Common use of Unauthorized Representations Clause in Contracts

Unauthorized Representations. No person is authorized to make any representations concerning Shares except those contained in the Prospectus or other printed information issued by each Fund or by the Distributor as information supplemental to each Prospectus. Clearing Broker agrees not to use other advertising or sales material relating to the Funds in connection with its function as clearing broker unless approved by Distributor in advance of such use. Clearing Broker shall, however, be permitted to publish information including the Fund names, advising that the Funds are available for sale without obtaining prior approval. Neither party shall use the name of the other party in any manner without the other party’s prior written consent, except as required by any applicable federal or state law, rule or regulation, and except pursuant to any mutually agreed upon promotional programs.

Appears in 2 contracts

Samples: Operating Agreement (Boyar Value Fund Inc), Operating Agreement (Seligman Core Fixed Income Fund, Inc)

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Unauthorized Representations. No person is authorized to make any representations concerning Shares except those contained in the Prospectus or other printed information issued by each Fund or by the Distributor as information supplemental to each Prospectus. Clearing Broker agrees not to use other advertising or sales material relating to the Funds in connection with its function as clearing broker unless approved in writing by Distributor in advance of such use. Clearing Broker shall, however, be permitted to publish information including the Fund names, advising that the Funds are available for sale without obtaining prior approval. Neither party shall use the name of the other party in any manner without the other party’s prior written consent, except as required by any applicable federal or state law, rule or regulation, and except pursuant to any mutually agreed upon promotional programs.

Appears in 1 contract

Samples: Operating Agreement (Sa Funds Investment Trust)

Unauthorized Representations. No person is authorized to make any representations concerning Shares except those contained in the Prospectus or other printed information issued by each Fund or by the Distributor as information supplemental to each Prospectus. Clearing Broker agrees not to use other advertising or sales material relating to the Funds in connection with its function as clearing broker unless approved by Distributor in advance of such use. Clearing Broker shall, however, be permitted to publish information including the Fund names, advising that the Funds are available for sale without obtaining prior approval. Neither party shall use the name of the other party in any manner without the other party’s 's prior written consent, except as required by any applicable federal or state law, rule or regulation, and except pursuant to any mutually agreed upon promotional programs.

Appears in 1 contract

Samples: Operating Agreement (Tributary Funds, Inc.)

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Unauthorized Representations. No person is authorized to make any representations concerning Shares except those contained in the Prospectus or other printed information issued by each Fund or by the Distributor Series Trust as information supplemental to each Prospectus. Clearing Broker Dealer agrees not to use any other advertising or sales material relating to the Funds in connection with its function as clearing broker Dealer unless approved by Distributor the Series Trust in advance of such use. Clearing Broker Dealer shall, however, be permitted to publish information including the Fund names, advising that the Funds are available for sale without obtaining prior approval. Neither party shall use the name of the other party in any manner without the other party’s prior written consent, except as required by any applicable federal or state law, rule or regulation, and except pursuant to any mutually agreed upon promotional programs.

Appears in 1 contract

Samples: Platform Dealer Agreement (GMO Series Trust)

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