TO BE COMPLETED BY THE SPONSOR Sample Clauses

TO BE COMPLETED BY THE SPONSOR. This certifies that the above order has been: Accepted by the Sponsor Declined-Reason: Date Time Authorized Signature of Sponsor Name: Title: SCHEDULE 2—STANDARD TERMS TABLE OF CONTENTS—SCHEDULE 2 Page ARTICLE I ORDERS FOR PURCHASE AND REDEMPTION 1 Section 1.01. Authorization to Purchase and Redeem Baskets 1 Section 1.02. Procedures for Orders 1 Section 1.03. Consent to Recording 1 Section 1.04. Irrevocability 1 Section 1.05. Costs and Expenses 1 Section 1.06. Delivery of Cash Amount to a Fund 1 Section 1.07. Shares Surrendered for Redemption 1 ARTICLE II AUTHORIZED REPRESENTATIVES 2 Section 2.01. Certification 2 Section 2.02. PIN Numbers 2 Section 2.03. Termination of Authority 3 Section 2.04. Verification 3 ARTICLE III STATUS OF THE AUTHORIZED PARTICIPANT 3 Section 3.01. Clearing Status 3 Section 3.02. Broker-Dealer Status 4 Section 3.03. Foreign Status 4 Section 3.04. Compliance with Certain Laws 4 Section 3.05. Authorized Participant Status. 4 ARTICLE IV ROLE OF AUTHORIZED PARTICIPANT 5 Section 4.01. Independent Contractor 5 Section 4.02. Rights and Obligations of DTC Participant 5 Section 4.03. Beneficial Owner Communications 5 ARTICLE V MARKETING MATERIALS AND REPRESENTATIONS 5 Section 5.01. Authorized Participant’s Representation 5 Section 5.02. Prospectus 6 ARTICLE VI INDEMNIFICATION; LIMITATION OF LIABILITY 7 Section 6.01. Indemnification 7 ARTICLE VII MISCELLANEOUS 9 Section 7.01. Commencement of Trading 9 Section 7.02. Definitions 9 STANDARD TERMS FOR AUTHORIZED PARTICIPANT AGREEMENTS (the “Standard Terms”) as of [•], 2014
Sample 1
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TO BE COMPLETED BY THE SPONSOR. This certifies that the above order has been: Accepted by the Sponsor Declined-Reason: Date Time Authorized Signature of Sponsor Name: Title: SCHEDULE 2—STANDARD TERMS TABLE OF CONTENTS—SCHEDULE 2 Page ARTICLE I ORDERS FOR PURCHASE AND REDEMPTION S2-1 Section 1.01. Authorization to Purchase and Redeem Baskets S2-1 Section 1.02. Procedures for Orders S2-1
Sample 1

Related to TO BE COMPLETED BY THE SPONSOR

  • TO BE COMPLETED BY TRUSTEE This certifies that the above order has been: Accepted by the Trustee Declined-Reason: Final # of Canadian Dollars Final # of FXC Shares Date Time Authorized Signature of Trustee ATTACHMENT A CREATION AND REDEMPTION OF CANADIAN DOLLAR SHARES AND RELATED CANADIAN DOLLARS TRANSACTIONS Scope of Procedures and Overview These procedures (the “Procedures”) describe the processes by which one or more Baskets of Canadian Dollar Trust shares (the “Shares”) issuable by The Bank of New York, as trustee (the “Trustee”) of the CurrencyShares Canadian Dollar Trust (the “Trust”), may be purchased or, once Shares have been issued, redeemed by an Authorized Participant. Shares may be created or redeemed only in blocks of 50,000 Shares (each such block, a “Basket”). Because the issuance and redemption of Baskets also involve the transfer of Canadian Dollars between the Authorized Participant and the Trust, certain processes relating to the underlying transfers of Canadian Dollars also are described. Under these Procedures, Baskets may be issued only in consideration for Canadian Dollars transferred to and held in the Trust’s accounts maintained in London, England by London Branch of JPMorgan Chase Bank, N.A., as depository (the “Depository”). Capitalized terms used in these Procedures without further definition have the meanings assigned to them in the Depositary Trust Agreement, dated as of June 8, 2006, between Rydex Specialized Products LLC (the “Sponsor”), the Trustee, the registered owners and beneficial owners from time to time of Shares issued thereunder and all depositors (the “Trust Agreement”), or the Participant Agreement entered into by each Authorized Participant with the Sponsor and the Trustee.

  • TO BE COMPLETED BY PARTICIPANT Date: Time: Broker Name: Firm Name: DTC Participant Number: Fax Number: Telephone Number: Type of Order (Check Creation or Redemption): Creation of FXB Redemption of FXB Number of Creation Units (CU) Transacted (One CU = 50,000 FXB): Number: Number Written Out: Order # This Order is subject to the terms and conditions of the Depositary Trust Agreement of the CurrencyShares® British Pound Sterling Trust as currently in effect and the Participant Agreement between the Authorized Participant, the Trustee and the Sponsor named therein. All representations and warranties of the Authorized Participant set forth in the Depositary Trust Agreement and such Participant Agreement are incorporated herein by reference and are true and accurate as of the date hereof. The undersigned does hereby certify as of the date set forth below that he/she is an Authorized Person under the Participant Agreement and that he/she is authorized to deliver this Order to the Trustee on behalf of the Authorized Participant. The Authorized Participant enters into this agreement based on an estimated Basket British Pound Amount disseminated the previous business day and recognizes the final Basket British Pound Amount represented will be increased or decreased based on the Trust’s daily accrual. At the conclusion of the trading day a Final NAV will be disseminated to all Authorized Participants, and the Basket British Pound Amount and Transaction Fee required for the creation/redemption order entered into on this day will be finalized and this Order will serve as a legally binding contract for settlement in 2 business days or as otherwise set forth in the Participant Agreement. Date Authorized Person’s Signature

  • SERVICES TO BE RENDERED BY THE SUBADVISER TO THE TRUST a. Subject always to the direction and control of the Trustees of the Trust, the Subadviser will manage the investments and determine the composition of the assets of the Portfolios in accordance with the Portfolios' registration statement, as amended. In fulfilling its obligations to manage the investments and reinvestments of the assets of the Portfolios, the Subadviser will:

  • SERVICES TO BE RENDERED BY THE SUB ADVISER TO THE TRUST

  • SERVICES TO BE RENDERED BY THE ADVISER TO THE TRUST A. As investment adviser to the Fund, the Adviser will coordinate the investment and reinvestment of the assets of the Allocated Portion and determine the composition of the assets of the Allocated Portion, subject always to the supervision and control of the Manager and the Trustees of the Trust.

  • No Resales by the Company The Company will not, and will not permit any of its affiliates (as defined in Rule 144 under the Securities Act) to, resell any of the Securities that have been acquired by any of them, except for Securities purchased by the Company or any of its affiliates and resold in a transaction registered under the Securities Act.

  • Information Furnished by the Underwriter The statements set forth in the first, seventh, eighth and ninth paragraphs under the caption “Underwriting” in the Prospectus constitute the only information furnished by or on behalf of the Underwriter as such information is referred to in Sections 3 and 9 hereof.

  • Information Furnished by the Underwriters The statements set forth in the last paragraph on the cover page, the stabilization legend on the inside cover page, and the statements in the first and third paragraphs under the caption "Underwriting" in any Prepricing Prospectus and in the Prospectus, constitute the only information furnished by or on behalf of the Underwriters through you as such information is referred to in Sections 7(b) and 9 hereof.

  • INFORMATION TO BE FURNISHED BY THE TRUST The Trust has furnished to Ultimus the following:

  • RECORDS TO BE MAINTAINED BY THE SUBADVISER 1. (Rule 31a-1(b)(5) and (6)) A record of each brokerage order, and all other series purchases and sales, given by the Subadviser on behalf of the Trust for, or in connection with, the purchase or sale of securities, whether executed or unexecuted. Such records shall include:

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