Common use of Trading Guidelines Clause in Contracts

Trading Guidelines. 10.1 Normal investing practice is to reinvest the funds on the day a security matures, to minimize lost interest. 10.2 A daily transaction log is to be maintained and available for review at any time. 10.3 All trading firms must generate a hard copy document for each transaction that is mailed to Capital Advisors Group, Inc. on behalf of PTC THERAPEUTICS. 10.4 Quarterly summaries of PTC THERAPEUTICS’s investment holdings and cash usage are to be made available for Board review.

Appears in 2 contracts

Samples: Agreement for the Provision of Funding (PTC Therapeutics, Inc.), Agreement for the Provision of Funding (PTC Therapeutics, Inc.)

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Trading Guidelines. 10.1 Normal investing practice is to reinvest the funds on the day a security matures, to minimize lost interest. 10.2 . A daily transaction log is to be maintained and available for review at any time. 10.3 . All trading firms must generate a hard copy document for each transaction that which is mailed to Capital Advisors Groupus on a timely basis, Inc. on behalf of PTC THERAPEUTICS. 10.4 and then matched to the transaction log. Quarterly summaries of PTC THERAPEUTICS’s our investment holdings and cash usage are to be made available for Board review.

Appears in 2 contracts

Samples: Loan and Security Agreement (Xenogen Corp), Loan and Security Agreement (Xenogen Corp)

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Trading Guidelines. 10.1 Normal investing practice is to reinvest the funds on the day a security matures, to minimize lost interest. 10.2 A daily transaction log is to be maintained and available for review at any time. 10.3 All trading firms must generate a hard copy document for each transaction that is mailed to Capital Advisors Group, Inc. Xxxxx Xxxxxx on behalf of PTC THERAPEUTICSENTROPIC COMMUNICATIONS. 10.4 Quarterly Monthly summaries of PTC THERAPEUTICS’s ENTROPIC COMMUNICATIONS’ investment holdings and cash usage are to be made available for Board review.

Appears in 1 contract

Samples: Loan and Security Agreement (Entropic Communications Inc)

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