any such sub-agent to cease any such solicitation or sales, and, Sentry may require General Agent to cancel the appointment of any sub-agent. 3. General Agent is responsible for the selection or appointment of sub-agents for the sales of the Plans hereunder. General Agent is responsible for preparation and transmission of the proper appointment and licensing forms and to insure that all sales personnel are appropriately licensed. 4. General Agent will pay all fees to state insurance regulatory authorities in connection with obtaining necessary licenses and appointments for sub-agents appointed hereunder. All fees payable to such regulatory authorities in connection with the initial appointment of sub-agents who already possess necessary licenses will be paid by Sentry. Any renewal license fees due after the initial appointment of sub-agent hereunder will be paid by General Agent. 5. Before a Subsub-agent is permitted to sell the ContractsPlans, General Agent, Selling Broker-Dealer dealer and Subsub-agent shall have entered into a written an agreement pursuant to which: 1) Subwhich the sub-agent is will be appointed a Subsub-agent of General Agent and a registered representative of Selling Broker-Dealer 2) Sub-dealer and in which the sub- agent agrees will agree that his or her selling activities relating to securities the securities-regulated Contracts shall Plans will be under the supervision and control of Selling Broker-Dealer Broker- dealer and his or her selling activities relating to insurance the insurance-regulated Contracts shall Plans will be under the supervision and control of General Agent; and 3) that Subthe sub-agent's right to continue to sell such Contracts Plans is subject to his or her continued compliance with such agreement and any procedures, rules or regulations implemented by Selling Broker-Dealer or General Agentagreement.