The Contracts. (i) will be sold by broker-dealers, or their registered representatives, who are registered with the Securities and Exchange Commission ("SEC") under the Securities and Exchange Act of 1934, as amended (the "1934 Act") and who are members in good standing of the National Association of Securities Dealers, Inc. (the "NASD"); (ii) will be issued and sold in compliance in all material respects with all applicable federal and state laws; and (iii) will be sold in compliance in all material respects with state insurance suitability requirements and NASD suitability guidelines.
Appears in 86 contracts
Samples: Participation Agreement (Separate Acct Vul 5 of Transamerica Occidental Life Ins Co), Participation Agreement (SBL Variable Annuity Account Xiv), Participation Agreement (Variable Annuity Account A)
The Contracts. (i) will be sold by broker-dealers, or their registered representatives, who are registered with the Securities and Exchange Commission ("SEC") under the Securities and Exchange Act of 1934, as amended (the "1934 Act") and who are members in good standing of the National Association of Securities Dealers, Inc. (the "NASD"); and (ii) will be issued and sold in compliance in all material respects with all applicable federal and state laws; laws including without limitation the 1933 Act and (iii) will be sold in compliance in all material respects with state insurance suitability requirements and NASD suitability guidelinesthe 0000 Xxx.
Appears in 6 contracts
Samples: Participation Agreement (Variable Account a/Ma), Participation Agreement (Keyport Variable Account a/Ma), Participation Agreement (Variable Account a of Keyport Benefit Life Insurance Co)
The Contracts. (i) will be sold by broker-dealers, or their registered representatives, who are registered with the Securities and Exchange Commission ("“SEC"”) under the Securities and Exchange Act of 1934, as amended (the "“1934 Act"”) and who are members in good standing of the National Association of Securities Dealers, Inc. (the "“NASD"”); (ii) will be issued and sold in compliance in all material respects with all applicable federal and state laws; and (iii) will be sold in compliance in all material respects with state insurance suitability requirements and NASD suitability guidelines.
Appears in 5 contracts
Samples: Participation Agreement (Chase Variable Annuity Separate Account), Participation Agreement (Separate Account Va Qny), Participation Agreement (Separate Account I of Integrity Life Insurance Co)
The Contracts. (i) will be sold by broker-dealers, or their registered representatives, who are registered with the Securities and Exchange Commission ("SEC") under the Securities and Exchange Act of 1934, as amended (the "1934 Act") and who are members in good standing of the National Association of Securities Dealers, Inc. (the "NASD"" ); (ii) will be issued and sold in compliance in all material respects with all applicable federal and state laws; and (iii) will be sold in compliance in all material respects with state insurance suitability requirements and NASD suitability guidelines.
Appears in 3 contracts
Samples: Participation Agreement (Variable Annuity-2 Series Account), Participation Agreement (Variable Annuity-2 Series Account), Participation Agreement (Variable Annuity-2 Series Account)
The Contracts. (i) will be sold by broker-dealers, or their registered representatives, who are registered with the Securities and Exchange Commission ("" SEC"" ) under the Securities and Exchange Act of 1934, as amended (the "" 1934 Act") and who are members in good standing of the National Association of Securities Dealers, Inc. (the "NASD"); (ii) will be issued and sold in compliance in all material respects with all applicable federal and state laws; and (iii) will be sold in compliance in all material respects with state insurance suitability requirements and NASD suitability guidelines.
Appears in 2 contracts
Samples: Participation Agreement (Allstate Financial Advisors Separate Account I), Participation Agreement (Allstate Life of New York Separate Account A)
The Contracts. (i) will be sold by broker-dealers, or their registered representatives, who are registered with the Securities and Exchange Commission ("“SEC"”) under the Securities and Exchange Act of 1934, as amended (the "“1934 Act"”) and who are members in good standing of the National Association of Securities Dealers, Inc. (the "“NASD"”); (ii) will be issued and sold in compliance in with all material respects with all applicable federal and state laws; and (iii) will be sold in compliance in all material respects with state the State insurance suitability requirements and NASD suitability guidelines.
Appears in 2 contracts
Samples: Participation Agreement (C M Life Variable Life Separate Account I), Participation Agreement (Massachusetts Mutual Variable Life Separate Account I)
The Contracts. (i) will be sold by broker-dealers, or their registered representatives, who are registered with the Securities and Exchange Commission (( "SEC"" ) under the Securities and Exchange Act of 1934, as amended (the "1934 Act") and who are members in good standing of the National Association of Securities Dealers, Inc. (the "NASD"); (ii) will be issued and sold in compliance in all material respects with all applicable federal and state laws; and (iii) will be sold in compliance in all material respects with state insurance suitability requirements and NASD suitability guidelines.
Appears in 1 contract
Samples: Participation Agreement (Pan American Assurance Co Variable Life Separate Account)
The Contracts. (i) if required, will be sold by broker-dealers, or their registered representatives, who are registered with the Securities and Exchange Commission ("SEC") under the Securities and Exchange Act of 1934, as amended (the "1934 Act") and who are members in good standing of the National Association of Securities Dealers, Inc. (the "NASD"); (ii) will be issued and sold in compliance in all material respects with all applicable federal and state laws; and (iii) will be sold in compliance in all material respects with state insurance suitability requirements and NASD suitability guidelines, if applicable.
Appears in 1 contract
Samples: Participation Agreement (First Penn Pacific Variable Life Insurance Separate Account)
The Contracts. (i) will be sold by broker-dealers, or their registered representatives, who are registered with the Securities and Exchange Commission ("“ SEC"”) under the Securities and Exchange Act of 1934, as amended (the "“1934 Act"”) and who are members in good standing of the National Association of Securities Dealers, Inc. (the "“NASD"”); (ii) will be issued and sold in compliance in all material respects with all applicable federal and state laws; and (iii) will be sold in compliance in all material respects with state insurance suitability requirements and NASD suitability guidelines.
Appears in 1 contract
Samples: Participation Agreement (Kansas City Life Variable Life Separate Account)
The Contracts. (i) will be sold by broker-dealers, or their registered representatives, who are registered with the Securities and Exchange Commission ("" SEC") under the Securities and Exchange Act of 1934, as amended (the "the" 1934 Act") and who are members in good standing of the National Association of Securities Dealers, Inc. (the "the" NASD"); (ii) will be issued and sold in compliance in all material respects with all applicable federal and state laws; and (iii) will be sold in compliance in all material respects with state insurance suitability requirements and NASD suitability guidelines.
Appears in 1 contract
Samples: Minnesota Life Variable Life Account
The Contracts. (iI) will be sold by broker-dealers, or their registered representatives, who are registered with the Securities and Exchange Commission ("SEC") under the Securities and Exchange Act of 1934, as amended (the "1934 Act") and who are members in good standing of the National Association of Securities Dealers, Inc. (the "NASD"); (ii) will be issued and sold in compliance in all material respects with all applicable federal and state laws; and (iii) will be sold in compliance in all material respects with state insurance suitability requirements and NASD suitability guidelines.
Appears in 1 contract
Samples: Participation Agreement (Principal Life Insurance Co Variable Life Sep Account)
The Contracts. (i) will be sold by broker-dealers, or their registered representatives, who are registered with the Securities and Exchange Commission ("SEC") under the Securities and Exchange Act of 1934, as amended (the "1934 Act") and who are members in good standing of the National Association of Securities Dealers, Inc. (the "NASD"); and (ii) will be issued and sold in compliance in all material respects with all applicable federal and state laws; laws including without limitation the 1933 Act and (iii) will be sold in compliance in all material respects with state insurance suitability requirements and NASD suitability guidelinesthe 1940 Act.
Appears in 1 contract
The Contracts. (i) will be sold by broker-dealers, or their registered representatives, who are registered with the Securities and Exchange Commission ("" SEC"" ) under the Securities and Exchange Act of 1934, as amended (the "the" 1934 Act") and who are members in good standing of the National Association of Securities Dealers, Inc. (the "NASD"" ); (ii) will be issued and sold in compliance in all material respects with all applicable federal and state laws; and (iii) will be sold in compliance in all material respects with state insurance suitability requirements and NASD suitability guidelines.
Appears in 1 contract
The Contracts. (i) will be sold by broker-dealers, or their registered representatives, who are registered with the Securities and Exchange Commission ("SEC") under the Securities and Exchange Act of 1934, . as amended (the "1934 Act") and who are members in good standing of the National Association of Securities Dealers, Inc. (the "NASD"); (ii) will be issued and sold in compliance in all material respects with all applicable federal and state laws; and (iii) will be sold in compliance in all material respects with state insurance suitability requirements and NASD suitability guidelines.
Appears in 1 contract
Samples: Participation Agreement (Variable Account Ii Aig Life Insurance Co)
The Contracts. (i) will be sold by broker-dealers, or their registered representatives, who are registered with the Securities and Exchange Commission ("SEC") under the Securities and Exchange Act of 1934, as amended (the "1934 Act") and who are members in good standing of the National Association of Securities Dealers, Inc. (the "NASD"); (ii) will be issued and sold in compliance in all material respects with all applicable federal and REDACTED state laws; and (iii) will be sold in compliance in all material respects with state insurance suitability requirements and NASD suitability guidelines.
Appears in 1 contract
Samples: Agreement (PFL Retirement Builder Variable Annuity Account)
The Contracts. (i) will be sold by broker-dealers, or their registered representatives, who are registered with the Securities and Exchange Commission ("SEC") under the Securities and Exchange Act of 1934, as amended (the "1934 Act") and who are members in good standing of the National Association of Securities Dealers, Inc. (the "NASD"); (ii) will be issued and sold in compliance in all material respects with all applicable federal and state laws; and (iii) will be sold in compliance in all material respects with any applicable state insurance suitability requirements and NASD suitability guidelines.
Appears in 1 contract
The Contracts. (i) will be sold by broker-/dealers, or their registered representatives, who are registered with the Securities and Exchange Commission ("SEC") under the Securities and Exchange Act of 1934, as amended (the "1934 Act") and who are members in good standing of the National Association of Securities Dealers, Inc. (the "NASD"); and (ii) will be issued and sold in compliance in all material respects with all applicable federal and state laws; laws including without limitation the 1933 Act and (iii) will be sold in compliance in all material respects with state insurance suitability requirements and NASD suitability guidelinesthe 1940 Act.
Appears in 1 contract
Samples: Participation Agreement (Separate Account B of Ing Usa Annuity Life Insurance Co)
