The Plan. This Plan is the Fund's written distribution and service plan for Class C shares of the Fund (the “Shares”), designed to comply with the provisions of Rule 12b-1, as it may be amended from time to time (the “Rule”), under the Investment Company Act of 1940 (the “1940 Act”). Pursuant to this Plan the Fund will compensate the Distributor for its services in connection with the distribution of Shares, and the personal service and maintenance of shareholder accounts that hold Shares (“Accounts”). The Fund may act as distributor of securities of which it is the issuer, pursuant to the Rule, according to the terms of this Plan. The terms and provisions of this Plan shall be interpreted and defined in a manner consistent with the provisions and definitions contained in (i) the 1940 Act, (ii) the Rule, (iii) Rule 2830 of the Conduct Rules of the National Association of Securities Dealers, Inc., as administered by the Financial Industry Regulatory Authority (the “FINRA Rules”), or any amendment or successor to such rule (the “FINRA Rules”) and (iv) any conditions pertaining either to distribution-related expenses or to a plan of distribution to which the Fund is subject under any order on which the Fund relies, issued at any time by the U.S. Securities and Exchange Commission (“SEC”).
Appears in 77 contracts
Samples: Distribution Agreement (Oppenheimer Rochester Short Duration High Yield Municipal Fund), Distribution Agreement (Oppenheimer Intermediate Term Municipal Fund), Distribution Agreement (Oppenheimer Intermediate Income Fund)
The Plan. This Plan is the Fund's written distribution and service plan for Class C B shares of the Fund (the “Shares”), designed to comply with the provisions of Rule 12b-1, as it may be amended from time to time (the “Rule”), under the Investment Company Act of 1940 (the “1940 Act”). Pursuant to this Plan the Fund will compensate the Distributor for its services in connection with the distribution of Shares, and the personal service and maintenance of shareholder accounts that hold Shares (“Accounts”). The Fund may act as distributor of securities of which it is the issuer, pursuant to the Rule, according to the terms of this Plan. The terms and provisions of this Plan shall be interpreted and defined in a manner consistent with the provisions and definitions contained in (i) the 1940 Act, (ii) the Rule, (iii) Rule 2830 of the Conduct Rules of the National Association of Securities Dealers, Inc., as administered by the Financial Industry Regulatory Authority (the “FINRA Rules”), ) or any amendment or successor to such rule (the “FINRA Rules”) and (iv) any conditions pertaining either to distribution-related expenses or to a plan of distribution to which the Fund is subject under any order on which the Fund relies, issued at any time by the U.S. Securities and Exchange Commission (“SEC”).
Appears in 54 contracts
Samples: Distribution Agreement (Oppenheimer Transition 2010 Fund), Distribution Agreement (Oppenheimer Transition 2050 Fund), Distribution Agreement (Oppenheimer Transition 2025 Fund)
The Plan. This Plan is the Fund's written distribution and service plan for Class C N shares of the Fund (the “Shares”), designed to comply with the provisions of Rule 12b-1, as it may be amended from time to time (the “Rule”), under the Investment Company Act of 1940 (the “1940 Act”). Pursuant to this Plan the Fund will compensate the Distributor for its services in connection with the distribution of Shares, and the personal service and maintenance of shareholder accounts that hold Shares (“Accounts”). The Fund may act as distributor of securities of which it is the issuer, pursuant to the Rule, according to the terms of this Plan. The terms and provisions of this Plan shall be interpreted and defined in a manner consistent with the provisions and definitions contained in (i) the 1940 Act, (ii) the Rule, (iii) Rule 2830 of the Conduct Rules of the National Association of Securities Dealers, Inc., as administered by the Financial Industry Regulatory Authority (the “FINRA Rules”), or any amendment or successor to such rule (the “FINRA Rules”) and (iv) any conditions pertaining either to distribution-related expenses or to a plan of distribution to which the Fund is subject under any order on which the Fund relies, issued at any time by the U.S. Securities and Exchange Commission (“SEC”).
Appears in 46 contracts
Samples: Distribution Agreement (Oppenheimer Senior Floating Rate Fund), Distribution Agreement (Oppenheimer High Yield Opportunities Fund), Distribution Agreement (Oppenheimer Senior Floating Rate Plus Fund)
The Plan. This Plan is the Fund's ’s written distribution and service plan for Class C shares of the Fund (the “Shares”), designed to comply with the provisions of Rule 12b-1, as it may be amended from time to time (the “Rule”), under the Investment Company Act of 1940 (the “1940 Act”). Pursuant to this Plan the Fund will compensate the Distributor for its services in connection with the distribution of Shares, and the personal service and maintenance of shareholder accounts that hold Shares (“Accounts”). The Fund may act as distributor of securities of which it is the issuer, pursuant to the Rule, according to the terms of this Plan. The terms and provisions of this Plan shall be interpreted and defined in a manner consistent with the provisions and definitions contained in (i) the 1940 Act, (ii) the Rule, (iii) Rule 2830 of the Conduct Rules of the National Association of Securities Dealers, Inc., as administered by the Financial Industry Regulatory Authority (the “FINRA Rules”), or any amendment or successor to such rule (the “FINRA Rules”) and (iv) any conditions pertaining either to distribution-related expenses or to a plan of distribution to which the Fund is subject under any order on which the Fund relies, issued at any time by the U.S. Securities and Exchange Commission (“SEC”).
Appears in 14 contracts
Samples: Distribution Agreement (Oppenheimer Emerging Markets Innovators Fund), Distribution Agreement (Oppenheimer Transition 2015 Fund), Distribution Agreement (Oppenheimer Commodity Strategy Total Return Fund)
The Plan. This Plan is the Fund's ’s written distribution and service plan for Class C B shares of the Fund (the “Shares”), designed to comply with the provisions of Rule 12b-1, as it may be amended from time to time (the “Rule”), under the Investment Company Act of 1940 (the “1940 Act”). Pursuant to this Plan the Fund will compensate the Distributor for its services in connection with the distribution of Shares, and the personal service and maintenance of shareholder accounts that hold Shares (“Accounts”). The Fund may act as distributor of securities of which it is the issuer, pursuant to the Rule, according to the terms of this Plan. The terms and provisions of this Plan shall be interpreted and defined in a manner consistent with the provisions and definitions contained in (i) the 1940 Act, (ii) the Rule, (iii) Rule 2830 of the Conduct Rules of the National Association of Securities Dealers, Inc., as administered by the Financial Industry Regulatory Authority (the “FINRA Rules”), ) or any amendment or successor to such rule (the “FINRA Rules”) and (iv) any conditions pertaining either to distribution-related expenses or to a plan of distribution to which the Fund is subject under any order on which the Fund relies, issued at any time by the U.S. Securities and Exchange Commission (“SEC”).
Appears in 12 contracts
Samples: Distribution Agreement (Oppenheimer Transition 2015 Fund), Distribution Agreement (Oppenheimer Commodity Strategy Total Return Fund), Distribution Agreement (Oppenheimer Equity Fund Inc)
The Plan. This Plan is the Fund's ’s written distribution and service plan for Class C N shares of the Fund (the “Shares”), designed to comply with the provisions of Rule 12b-1, as it may be amended from time to time (the “Rule”), under the Investment Company Act of 1940 (the “1940 Act”). Pursuant to this Plan the Fund will compensate the Distributor for its services in connection with the distribution of Shares, and the personal service and maintenance of shareholder accounts that hold Shares (“Accounts”). The Fund may act as distributor of securities of which it is the issuer, pursuant to the Rule, according to the terms of this Plan. The terms and provisions of this Plan shall be interpreted and defined in a manner consistent with the provisions and definitions contained in (i) the 1940 Act, (ii) the Rule, (iii) Rule 2830 of the Conduct Rules of the National Association of Securities Dealers, Inc., as administered by the Financial Industry Regulatory Authority (the “FINRA Rules”), or any amendment or successor to such rule (the “FINRA Rules”) and (iv) any conditions pertaining either to distribution-related expenses or to a plan of distribution to which the Fund is subject under any order on which the Fund relies, issued at any time by the U.S. Securities and Exchange Commission (“SEC”).
Appears in 12 contracts
Samples: Distribution Agreement (Oppenheimer Emerging Markets Innovators Fund), Distribution Agreement (Oppenheimer Transition 2015 Fund), Distribution Agreement (Oppenheimer Commodity Strategy Total Return Fund)
The Plan. This Plan is the Fund's written distribution and service plan for Class C R shares of the Fund (the “Shares”), designed to comply with the provisions of Rule 12b-1, as it may be amended from time to time (the “Rule”), under the Investment Company Act of 1940 (the “1940 Act”). Pursuant to this Plan the Fund will compensate the Distributor for its services in connection with the distribution of Shares, and the personal service and maintenance of shareholder accounts that hold Shares (“Accounts”). The Fund may act as distributor of securities of which it is the issuer, pursuant to the Rule, according to the terms of this Plan. The terms and provisions of this Plan shall be interpreted and defined in a manner consistent with the provisions and definitions contained in (i) the 1940 Act, (ii) the Rule, (iii) Rule 2830 of the Conduct Rules of the National Association of Securities Dealers, Inc., as administered by the Financial Industry Regulatory Authority (the “FINRA Rules”), or any amendment or successor to such rule (the “FINRA Rules”) and (iv) any conditions pertaining either to distribution-related expenses or to a plan of distribution to which the Fund is subject under any order on which the Fund relies, issued at any time by the U.S. Securities and Exchange Commission (“SEC”).
Appears in 8 contracts
Samples: Distribution Agreement (Oppenheimer Intermediate Income Fund), Distribution Agreement (Oppenheimer International Growth & Income Fund), Distribution Agreement (Oppenheimer Macquarie Global Infrastructure Fund)
The Plan. This Plan is the Fund's written distribution and service plan -------- for Class C shares of the Fund (the “"Shares”"), designed to comply with the provisions of Rule 12b-1, 12b-1 as it may be amended from time to time (the “"Rule”), ") under the Investment Company Act of 1940 (the “"1940 Act”"). Pursuant to this Plan the Fund will compensate the Distributor for its services in connection with the distribution of Shares, and the personal service and maintenance of shareholder accounts that hold Shares (“"Accounts”"). The Fund may act as distributor of securities of which it is the issuer, pursuant to the Rule, according to the terms of this Plan. The terms and provisions of this Plan shall be interpreted and defined in a manner consistent with the provisions and definitions contained in (i) the 1940 ActFund's Registration Statement, (ii) the Ruletxx 0000 Xxx, (iiixxx) Rule 2830 of the xxx Xxxx, (xx) Xxxx 0000 xx xhe Conduct Rules of the National Association of Securities Dealers, Inc., as administered by the Financial Industry Regulatory Authority (the “FINRA Rules”), or any applicable amendment or successor to such rule (the “FINRA "NASD Conduct Rules”") and (ivv) any conditions pertaining either to distribution-related expenses or to a plan of distribution to which the Fund is subject under any order on which the Fund relies, issued at any time by the U.S. Securities and Exchange Commission (“"SEC”").
Appears in 7 contracts
Samples: Distribution Agreement (Oppenheimer Emerging Growth Fund), Distribution Agreement (Oppenheimer Total Return Bond Fund), Distribution Agreement (Oppenheimer Real Estate Fund)
The Plan. This Plan is the Fund's ’s written distribution and service plan for Class C shares of the Fund (the “"Shares”"), designed to comply with the provisions of Rule 12b-112b-l, as it may be amended from time to time (the “"Rule”"), under the Investment Company Act of 1940 (the “"1940 Act”"). Pursuant to this Plan the Fund will compensate the Distributor for its services in connection with the distribution of Shares, and the personal service and maintenance of shareholder accounts that hold Shares (“"Accounts”"). The Fund may act as distributor of securities of which it is the issuer, pursuant to the Rule, according to the terms of this Plan. The terms and provisions of this Plan shall be interpreted and defined in a manner consistent with the provisions and definitions contained in (i) the 1940 Act, (ii) the Rule, (iii) Rule 2830 of the Conduct Rules of the National Association of Securities Dealers, Inc., as administered by the Financial Industry Regulatory Authority (the “"FINRA Rules”"), or any amendment or successor to such rule (the “"FINRA Rules”") and (iv) any conditions pertaining either to distribution-related expenses or to a plan of distribution to which the Fund is subject under any order on which the Fund relies, issued at any time by the U.S. Securities and Exchange Commission (“"SEC”").
Appears in 5 contracts
Samples: Distribution Agreement (SteelPath MLP Funds Trust), Distribution Agreement (SteelPath MLP Funds Trust), Distribution Agreement (SteelPath MLP Funds Trust)
The Plan. This Plan is the Fund's written distribution and service plan -------- for Class C shares of the Fund (the “"Shares”"), designed to comply with the provisions of Rule 12b-1, 12b-1 as it may be amended from time to time (the “"Rule”), ") under the Investment Company Act of 1940 (the “"1940 Act”"). Pursuant to this Plan the Fund will compensate the Distributor for its services in connection with the distribution of Shares, and the personal service and maintenance of shareholder accounts that hold Shares (“"Accounts”"). The Fund may act as distributor of securities of which it is the issuer, pursuant to the Rule, according to the terms of this Plan. The terms and provisions of this Plan shall be interpreted and defined in a manner consistent with the provisions and definitions contained in (i) the 1940 ActFund's Xxxxxxxxxxxx Xxxxxxxxx, (iixx) xxx 0000 Xxx, (xxx) the Rule, (iiiiv) Rule 2830 of the Conduct Rules of the National Association of Securities Dealers, Inc., as administered by the Financial Industry Regulatory Authority (the “FINRA Rules”), or any applicable amendment or successor to such rule (the “FINRA "NASD Conduct Rules”") and (ivv) any conditions pertaining either to distribution-related expenses or to a plan of distribution to which the Fund is subject under any order on which the Fund relies, issued at any time by the U.S. Securities and Exchange Commission (“"SEC”").
Appears in 3 contracts
Samples: Distribution Agreement (Oppenheimer Midcap Fund), Distribution Agreement (Oppenheimer Select Value Fund), Distribution Agreement (Oppenheimer Midcap Fund)
The Plan. This Plan is the Fund's written distribution and service plan for Class C shares of the Fund (the “"Shares”"), designed to comply with the provisions of Rule 12b-1, 12b-1 as it may be amended from time to time (the “"Rule”), ") under the Investment Company Act of 1940 (the “"1940 Act”"). Pursuant to this Plan the Fund will compensate the Distributor for its services in connection with the distribution of Shares, and the personal service and maintenance of shareholder accounts that hold Shares (“"Accounts”"). The Fund may act as distributor of securities of which it is the issuer, pursuant to the Rule, according to the terms of this Plan. The terms and provisions of this Plan shall be interpreted and defined in a manner consistent with the provisions and definitions contained in (i) the 1940 ActFund's Registration Statement, (ii) the Ruletxx 0000 Xxx, (iiixxx) Rule 2830 of the xxx Xxxx, (xx) Xxxx 0000 xx xhe Conduct Rules of the National Association of Securities Dealers, Inc., as administered by the Financial Industry Regulatory Authority (the “FINRA Rules”), or any applicable amendment or successor to such rule (the “FINRA "NASD Conduct Rules”") and (ivv) any conditions pertaining either to distribution-related expenses or to a plan of distribution to which the Fund is subject under any order on which the Fund relies, issued at any time by the U.S. Securities and Exchange Commission (“"SEC”").
Appears in 3 contracts
Samples: Distribution Agreement (Oppenheimer LTD Term California Municipal Fund), Distribution Agreement (Oppenheimer Real Asset Fund), Distribution Agreement (Oppenheimer Quest International Value Fund Inc)
The Plan. This Plan is the Fund's written distribution and service plan for Class C shares of the Fund (the “"Shares”"), designed to comply with the provisions of Rule 12b-1, 12b-1 as it may be amended from time to time (the “"Rule”), ") under the Investment Company Act of 1940 (the “"1940 Act”"). Pursuant to this Plan the Fund will compensate the Distributor for its services in connection with the distribution of Shares, and the personal service and maintenance of shareholder accounts that hold Shares (“"Accounts”"). The Fund may act as distributor of securities of which it is the issuer, pursuant to the Rule, according to the terms of this Plan. The terms and provisions of this Plan shall be interpreted and defined in a manner consistent with the provisions and definitions contained in (i) the 1940 ActFund's Registration Statement, (ii) the Rulethx 0000 Xxx, (iiixxx) Rule 2830 of the xxx Xxxx, (xx) Xxxx 0000 xx xxe Conduct Rules of the National Association of Securities Dealers, Inc., as administered by the Financial Industry Regulatory Authority (the “FINRA Rules”), or any applicable amendment or successor to such rule (the “FINRA "NASD Conduct Rules”") and (ivv) any conditions pertaining either to distribution-related expenses or to a plan of distribution to which the Fund is subject under any order on which the Fund relies, issued at any time by the U.S. Securities and Exchange Commission (“"SEC”").
Appears in 2 contracts
Samples: Distribution Agreement (Oppenheimer Quest Value Fund Inc), Distribution Agreement (Oppenheimer California Municipal Fund)
The Plan. This Plan is the Fund's written distribution and service plan for Class C shares M Shares of the Fund which, prior to March 11, 1996, were designated as Class A Shares of the Fund, (the “"Shares”"), designed to comply with the provisions of . This Plan is contemplated by Rule 12b-1, 12b-1 as it may be amended from time to time (the “"Rule”), ") under the Investment Company Act of 1940 (the “"1940 Act”"). Pursuant , pursuant to this Plan which the Fund will compensate reimburse the Distributor for its services in connection with the distribution of Shares, and the personal service and maintenance of shareholder accounts that hold Shares (“"Accounts”"). The Fund may act as distributor of securities of which it is the issuer, pursuant to the Rule, according to the terms of this Plan. The terms and provisions of this Plan shall be interpreted and defined defined, in a manner consistent with the provisions and definitions contained in (i) the 1940 Act, (ii) the Rule, (iii) Rule 2830 of the Conduct Rules of the National Association of Securities Dealers, Inc., as administered by the Financial Industry Regulatory Authority (the “FINRA Rules”), or any applicable amendment or successor to such rule (the “FINRA "NASD Conduct Rules”) and (iv) any conditions pertaining either to distribution-related expenses or to a plan of distribution distribution, to which the Fund is subject under any order on which the Fund relies, issued at any time by the U.S. Securities and Exchange Commission (“"SEC”").
Appears in 1 contract
Samples: Distribution Agreement (Oppenheimer Bond Fund Series)
The Plan. This Plan is the Fund's written distribution and service plan -------- for Class C shares of the Fund (the “"Shares”"), designed to comply with the provisions of Rule 12b-1, 12b-1 as it may be amended from time to time (the “"Rule”), ") under the Investment Company Act of 1940 (the “"1940 Act”"). Pursuant to this Plan the Fund will compensate the Distributor for its services in connection with the distribution of Shares, and the personal service and maintenance of shareholder accounts that hold Shares (“"Accounts”"). The Fund may act as distributor of securities of which it is the issuer, pursuant to the Rule, according to the terms of this Plan. The terms and provisions of this Plan shall be interpreted and defined in a manner consistent with the provisions and definitions contained in (i) the 1940 ActFund's Registration Statexxxx, (iixx) the Rulexxx 0000 Xxx, (iiixxx) Rule xxx Xxxx, (xx) Xxle 2830 of the Conduct Rules of the National Association of Securities Dealers, Inc., as administered by the Financial Industry Regulatory Authority (the “FINRA Rules”), or any applicable amendment or successor to such rule (the “FINRA "NASD Conduct Rules”") and (ivv) any conditions pertaining either to distribution-related expenses or to a plan of distribution to which the Fund is subject under any order on which the Fund relies, issued at any time by the U.S. Securities and Exchange Commission (“"SEC”").
Appears in 1 contract
Samples: Distribution Agreement (Oppenheimer International Diversified Fund)
The Plan. This Plan is the Fund's written distribution and service plan for Class C shares of the Fund (the “"Shares”"), designed to comply with the provisions of Rule 12b-1, 12b-1 as it may be amended from time to time (the “"Rule”), ") under the Investment Company Act of 1940 (the “"1940 Act”"). Pursuant to this Plan the Fund will compensate the Distributor for its services in connection with the distribution of Shares, and the personal service and maintenance of shareholder accounts that hold Shares (“"Accounts”"). The Fund may act as distributor of securities of which it is the issuer, pursuant to the Rule, according to the terms of this Plan. The terms and provisions of this Plan shall be interpreted and defined in a manner consistent with the provisions and definitions contained in (i) the 1940 ActFund's Registration Statement, (ii) the Rule1940 Act, (iii) Rule 2830 of the Conduct Rules of the National Rule, (xx) Xxxx 0000 xx xxx Xxxxxxx Xxxxx xx xxx Xxxxxnal Association of Securities Dealers, Inc., as administered by the Financial Industry Regulatory Authority (the “FINRA Rules”), or any applicable amendment or successor to such rule (the “FINRA "NASD Conduct Rules”") and (ivv) any conditions pertaining either to distribution-related expenses or to a plan of distribution to which the Fund is subject under any order on which the Fund relies, issued at any time by the U.S. Securities and Exchange Commission (“"SEC”").
Appears in 1 contract
Samples: Distribution Agreement (Oppenheimer High Yield Fund)
The Plan. This Plan is the Fund's written distribution and service plan for Class C shares of the Fund -------- (the “"Shares”"), designed to comply with the provisions of Rule 12b-1, 12b-1 as it may be amended from time to time (the “"Rule”), ") under the Investment Company Act of 1940 (the “"1940 Act”"). Pursuant to this Plan the Fund will compensate the Distributor for its services in connection with the distribution of Shares, and the personal service and maintenance of shareholder accounts that hold Shares (“"Accounts”"). The Fund may act as distributor of securities of which it is the issuer, pursuant to the Rule, according to the terms of this Plan. The terms and provisions of this Plan shall be interpreted and defined in a manner consistent with the provisions and definitions contained in (i) the 1940 ActFund's Registration Statement, (ii) the Rule1940 Act, (iii) Rule 2830 of the Conduct Rules of the National Xxxx, (xx) Xxxx 0000 xx xxx Xxxxxxx Xxxxx xx xxx Xational Association of Securities Dealers, Inc., as administered by the Financial Industry Regulatory Authority (the “FINRA Rules”), or any applicable amendment or successor to such rule (the “FINRA "NASD Conduct Rules”") and (ivv) any conditions pertaining either to distribution-related expenses or to a plan of distribution to which the Fund is subject under any order on which the Fund relies, issued at any time by the U.S. Securities and Exchange Commission (“"SEC”").
Appears in 1 contract
Samples: Distribution Agreement (Oppenheimer Multi Cap Value Fund)