Common use of Trading Information and Other Information Clause in Contracts

Trading Information and Other Information. (a) Notwithstanding Section 9.1, the Warranty Provider may disclose Fund Confidential Information in connection with the Warranty Provider's hedging arrangements to recipients ("Permitted Recipients") if such Permitted Recipients represent and warrant to the Warranty Provider that such Permitted Recipients will treat such information as Fund Confidential Information and comply with Section 9.1 of this Agreement. The Adviser and the Fund agree that the Warranty Provider and any Permitted Recipient will satisfy their obligation to treat such information as Fund Confidential Information and comply with Section 9.1 of the Agreement by (i) restricting access to such information to the investment officers and compliance officers who require access to such information for monitoring, hedging, administration and compliance purposes, (ii) obtaining the agreement of such investment officers and compliance officers to keep such information confidential on the terms of this Section 9.2, and (iii) complying with the other requirements of an institutional compliance procedure in form and detail customary in the industry and reasonably designed to be sufficient to satisfy the Warranty Provider's obligation under this Article IX and to achieve compliance with applicable law.

Appears in 3 contracts

Samples: Financial Warranty Agreement (Merrill Lynch Principal Protected Trust), Financial Warranty Agreement (Merrill Lynch Principal Protected Trust), Financial Warranty Agreement (Merrill Lynch Principal Protected Trust)

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Trading Information and Other Information. (a) Notwithstanding Section SECTION 9.1, the Warranty Provider Bank may disclose Fund Confidential Information in connection with the Warranty ProviderBank's hedging arrangements to recipients ("Permitted RecipientsPERMITTED RECIPIENTS") if such Permitted Recipients represent and warrant to the Warranty Provider Bank that such Permitted Recipients will treat such information as Fund Confidential Information and comply with Section SECTION 9.1 of this Agreement. The Adviser and the Fund agree that the Warranty Provider Bank and any Permitted Recipient will satisfy their obligation to treat such information as Fund Confidential Information and comply with Section SECTION 9.1 of the Agreement by (i) restricting access to such information to the investment officers and compliance officers who require access to such information for monitoring, hedging, administration and compliance purposes, (ii) obtaining the agreement of such investment officers and compliance officers to keep such information confidential on the terms of this Section SECTION 9.2, and (iii) complying with the other requirements of an institutional compliance procedure in form and detail customary in the industry and reasonably designed to be sufficient to satisfy the Warranty ProviderBank's obligation under this Article ARTICLE IX and to achieve compliance with applicable law.

Appears in 1 contract

Samples: Financial Warranty Agreement (Pioneer Principal Preservation Fund)

Trading Information and Other Information. (a) Notwithstanding Section SECTION 9.1, the Warranty Provider may disclose Fund Confidential Information in connection with the Warranty Provider's hedging arrangements to recipients ("Permitted RecipientsPERMITTED RECIPIENTS") if such Permitted Recipients represent and warrant to the Warranty Provider that such Permitted Recipients will treat such information as Fund Confidential Information and comply with Section SECTION 9.1 of this Agreement. The Adviser and the Fund agree that the Warranty Provider and any Permitted Recipient will satisfy their obligation to treat such information as Fund Confidential Information and comply with Section SECTION 9.1 of the Agreement by (i) restricting access to such information to the investment officers and compliance officers who require access to such information for monitoring, hedging, administration and compliance purposes, (ii) obtaining the agreement of such investment officers and compliance officers to keep such information confidential on the terms of this Section 9.2, and (iii) complying with the other requirements of an institutional compliance procedure in form and detail customary in the industry and reasonably designed to be sufficient to satisfy the Warranty Provider's obligation under this Article ARTICLE IX and to achieve compliance with applicable law.

Appears in 1 contract

Samples: Financial Warranty Agreement (Pioneer Protected Principal Plus Fund)

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Trading Information and Other Information. (a) Notwithstanding Section 9.1, the Warranty Provider may disclose Fund Confidential Information in connection with the Warranty Provider's hedging arrangements to recipients ("Permitted Recipients") if such Permitted Recipients represent and warrant to the Warranty Provider that such Permitted Recipients will treat such information as Fund Confidential Information and comply with Section 9.1 of this Agreement. The Adviser and the Fund agree that the Warranty Provider and any Permitted Recipient will satisfy their obligation to treat such information as Fund Confidential Information and comply with Section 9.1 of the Agreement by (i) restricting access to such information to the investment officers and compliance officers who require access to such information for monitoring, hedging, administration and compliance purposes, (ii) obtaining the agreement of such investment officers and compliance officers to keep such information confidential on the terms of this Section 9.2, and (iii) complying with the other requirements of an institutional compliance procedure in form and detail customary in the industry and reasonably designed to be sufficient to satisfy the Warranty Provider's obligation under this Article IX and to achieve compliance with applicable law.

Appears in 1 contract

Samples: Financial Warranty Agreement (Merrill Lynch Principal Protected Trust)

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