TENTH. Pursuant to the Plan and this Agreement, the Distributor, as agent, shall enter into Shareholder Service Agreements with investment dealers, financial institutions and certain 401(K) plan service providers (collectively "Service Providers") selected by the Distributor for the provision of certain continuing personal services to customers of such Service Providers who have purchased Shares. Such agreements shall authorize Service Providers to provide continuing personal shareholder services to their customers upon the terms and conditions set forth therein, which shall not be inconsistent with the provisions of this Agreement. Each Shareholder Service Agreement shall provide that the Service Provider shall act as principal, and not as an agent of the Company.
Appears in 18 contracts
Samples: Distribution Agreement (Aim Series Trust), Distribution Agreement (Aim Investment Portfolios Inc), Distribution Agreement (Aim Investment Funds)
TENTH. Pursuant to the Plan and this Agreement, the Distributor, as agent, Distributor shall enter into Shareholder Service Agreements with investment dealers, financial institutions and certain 401(K) plan service providers (collectively "Service Providers") selected by the Distributor for the provision of certain continuing personal services to customers of such Service Providers who have purchased Shares. Such agreements shall authorize Service Providers to provide continuing personal shareholder services to their customers upon the terms and conditions set forth therein, which shall not be inconsistent with the provisions of this Agreement. Each Shareholder Service Agreement shall provide that the Service Provider shall act as principal, and not as an agent of the Company.
Appears in 7 contracts
Samples: Master Distribution Agreement (Aim Tax Exempt Funds Inc/New), Master Distribution Agreement (Aim Investment Securities Funds Inc), Master Distribution Agreement (Aim Advisor Funds Inc)
TENTH. Pursuant to the Plan and this Agreement, the Distributor, as agent, shall enter into Shareholder Service Agreements with investment dealersdealers (including itself acting as principal), financial institutions and certain 401(K) plan service providers (collectively "Service Providers") selected by the Distributor for the provision of certain continuing personal services to customers of such Service Providers who have purchased Shares. Such agreements shall authorize Service Providers to provide continuing personal shareholder services to their customers upon the terms and conditions set forth therein, which shall not be inconsistent with the provisions of this Agreement. Each Shareholder Service Agreement shall provide that the Service Provider shall act as principal, and not as an agent of the CompanyTrust.
Appears in 3 contracts
Samples: Master Distribution Agreement (Aim Investment Funds), Master Distribution Agreement (Aim Equity Funds), Master Distribution Agreement (Aim Series Trust)
TENTH. Pursuant to the Plan and this Agreement, the Distributor, as agent, Distributor shall enter into Shareholder Service Agreements with investment dealers, financial institutions and certain 401(K) plan service providers (collectively "Service Providers") selected by the Distributor for the provision of certain continuing personal services to customers of such Service Providers who have purchased Shares. Such agreements shall authorize Service Providers to provide continuing personal shareholder services offer and sell the Shares to their customers the public upon the terms and conditions set forth therein, which shall not be inconsistent with the provisions of this Agreement. Each Shareholder Service Agreement shall provide that the Service Provider shall act as principal, and not as an agent of the Company.
Appears in 3 contracts
Samples: Master Distribution Agreement (Aim Funds Group/De), Master Distribution Agreement (Aim International Funds Inc), Master Distribution Agreement (Aim Equity Funds Inc)
TENTH. Pursuant to the Plan and this Agreement, the Distributor, as agent, shall enter into Shareholder Service Agreements with investment dealersdealers (including itself acting as principal), financial institutions and certain 401(K401(k) plan service providers (collectively "Service Providers") selected by the Distributor for the provision of certain continuing personal services to customers of such Service Providers who have purchased Shares. Such agreements shall authorize Service Providers to provide continuing personal shareholder services to their customers upon the terms and conditions set forth therein, which shall not be inconsistent with the provisions of this Agreement. Each Shareholder Service Agreement shall provide that the Service Provider shall act as principal, and not as an agent of the CompanyTrust.
Appears in 3 contracts
Samples: Master Distribution Agreement (Aim Special Opportunities Funds), Master Distribution Agreement (Aim Funds Group/De), Master Distribution Agreement (Aim Growth Series)
TENTH. Pursuant to the Plan and this Agreement, the Distributor, as agent, Distributor shall enter into Shareholder Service Agreements with investment dealersdealers (including itself acting as principal), financial institutions and certain 401(K) plan service providers (collectively "Service Providers") selected by the Distributor for the provision of certain continuing personal services to customers of such Service Providers who have purchased Shares. Such agreements shall authorize Service Providers to provide continuing personal shareholder services to their customers upon the terms and conditions set forth therein, which shall not be inconsistent with the provisions of this Agreement. Each Shareholder Service Agreement shall provide that the Service Provider shall act as principal, and not as an agent of the CompanyTrust.
Appears in 3 contracts
Samples: Master Distribution Agreement (Aim Investment Securities Funds), Master Distribution Agreement (Aim Advisor Funds), Master Distribution Agreement (Aim Tax Exempt Funds)
TENTH. Pursuant to the Plan and this Agreement, the Distributor, as agent, shall enter into Shareholder Service Agreements with investment dealersdealers (including itself acting as principal), financial institutions and certain 401(K) plan service providers (collectively "Service Providers") selected by the Distributor for the provision of certain continuing personal services to customers of such Service Providers who have purchased Shares. Such agreements shall authorize Service Providers to provide continuing personal shareholder services to their customers upon the terms and conditions set forth therein, which shall not be inconsistent with the provisions of this Agreement. Each Shareholder Service Agreement shall provide that the Service Provider shall act as principal, and not as an agent of the Company.
Appears in 2 contracts
Samples: Master Distribution Agreement (Aim Floating Rate Fund), Master Distribution Agreement (Aim Floating Rate Fund)
TENTH. Pursuant to the Plan and this Agreement, the Distributor, as agent, shall enter into Shareholder Service Agreements with investment dealersdealers (including Distributors as principal), financial institutions and certain 401(K) plan service providers (collectively "Service Providers") selected by the Distributor for the provision of certain continuing personal services to customers of such Service Providers who have purchased Shares. Such agreements shall authorize Service Providers to provide continuing personal shareholder services to their customers upon the terms and conditions set forth therein, which shall not be inconsistent with the provisions of this Agreement. Each Shareholder Service Agreement shall provide that the Service Provider shall act as principal, and not as an agent of the CompanyTrust.
Appears in 1 contract
Samples: Master Distribution Agreement (Aim Advisor Funds Inc)
TENTH. Pursuant to the Plan and this Agreement, the Distributor, as agent, shall enter into Shareholder Service Agreements with investment dealers, financial institutions and certain 401(K) plan service providers (collectively "Service Providers") selected by the Distributor for the provision of certain continuing personal services to customers of such Service Providers who have purchased Shares. Such agreements shall authorize Service Providers to provide continuing personal shareholder services to their customers upon the terms and conditions set forth therein, which shall not be inconsistent with the provisions of this Agreement. Each Shareholder Service Agreement shall provide that the Service Provider shall act as principal, and not as an agent of the CompanyTrust.
Appears in 1 contract
TENTH. Pursuant to the Plan and this Agreement, the Distributor, as agent, Distributor shall enter into Shareholder Service Agreements with investment dealers, financial institutions and certain 401(K) plan service providers (collectively "Service Providers") selected by the Distributor for the provision of certain continuing personal services to customers of such Service Providers who have purchased Shares. Such agreements shall authorize Service Providers to provide continuing personal shareholder services to their customers upon the terms and conditions set forth therein, which shall not be inconsistent with the provisions of this Agreement. Each Shareholder Service Agreement shall provide that the Service Provider shall act as principal, and not as an agent of the CompanyTrust.
Appears in 1 contract
Samples: Master Distribution Agreement (Aim Tax Exempt Funds)
TENTH. Pursuant to the Plan and this Agreement, the Distributor, as agent, Distributor shall enter into Shareholder Service Agreements with investment dealersdealers (including itself acting as principal), financial institutions and certain 401(K) plan service providers (collectively "Service Providers") selected by the Distributor for the provision of certain continuing personal services to customers of such Service Providers who have purchased Shares. Such agreements shall authorize Service Providers to provide continuing personal shareholder services to their customers upon the terms and conditions set forth therein, which shall not be inconsistent with the provisions of this Agreement. Each Shareholder Service Agreement shall provide that the Service Provider shall act as principal, and not as an agent of the Company.
Appears in 1 contract
Samples: Master Distribution Agreement (Aim International Funds Inc /Md/)