Common use of Trading Information and Other Information Clause in Contracts

Trading Information and Other Information. (a) Notwithstanding Section 9.01, the Insurer may disclose Trading Information and Other Information in connection with the Insurer's hedging and reinsurance arrangements to recipients ("Permitted Recipients") if such Permitted Recipients represent and warrant to the Insurer that such Permitted Recipients will treat such information as confidential information. The Adviser and the Fund agree that the Insurer and any Permitted Recipient will satisfy their obligation to treat such information as confidential information by (i) restricting access to such information to the investment officers and compliance officers who require access to such information for monitoring, hedging, administration and compliance purposes, (ii) obtaining the agreement of such investment officers and compliance officers to keep such information confidential on the terms of Section 9.01, and (iii) complying with the other requirements of an appropriate institutional compliance procedure with respect to the investment activities of such investment officers and compliance officers which procedure is reasonably designed to achieve compliance with applicable law.

Appears in 1 contract

Samples: Financial Guarantee Agreement (Smith Barney Trust Ii)

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Trading Information and Other Information. (a) Notwithstanding Section 9.01, the Insurer may disclose Trading Information and Other Information in connection with the Insurer's hedging and reinsurance arrangements to recipients ("Permitted RecipientsRecipient") if such Permitted Recipients represent and warrant to the Insurer that such Permitted Recipients will treat such information as confidential informationConfidential Information. The Adviser and the Fund agree that the Insurer and any Permitted Recipient will satisfy their obligation to treat such information as confidential information Confidential Information by (i) restricting access to such information to the investment officers and compliance officers who require access to such information for monitoring, hedging, administration and compliance purposes, (ii) obtaining the agreement of such investment officers and compliance officers to keep such information confidential on the terms of this Section 9.01, and (iii) complying with the other requirements of an appropriate institutional compliance procedure with respect to the investment activities of such investment officers and compliance officers which procedure is reasonably designed to achieve compliance with applicable law.

Appears in 1 contract

Samples: Financial Guarantee Agreement (Smith Barney Trust Ii)

Trading Information and Other Information. (a) Notwithstanding Section SECTION 9.01, the Insurer may disclose Trading Information and Other Fund Information in connection with the Insurer's hedging and reinsurance arrangements to recipients ("Permitted RecipientsPERMITTED RECIPIENTS") if such Permitted Recipients represent and warrant to the Insurer that such Permitted Recipients will treat such information as confidential information. The Adviser and the Fund agree that the Insurer and any Permitted Recipient will satisfy their obligation to treat such information as confidential information by (i) restricting access to such information to the investment officers and compliance officers who require access to such information for monitoring, hedging, administration and compliance purposes, (ii) obtaining the agreement of such investment officers and compliance officers to keep such information confidential on the terms of Section SECTION 9.01, and (iii) complying with the other requirements of an appropriate institutional compliance procedure in form and detail customary in the industry with respect to the investment activities of such investment officers and compliance officers which procedure is reasonably designed to achieve compliance with applicable law.

Appears in 1 contract

Samples: Financial Guarantee Agreement (Pioneer Protected Principal Trust)

Trading Information and Other Information. (a) Notwithstanding Section 9.01, the Insurer may disclose Trading Information and Other Information in connection with the Insurer's hedging and reinsurance arrangements only to recipients entities ("Permitted Recipients") if such Permitted Recipients that (A) represent and warrant to the Insurer that such Permitted Recipients will are not registered investment advisers and (B) undertake to treat such information as confidential information. The Adviser and the Fund agree that each of the Insurer and any Permitted Recipient will satisfy their its obligation to treat such information as confidential information by (i) restricting access to such information to the investment officers and compliance officers who (x) require access to such information for monitoring, hedging, administration and compliance purposes, and (y) are not engaged in the business of being an investment adviser, (ii) obtaining the agreement of such investment officers and compliance officers to keep such information confidential on the terms of Section 9.01, and (iii) complying with the other requirements of an appropriate institutional compliance procedure with respect to the investment activities of such investment officers and compliance officers which procedure is reasonably designed to achieve compliance with applicable law. A Permitted Recipient may disclose Trading Information in connection with its hedging arrangements only on the same terms as this Section 9.02(a).

Appears in 1 contract

Samples: Financial Guarantee Agreement (Russell Frank Investment Co)

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Trading Information and Other Information. (a) Notwithstanding Section 9.01, the Insurer may disclose Trading Information and Other Information in connection with the Insurer's hedging and reinsurance arrangements to recipients ("Permitted Recipients") if such Permitted Recipients represent and warrant to the Insurer that such Permitted Recipients will treat such information as confidential information. The Adviser and the Fund agree that the Insurer and any Permitted Recipient will satisfy their obligation to treat such information as confidential information by (i) restricting access to such information to the investment officers and compliance officers who require access to such information for monitoring, hedging, administration and compliance purposes, (ii) obtaining the agreement of such investment officers and compliance officers to keep such information confidential on the terms of this Section 9.01, and (iii) complying with the other requirements of an appropriate institutional compliance procedure with respect to the investment activities of such investment officers and compliance officers which procedure is reasonably designed to achieve compliance with applicable law.

Appears in 1 contract

Samples: Financial Guarantee Agreement (Smith Barney Trust Ii)

Trading Information and Other Information. (a) Notwithstanding Section 9.01, the Insurer may disclose Trading Information and Other Fund Information in connection with the Insurer's hedging and reinsurance arrangements to recipients ("Permitted Recipients") if such Permitted Recipients represent and warrant to the Insurer that such Permitted Recipients will treat such information as confidential informationFund Information in accordance with this Article IX. The Adviser and the Fund agree that the Insurer and any Permitted Recipient will satisfy their obligation to treat such information as confidential information Fund Information by (i) restricting access to such information to the investment officers and compliance officers who require access to such information for monitoring, hedging, administration and compliance purposes, (ii) obtaining the agreement of such investment officers and compliance officers to keep such information confidential on the terms of Section 9.01, and (iii) complying with the other requirements of an appropriate institutional compliance procedure in form and detail customary in the industry with respect to the investment activities of such investment officers and compliance officers which procedure is reasonably designed to achieve compliance with applicable law; and (iv) providing an undertaking to the Fund in the form of Schedule 4 hereto.

Appears in 1 contract

Samples: Financial Guarantee Agreement (Merrill Lynch Principal Protected Trust)

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