Unauthorized Representations. No person is authorized to make any representations concerning Shares of the Funds except those contained in the Prospectus, SAI and printed information issued by each Fund or by RCM as information supplemental to each Prospectus. RCM shall, upon request, supply the Broker-Dealer with reasonable quantities of Prospectuses and SAIs. The Broker-Dealer agrees not to use other advertising or sales material, relating to the Funds unless approved by RCM in advance of such use. Neither party shall use the name of the other party in any manner without the other party's written consent, except as required by any applicable federal or state law, rule or regulation, and except pursuant to any mutually agreed upon promotional programs.
Appears in 3 contracts
Samples: Broker Dealer Agreement (Chou America Mutual Funds), Broker Dealer Agreement (Aegis Value Fund Inc), Broker Dealer Agreement (Aegis Funds)
Unauthorized Representations. No person is authorized to make any representations concerning Shares of the Funds except those contained in the Prospectus, SAI and printed information issued by each Fund or by RCM as information supplemental to each Prospectus. RCM shall, upon request, supply the Broker-Dealer with reasonable quantities of Prospectuses and SAIs. The Broker-Dealer agrees not to use other advertising or sales material, material relating to the Funds unless approved in writing by RCM in advance of such use. Neither party shall use the name of the other party in any manner without the other party's written consent, except as required by any applicable federal or state law, rule or regulation, and except pursuant to any mutually agreed upon promotional programs.
Appears in 2 contracts
Samples: Dealer Agreement (Potomac Insurance Trust), Dealer Agreement (Potomac Funds)
Unauthorized Representations. No person is authorized to make any representations concerning Shares of the Funds except those contained in the Prospectus, SAI and printed information issued by each Fund or by RCM as information supplemental to each Prospectus. RCM shall, upon request, supply the Broker-Dealer with reasonable quantities of Prospectuses and SAIs. The Broker-Dealer agrees not to use other advertising or sales material, relating to the Funds unless approved by RCM in advance of such use. Neither party shall use the name of the other party in any manner without the other party's ’s written consent, except as required by any applicable federal or state law, rule or regulation, and except pursuant to any mutually agreed upon promotional programs.
Appears in 1 contract
Unauthorized Representations. No person is authorized to make any representations concerning Shares of the Funds except those contained in the Prospectus, SAI and printed information issued by each Fund or by RCM as information supplemental to each Prospectus. RCM shall, upon request, supply the Broker-Dealer Financial Intermediary with reasonable quantities of Prospectuses and SAIs. The Broker-Dealer Financial Intermediary agrees not to use other advertising or sales material, relating to the Funds unless approved by RCM in advance of such use. Neither party shall use the name of the other party in any manner without the other party's ’s written consent, except as required by any applicable federal or state law, rule or regulation, and except pursuant to any mutually agreed upon promotional programs. Financial Intermediary may include the Funds on its "list of Funds" offered to its customers.
Appears in 1 contract
Samples: Financial Intermediary Selling Agreement (State Funds)