Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; · any stop or restraining order placed against a Shareholder’s account; · any correspondence relating to the current maintenance of a Shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations by this Agreement. APPENDIX IV This Appendix IV is part of the Fund Services Agreement between AdvisorOne Funds and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees.
Transfer Agency Records. GFS shall maintain the following shareholder account information:
Transfer Agency Records. UFS shall maintain the following shareholder account information:
Transfer Agency Records. GFS shall maintain the following shareholder account information: name, address and United States Tax Identification or Social Security number; number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; any stop or restraining order placed against a Shareholder’s account; any correspondence relating to the current maintenance of a Shareholder’s account; information with respect to withholdings; and any information required in order for GFS to perform any calculations by this Agreement. This Appendix IV is part of the Fund Services Agreement (the “Agreement”) between Forethought Variable Insurance Trust and Gemini Fund Services, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees.
Transfer Agency Records. GFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each shareholder, including dividends and distributions paid and the date and price for all transactions on a shareholder’s account; · any stop or restraining order placed against a shareholder’s account; · any correspondence relating to the current maintenance of a shareholder’s account; · information with respect to withholdings; and · any information required in order for GFS to perform any calculations required by this Agreement. This Appendix IV-I is part of the Fund Services Agreement (the “Agreement”), dated April 1, 2019, between Leader Funds Trust (the “Trust”) and Gemini Fund Services, LLC (“GFS”). Set forth below are the Services elected by the Fund(s) identified on this Appendix IV-I along with the associated Fees. Capitalized terms used herein that are not otherwise defined shall have the same meanings ascribed to them in the Agreement.
Transfer Agency Records. GFS shall maintain the following shareholder account information: name, address and United States Tax Identification or Social Security number; number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; any stop or restraining order placed against a Shareholder’s account; any correspondence relating to the current maintenance of a Shareholder’s account; information with respect to withholdings; and any information required in order for GFS to perform any calculations by this Agreement.
Transfer Agency Records. UFS shall maintain the following shareholder account information: name, address and United States Tax Identification or Social Security number; number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; historical information regarding the account of each Shareholder, including dividends and distributions paid and the date and price for all transactions on a Shareholder’s account; any stop or restraining order placed against a Shareholder’s account; any correspondence relating to the current maintenance of a Shareholder’s account; information with respect to withholdings; and any information required in order for UFS to perform any calculations by this Agreement. This Appendix IV is part of the Fund Services Agreement (the “Agreement”), dated October 19, 2021, between The North Country Funds (the “Trust”) and Ultimus Fund Solutions, LLC (“UFS”). Set forth below are the Services elected by the Funds identified on this Appendix IV along with the associated Fees. Capitalized terms used herein that are not otherwise defined shall have meanings ascribed to them in the Agreement.
Transfer Agency Records. UFS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number; · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each shareholder, including dividends and distributions paid and the date and price for all transactions on a shareholder’s account; · any stop or restraining order placed against a shareholder’s account; · any correspondence relating to the current maintenance of a shareholder’s account; · information with respect to withholdings; and · any information required in order for UFS to perform any calculations by this Agreement. APPENDIX IV LIST OF FUNDS SERVICES & FEES This Appendix IV is part of the Fund Services Agreement (the “Agreement”) between the Trust and Ultimus Fund Solutions, LLC. Set forth below are the Services elected by the Fund(s) identified on this Appendix IV along with the associated Fees.
Transfer Agency Records. DTAC shall maintain the following shareholder account information:
Transfer Agency Records. MSS shall maintain the following shareholder account information: · name, address and United States Tax Identification or Social Security number (when applicable for US Tax payer); · number of Shares held and number of Shares for which certificates, if any, have been issued, including certificate numbers and denominations; · historical information regarding the account of each shareholder, including dividends and distributions paid and the date and price for all transactions on a shareholder’s account; · any stop or restraining order placed against a shareholder’s account; · any correspondence relating to the current maintenance of a shareholder’s account; · information with respect to withholdings; and · any information required in order for MSS to perform any calculations required by this Agreement. Procedures applicable to certain of these services may be established from time to time by agreement between the Trust and MSS.
