Common use of Vision Mutual Fund Gateway Clause in Contracts

Vision Mutual Fund Gateway. Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. · Inquiry Only · Inquiry - $[ ] per event · Per broker ID - $[ ] per month per ID · Transaction Processing · Implementation - $[ ] per management company · Transaction – purchase, redeem, exchange, literature order - $[ ] per event · New Account Set-up – may contain multiple fund/accounts - $[ ] per event · Monthly Minimum Charge - $[ ] per month FAN MAIL – Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. · Base Fee Per Management Company – file generation and delivery - $[ ] per year · Per Record Charge · Rep/Branch/ID - $[ ] · Dealer - $[ ] · Price Files - $[ ] or $[ ]/user/month, whichever is less CLIENT Web DATA ACCESS – USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. · MFS Systems (includes COLD and On Line Report view applications) · Setup - $[ ] (includes [ ] workstations) · Service - $[ ]/month · Report Source · No Setup Charge · $[ ]/month per reporting category · T/A Imaging · Setup - $[ ] (includes [ ] workstations) · $[ ]/month · Fund Source · No Setup Charge · $[ ]/month CLIENT DEDICATED LINE DATA ACCESS – For USBFS clients requiring continuous on-line access to USBFS shareholder accounting systems, such as for client call center support: · $[ ] per year per workstation for TA2000 AWD access · Plus data communications setup and monthly charges based upon location and bandwidth · Plus training billed at hourly rates plus out-of-pocket expenses TRANSFER AGENT TRAINING SERVICES · On-site at USBFS - $[ ] per day · At client location - $[ ] per day plus travel and out-of-pocket expenses B.O.S.S – Business On-line Sales Reporting Solution Monthly Software Subscription Services: · Access Per B.O.S.S. User: $[ ]/month/user Implementation and Support Services: · Implementation - $[ ] first user ID; each additional user ID is $[ ] – Includes project management and data/internet portal integration applicable to Transfer Agent data flow (up to [ ] years of historical data included). Additional setup requirements will be charged at Development hourly rate. · Training - $[ ] (includes [ ]-day session at USBFS site for up to [ ] participants on core product) · Development - $[ ]/hour - customization of B.O.S.S. product, requests for customized reports, etc. · Additional Options - Report Writing, Sub-Account Data Integration – Quoted separately based upon requirements Data Management Services: · Data Storage Charge – Over [ ] years of data (No charge for less than [ ] years of data) · Fund Group Account Base (Open/Closed) – Under [ ] - $[ ] per month · Fund Group Account Base (Open/Closed) – Over [ ] - $[ ] per month · Monthly service fees (extracting/ storing daily transaction data). Fee based upon records processed: · [ ]-[ ] records/month – $[ ]/month · [ ]-[ ] records/month – $[ ]/month (over [ ] records/month quoted separately)

Vision Mutual Fund Gateway. Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. · Inquiry Only · Inquiry - $[ ] per event · Per broker ID - $[ ] per month per ID · Transaction Processing · Implementation - $[ ] per management company · Transaction – purchase, redeem, exchange, literature order - $[ ] per event · New Account Set-up – may contain multiple fund/accounts - $[ ] per event · Monthly Minimum Charge - $[ ] per month FAN MAIL – Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. · Base Fee Per Management Company – file generation and delivery - $[ ] per year · Per Record Charge · Rep/Branch/ID - $[ ] · Dealer - $[ ] · Price Files - $[ ] or $[ ]/user/month, whichever is less CLIENT Web DATA ACCESS – USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. · MFS Systems (includes COLD and On Line Report view applications) · Setup - $[ ] (includes [ ] workstations) · Service - $[ ]/month /month/user · Access to the following systems included: · BDS – Statement Storage and Retrieval · ReportSource – Mainframe T/A Report Source · No Setup Charge · $[ ]/month per reporting category Library · T/A Imaging – Thin Client AWD · Setup - $[ ] (includes [ ] workstations) · $[ ]/month · FundSource – Comprehensive Fund Source · No Setup Charge · $[ ]/month Information CLIENT DEDICATED LINE DATA ACCESS – For USBFS clients requiring continuous on-line access to USBFS shareholder accounting systems, such as for client call center support: · $[ ] per year per workstation for TA2000 AWD access · Plus data communications setup and monthly charges based upon location and bandwidth · Plus training billed at hourly rates plus out-of-pocket expenses TRANSFER AGENT TRAINING SERVICES · On-site at USBFS - $[ ] per day · At client location - $[ ] per day plus travel and out-of-pocket expenses B.O.S.S Short-Term Trader – Business OnSoftware application used to track and/or assess transaction fees that are determined to be short-line Sales Reporting Solution Monthly Software Subscription Services: term trades. Service can be applied to some or all funds within a fund family. · Access Per B.O.S.S. User: [ ] days or less – $[ ]/month/user Implementation and Support Services: /open account · Implementation [ ]- [ ] days – $[ ]/open account · [ ]- [ ] first user ID; each additional user ID is days – $[ ] – Includes project management and data/internet portal integration applicable to Transfer Agent data flow (up to ]/open account · [ ] years of historical data included). Additional setup requirements will be charged at Development hourly rate. · Training - $days – [ ] (includes [ ]-day session at USBFS site for up to [ ] participants on core product) · Development year - $[ ]/hour - customization of B.O.S.S. product, requests for customized reports, etc. /open account · Additional Options - Report Writing, Sub-Account Data Integration [ ] year – Quoted separately based upon requirements Data Management Services: · Data Storage Charge – Over [ ] years of data (No charge for less than [ ] years of data) · Fund Group Account Base (Open/Closed) – Under [ ] - $[ ] per month ]/open account Cost Basis Reporting – Annual reporting of shareholder cost basis for direct accounts based upon an average cost single category basis calculation. · Fund Group Account Base $[ ]/direct open account/year Excessive Trader – Software application that monitors the number of trades (Open/Closedexchanges, redemptions) – Over [ ] - that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. · $[ ] per month · Monthly service fees (extracting/ storing daily transaction data). Fee based upon records processed: · [ ]setup/fund group of 1-5 funds, $[ ] recordssetup/month – fund group of over 5 funds · $[ ]/month · [ ]-[ ] records/account/month – $[ ]/month (over [ ] records/month quoted separately)year

Vision Mutual Fund Gateway. Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. · Inquiry Only · Inquiry - $[ ] .05 per event · Per broker ID - $[ ] 5.00 per month per ID · Transaction Processing · Implementation - $[ ] 5,000 per management company · Transaction – purchase, redeem, exchange, literature order - $[ ] .50 per event · New Account Set-up – may contain multiple fund/accounts - $[ ] 3.00 per event · Monthly Minimum Charge - $[ ] 500.00 per month FAN MAIL – Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. · Base Fee Per Management Company – file generation and delivery - $[ ] 6,000 per year · Per Record Charge · Rep/Branch/ID - $[ ] .018 · Dealer - $[ ] .012 · Price Files - $[ ] .002 or $[ ]/user1.75/user/month, whichever is less CLIENT Web DATA ACCESS – USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. · MFS Systems (includes COLD and On Line Report view applications) · Setup - $[ ] (includes [ ] workstations) 3,000 · Service - $[ ]/month 200/month/user · Access to the following systems included: · BDS – Statement Storage and Retrieval · ReportSource – Mainframe T/A Report Source · No Setup Charge · $[ ]/month per reporting category Library · T/A Imaging – Thin Client AWD · Setup - $[ ] (includes [ ] workstations) · $[ ]/month · FundSource – Comprehensive Fund Source · No Setup Charge · $[ ]/month Information CLIENT DEDICATED LINE DATA ACCESS – For USBFS clients requiring continuous on-line access to USBFS shareholder accounting systems, such as for client call center support: · $[ ] 7,000 per year per workstation for TA2000 AWD access · Plus data communications setup and monthly charges based upon location and bandwidth · Plus training billed at hourly rates plus out-of-pocket expenses TRANSFER AGENT TRAINING SERVICES · On-site at USBFS - $[ ] 300.00 per day · At client location - $[ ] 300.00 per day plus travel and out-of-pocket expenses B.O.S.S By: /s/X.X. Xxxxxxxxx Name and Title: X.X. Xxxxxxxxx, Managing Member Date: 8/7/09 TRANSFER AGENT & SHAREHOLDER SERVICES SUPPLEMENTAL SERVICES FEE SCHEDULE at June, 2009 Short-Term Trader – Business OnSoftware application used to track and/or assess transaction fees that are determined to be short-line Sales Reporting Solution Monthly Software Subscription Services: term trades. Service can be applied to some or all funds within a fund family. · Access Per B.O.S.S. User: 90 days or less – $[ ]/month/user Implementation and Support Services: .08 /open account · Implementation 91-180 days – $.14 /open account · 181-270 days – $.20 /open account · 271 days – 1 year - $[ ] first user ID; each additional user ID is $[ ] .26 /open account · 1 year – Includes project management and data/internet portal integration applicable to Transfer Agent data flow (up to [ ] 2 years of historical data included). Additional setup requirements will be charged at Development hourly rate. · Training - $[ ] (includes [ ]-day session at USBFS site for up to [ ] participants on core product) · Development - $[ ]/hour - customization of B.O.S.S. product, requests for customized reports, etc. · Additional Options - Report Writing, Sub-Account Data Integration – Quoted separately based upon requirements Data Management Services: · Data Storage Charge – Over [ ] years of data (No charge for less than [ ] years of data) · Fund Group Account Base (Open/Closed) – Under [ ] - $[ ] per month · Fund Group Account Base (Open/Closed) – Over [ ] - $[ ] per month · Monthly service fees (extracting/ storing daily transaction data). Fee based upon records processed: · [ ]-[ ] records/month – $[ ]/month · [ ]-[ ] records/month – $[ ]/month (over [ ] records/month quoted separately).38 /open account

Vision Mutual Fund Gateway. Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. · Inquiry Only · Inquiry - $[ ] ___ per event · Per broker ID - $[ ] ___ per month per ID · Transaction Processing · Implementation - $[ ] ___ per management company · Transaction – purchase, redeem, exchange, literature order - $[ ] ___ per event · New Account Set-up – may contain multiple fund/accounts - $[ ] ___ per event · Monthly Minimum Charge - $[ ] ___ per month FAN MAIL – Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. · Base Fee Per Management Company – file generation and delivery - $[ ] ____ per year · Per Record Charge · Rep/Branch/ID - $[ ] ____ · Dealer - $[ ] ____ · Price Files - $[ ] ____ or $[ ]____/user/month, whichever is less CLIENT Web DATA ACCESS – USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. · MFS Systems (includes COLD and On Line Report view applications) · Setup - $[ ] (includes [ ] workstations) ____ · Service - $[ ]/month ____month/user · Access to the following systems included: · BDS – Statement Storage and Retrieval · ReportSource – Mainframe T/A Report Source · No Setup Charge · $[ ]/month per reporting category Library · T/A Imaging – Thin Client AWD · Setup - $[ ] (includes [ ] workstations) · $[ ]/month · FundSource – Comprehensive Fund Source · No Setup Charge · $[ ]/month Information CLIENT DEDICATED LINE DATA ACCESS – For USBFS clients requiring continuous on-line access to USBFS shareholder accounting systems, such as for client call center support: · $[ ] _____ per year per workstation for TA2000 AWD access · Plus data communications setup and monthly charges based upon location and bandwidth · Plus training billed at hourly rates plus out-of-pocket expenses TRANSFER AGENT TRAINING SERVICES · On-site at USBFS - $[ ] ____ per day · At client location - $[ ] ____ per day plus travel and out-of-pocket expenses B.O.S.S Name: Bxxxx X. Xxxxxx Title: Director of Operations Date: 3/9/2009 Short-Term Trader – Business OnSoftware application used to track and/or assess transaction fees that are determined to be short-line Sales Reporting Solution Monthly Software Subscription Services: term trades. Service can be applied to some or all funds within a fund family. · Access Per B.O.S.S. User: 90 days or less – $[ ]/month/user Implementation and Support Services: __ /open account · Implementation 91-180 days – $__ /open account · 181-270 days – $__ /open account · 271 days – 1 year - $[ ] first user ID; each additional user ID is $[ ] __ /open account · 1 year – Includes project management and data/internet portal integration applicable to Transfer Agent data flow (up to [ ] 2 years of historical data included). Additional setup requirements will be charged at Development hourly rate. · Training - $[ ] (includes [ ]-day session at USBFS site for up to [ ] participants on core product) · Development - $[ ]/hour - customization of B.O.S.S. product, requests for customized reports, etc. · Additional Options - Report Writing, Sub-Account Data Integration – Quoted separately based upon requirements Data Management Services: · Data Storage Charge – Over [ ] years of data (No charge for less than [ ] years of data) · Fund Group Account Base (Open/Closed) – Under [ ] - $[ ] per month · Fund Group Account Base (Open/Closed) – Over [ ] - $[ ] per month · Monthly service fees (extracting/ storing daily transaction data). Fee based upon records processed: · [ ]-[ ] records/month – $[ ]/month · [ ]-[ ] records/month – $[ ]/month (over [ ] records/month quoted separately)__ /open account

Vision Mutual Fund Gateway. Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. · ■ Inquiry Only · − Inquiry - $[ ] per event · ___ /event − Per broker ID - $[ ] per month ___ /month per ID · ■ Transaction Processing · − Implementation - $[ ] per management ___ /management company · − Transaction – purchase, redeem, exchange, literature order - $[ ] per event · ___ /event − New Account Set-up – may contain multiple fund/accounts - $[ ] per event · ___ /event − Monthly Minimum Charge - $[ ] per month ___ /month Provides the capability for financial intermediaries to access electronic statements via the Vision application.* ■ Implementation Fees − Develop eBusiness Solutions Software - $___ /fund group − Code Print Software - $___ ■ Load charges − $___ /image ■ Archive charge (for any image stored beyond 2 years) − $___ /document *Normal Vision ID and activity charges also apply. O’Xxxxxxxxxxx FAN MAIL – Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. · ■ Base Fee Per Management Company – file generation and delivery - $[ ] per year · ___ /year ■ Per Record Charge · − Rep/Branch/ID - $[ ] · ___ − Dealer - $[ ] · ___ ■ Price Files - $[ ] ___ or $[ ]/user/___ /user per month, whichever is less CLIENT Web DATA ACCESS – USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. · MFS Systems (includes COLD and On Line Report view applications) · Setup ■ Setup: MFx Portal - $[ ] (includes [ ] workstations) · ___ ■ Service - $[ ]/month · ___ /user per month ■ Access to the following systems included: − BDS – Statement Storage and Retrieval − ReportSource – Mainframe T/A Report Source · No Setup Charge · $[ ]/month per reporting category · Library − T/A Imaging · Setup – Thin Client AWD − FundSource – Comprehensive Fund Information − 3270 – T/A Mainframe Access ■ Custom Electronic File Exchange (DDS of delivery of TIP files) - $[ ] (includes [ ] workstations) · $[ ]/month · Fund Source · No Setup Charge · $[ ]/month ___ one time setup fee CLIENT DEDICATED LINE DATA ACCESS – For USBFS clients requiring continuous on-line access to USBFS shareholder accounting systems, such as for client call center support: · ■ $[ ] per year ___ /year per workstation for TA2000 AWD access · ■ Plus data communications setup and monthly charges based upon location and bandwidth · ■ Plus training billed at hourly rates plus out-of-pocket expenses TRANSFER AGENT TRAINING SERVICES · ■ On-site at USBFS - $[ ] per day · ___ /day ■ At client location - $[ ] per day ___ /day plus travel and out-of-pocket expenses B.O.S.S – Business On-line Sales Reporting Solution Monthly Software Subscription Services: · Access Per B.O.S.S. User: $[ ]/month/user Implementation and Support Services: · Implementation - $[ ] first user ID; each additional user ID is $[ ] – Includes project management and data/internet portal integration applicable to Transfer Agent data flow (up to [ ] years of historical data included). Additional setup requirements will be charged at Development hourly rate. · Training - $[ ] (includes [ ]-day session at USBFS site for up to [ ] participants on core product) · Development - $[ ]/hour - customization of B.O.S.S. product, requests for customized reports, etc. · Additional Options - Report Writing, Sub-Account Data Integration – Quoted separately based upon requirements Data Management Services: · Data Storage Charge – Over [ ] years of data (No charge for less than [ ] years of data) · Fund Group Account Base (Open/Closed) – Under [ ] - $[ ] per month · Fund Group Account Base (Open/Closed) – Over [ ] - $[ ] per month · Monthly service fees (extracting/ storing daily transaction data). Fee based upon records processed: · [ ]-[ ] records/month – $[ ]/month · [ ]-[ ] records/month – $[ ]/month (over [ ] records/month quoted separately)O’Xxxxxxxxxxx

Vision Mutual Fund Gateway. Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. · ● Inquiry Only · ● Inquiry - $[ ] per event · ● Per broker ID - $[ ] per month per ID · ● Transaction Processing · ● Implementation - $[ ] per management company · ● Transaction – purchase, redeem, exchange, literature order - $[ ] per event · ● New Account Set-up – may contain multiple fund/accounts - $[ ] per event · ● Monthly Minimum Charge - $[ ] per month FAN MAIL – Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. · ● Base Fee Per Management Company – file generation and delivery - $[ ] per year · ● Per Record Charge · ● Rep/Branch/ID - $[ ] · ● Dealer - $[ ] · ● Price Files - $[ ] or $[ ]/user/month, whichever is less CLIENT Web DATA ACCESS – USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. · MFS Systems (includes COLD and On Line Report view applications) · ● Setup - $[ ] (includes [ ] workstations) · ● Service - $[ ]/month · /month/user ● Access to the following systems included: ● BDS – Statement Storage and Retrieval ● ReportSource – Mainframe T/A Report Source · No Setup Charge · $[ ]/month per reporting category · Library ● T/A Imaging · Setup - $[ ] (includes [ ] workstations) · $[ ]/month · – Thin Client AWD ● FundSource – Comprehensive Fund Source · No Setup Charge · $[ ]/month Information CLIENT DEDICATED LINE DATA ACCESS – For USBFS clients requiring continuous on-line access to USBFS shareholder accounting systems, such as for client call center support: · ● $[ ] per year per workstation for TA2000 AWD access · ● Plus data communications setup and monthly charges based upon location and bandwidth · ● Plus training billed at hourly rates plus out-of-pocket expenses TRANSFER AGENT TRAINING SERVICES · ● On-site at USBFS - $[ ] per day · ● At client location - $[ ] per day plus travel and out-of-pocket expenses B.O.S.S Advisor’s Signature not required as fees are not changing – Business Ononly the DSM Small-line Sales Reporting Solution Monthly Mid Cap Growth Fund is being added. DSM – 03/2013 Short-Term Trader – Software Subscription Services: · Access Per B.O.S.S. User: $application used to track and/or assess transaction fees that are determined to be short-term trades. Service can be applied to some or all funds within a fund family. ● [ ]/month/user Implementation and Support Services: · Implementation - ] days or less – $[ ] first user ID; each additional user ID is $[ ] – Includes project management and data/internet portal integration applicable to Transfer Agent data flow (up to [ ] years of historical data included). Additional setup requirements will be charged at Development hourly rate. · Training - $[ ] (includes [ ]-day session at USBFS site for up to [ ] participants on core product) · Development - $[ ]/hour - customization of B.O.S.S. product, requests for customized reports, etc. · Additional Options - Report Writing, Sub-Account Data Integration – Quoted separately based upon requirements Data Management Services: · Data Storage Charge – Over [ ] years of data (No charge for less than [ ] years of data) · Fund Group Account Base (Open/Closed) – Under [ ] - $[ ] per month · Fund Group Account Base (Open/Closed) – Over [ ] - $[ ] per month · Monthly service fees (extracting/ storing daily transaction data). Fee based upon records processed: · /open account ● [ ]-[ ] records/month days – $[ ]/month · ] /open account ● [ ]-[ ] records/month days – $[ ] /open account ● [ ] days – [ ] year - $[ ] /open account ● [ ] year – [ ] years - $[ ] /open account Cost Basis Reporting – Annual reporting of shareholder cost basis for direct accounts based upon an average cost single category basis calculation. ● $[ ] /direct open account/year Excessive Trader – Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. ● $[ ] setup/fund group of [ ]/month (-[ ] funds, $[ ] setup/fund group of over [ ] recordsfunds ● $[ ] /account/month quoted separately)year

Vision Mutual Fund Gateway. Permits broker/dealers, financial planners, and RIAs to use us a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. · Inquiry Only · Inquiry - $[ ] ____ per event · Per broker ID - $[ ] ____ per month per ID · Transaction Processing · Implementation - $[ ] ____ per management company · Transaction – purchase, redeem, exchange, literature order - $[ ] ____ per event · New Account Set-up – may contain multiple fund/accounts - $[ ] ____ per event · Monthly Minimum Charge - $[ ] ____ per month FAN MAIL – Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. · Base Fee Per Management Company – file generation and delivery - $[ ] ____ per year · Per Record Charge · Rep/Branch/ID - $[ ] ____ · Dealer - $[ ] ____ · Price Files - $[ ] ____ or $[ ]____/user/month, whichever is less CLIENT Web DATA ACCESS – USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. · MFS Systems (includes COLD and On Line Report view applications) · Setup - $[ ] ____ (includes [ ] 2 workstations) · Service - $[ ]____/month · Report Source · No Setup Charge · $[ ]____/month per reporting category · T/A Imaging · Setup - $[ ] ____ (includes [ ] 2 workstations) · $[ ]____/month · Fund Source · No Setup Charge · $[ ]____/month CLIENT DEDICATED LINE DATA ACCESS – For USBFS clients requiring continuous on-line access to USBFS shareholder accounting systems, such as for client call center support: · $[ ] per year per workstation for TA2000 AWD access · Plus data communications setup and monthly charges based upon location and bandwidth · Plus training billed at hourly rates plus out-of-pocket expenses TRANSFER AGENT TRAINING SERVICES · On-site at USBFS - $[ ] per day · At client location - $[ ] per day plus travel and out-of-pocket expenses B.O.S.S – Business On-line Sales Reporting Solution Monthly Software Subscription Services: · Access Per B.O.S.S. User: $[ ]____ /month/user Implementation and Support Services: · Implementation - $[ ] ____ first user ID; each additional user ID is $[ ] ____ – Includes project management and data/internet portal integration applicable to Transfer Agent data flow (up to [ ] 2 years of historical data included). Additional setup requirements will be charged at Development hourly rate. · Training - $[ ] ____ (includes [ ]-day 1-day session at USBFS site for up to [ ] 10 participants on core product) · Development - $[ ]____ /hour - customization of B.O.S.S. product, requests for customized reports, etc. · Additional Options - Report Writing, Sub-Account Data Integration – Quoted separately based upon requirements Data Management Services: · Data Storage Charge – Over [ ] 2 years of data (No charge for less than [ ] 2 years of data) · Fund Group Account Base (Open/Closed) – Under [ ] 500,000 - $[ ] ____ per month · Fund Group Account Base (Open/Closed) – Over [ ] 500,000 - $[ ] ____ per month · Monthly service fees (extracting/ storing daily transaction data). Fee based upon records processed: · [ ]1-[ ] 25,000 records/month – $[ ]____ /month · [ ]25,001-[ ] 50,000 records/month – $[ ]____ /month (over [ ] 50,000 records/month quoted separately)

Vision Mutual Fund Gateway. Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. · Inquiry Only · Inquiry - $[ ] per event · Per broker ID - $[ ] per month per ID · Transaction Processing · Implementation - $[ ] per management company · Transaction – purchase, redeem, exchange, literature order - $[ ] per event · New Account Set-up – may contain multiple fund/accounts - $[ ] per event · Monthly Minimum Charge - $[ ] per month FAN MAIL – Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. · Base Fee Per Management Company – file generation and delivery - $[ ] per year · Per Record Charge · Rep/Branch/ID - $[ ] · Dealer - $[ ] · Price Files - $[ ] or $[ ]/user/month, whichever is less CLIENT Web DATA ACCESS – USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. · MFS Systems (includes COLD and On Line Report view applications) · Setup - $[ ] (includes [ ] workstations) · Service - $[ ]/month /month/user · Access to the following systems included: · BDS – Statement Storage and Retrieval · ReportSource – Mainframe T/A Report Source · No Setup Charge · $[ ]/month per reporting category Library · T/A Imaging – Thin Client AWD · Setup - $[ ] (includes [ ] workstations) · $[ ]/month · FundSource – Comprehensive Fund Source · No Setup Charge · $[ ]/month Information CLIENT DEDICATED LINE DATA ACCESS – For USBFS clients requiring continuous on-line access to USBFS shareholder accounting systems, such as for client call center support: · $[ ] per year per workstation for TA2000 AWD access · Plus data communications setup and monthly charges based upon location and bandwidth · Plus training billed at hourly rates plus out-of-pocket expenses TRANSFER AGENT TRAINING SERVICES · On-site at USBFS - $[ ] per day · At client location - $[ ] per day plus travel and out-of-pocket expenses B.O.S.S Advisor’s Signature not required as fees are not changing – Business Ononly DSM Global Growth & Income Fund is being added. Short-line Sales Reporting Solution Monthly Term Trader – Software Subscription Services: application used to track and/or assess transaction fees that are determined to be short-term trades. Service can be applied to some or all funds within a fund family. · Access Per B.O.S.S. User: 90 days or less – $[ ]/month/user Implementation and Support Services: ] /open account · Implementation 91-180 days – $[ ] /open account · 181-270 days – $[ ] /open account · 271 days – 1 year - $[ ] first user ID; each additional user ID is $[ ] /open account · 1 year – Includes project management and data/internet portal integration applicable to Transfer Agent data flow (up to [ ] 2 years of historical data included). Additional setup requirements will be charged at Development hourly rate. · Training - $[ ] (includes [ ]-day session at USBFS site for up to [ ] participants on core product) · Development - $[ ]/hour - customization of B.O.S.S. product, requests for customized reports, etc. · Additional Options - Report Writing, Sub-Account Data Integration – Quoted separately based upon requirements Data Management Services: · Data Storage Charge – Over [ ] years of data (No charge for less than [ ] years of data) · Fund Group Account Base (Open/Closed) – Under [ ] - $[ ] per month · Fund Group Account Base (Open/Closed) – Over [ ] - $[ ] per month · Monthly service fees (extracting/ storing daily transaction data). Fee based upon records processed: · [ ]-[ ] records/month – $[ ]/month · [ ]-[ ] records/month – $[ ]/month (over [ ] records/month quoted separately)/open account

Vision Mutual Fund Gateway. Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. · Inquiry Only · Inquiry - $[ ] ___ per event event= · Per broker ID - $[ ] ___ per month per ID · Transaction Processing · Implementation - $[ ] ___ per management company · Transaction – purchase, redeem, exchange, literature order - $[ ] ___ per event · New Account Set-up – may contain multiple fund/accounts - $[ ] ___ per event · Monthly Minimum Charge - $[ ] ___ per month FAN MAIL – Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. · Base Fee Per Management Company – file generation and delivery - $[ ] ___ per year · Per Record Charge · Rep/Branch/ID - $[ ] ___ · Dealer - $[ ] ___ · Price Files - $[ ] ____ or $[ ]___/user/month, whichever is less CLIENT Web DATA ACCESS – USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. · MFS Systems (includes COLD and On Line Report view applications) · Setup - $[ ] (includes [ ] workstations) ___ · Service - $[ ]/month ___/month/user · Access to the following systems included: · BDS – Statement Storage and Retrieval · ReportSource – Mainframe T/A Report Source · No Setup Charge · $[ ]/month per reporting category Library · T/A Imaging – Thin Client AWD · Setup - $[ ] (includes [ ] workstations) · $[ ]/month · FundSource – Comprehensive Fund Source · No Setup Charge · $[ ]/month Information CLIENT DEDICATED LINE DATA ACCESS – For USBFS clients requiring continuous on-line access to USBFS shareholder accounting systems, such as for client call center support: · $[ ] ____ per year per workstation for TA2000 AWD access · Plus data communications setup and monthly charges based upon location and bandwidth · Plus training billed at hourly rates plus out-of-pocket expenses TRANSFER AGENT TRAINING SERVICES · On-site at USBFS - $[ ] ___ per day · At client location - $[ ] ____ per day plus travel and out-of-pocket expenses B.O.S.S Xxxxxx Xxxxxxx Short-Term Trader – Business OnSoftware application used to track and/or assess transaction fees that are determined to be short-line Sales Reporting Solution Monthly Software Subscription Services: term trades. Service can be applied to some or all funds within a fund family. · Access Per B.O.S.S. User: 90 days or less – $[ ]/month/user Implementation and Support Services: ___ /open account · Implementation 91-180 days – $___ /open account · 181-270 days – $___ /open account · 271 days – 1 year - $[ ] first user ID; each additional user ID is $[ ] ___ /open account · 1 year – Includes project management and data/internet portal integration applicable to Transfer Agent data flow (up to [ ] 2 years of historical data included). Additional setup requirements will be charged at Development hourly rate. · Training - $[ ] (includes [ ]-day session at USBFS site for up to [ ] participants on core product) · Development - $[ ]/hour - customization of B.O.S.S. product, requests for customized reports, etc. · Additional Options - Report Writing, Sub-Account Data Integration – Quoted separately based upon requirements Data Management Services: · Data Storage Charge – Over [ ] years of data (No charge for less than [ ] years of data) · Fund Group Account Base (Open/Closed) – Under [ ] - $[ ] per month · Fund Group Account Base (Open/Closed) – Over [ ] - $[ ] per month · Monthly service fees (extracting/ storing daily transaction data). Fee based upon records processed: · [ ]-[ ] records/month – $[ ]/month · [ ]-[ ] records/month – $[ ]/month (over [ ] records/month quoted separately)___ /open account

Vision Mutual Fund Gateway. Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. · ● Inquiry Only · ● Inquiry - $[ ] per event · ● Per broker ID - $[ ] per month per ID · ● Transaction Processing · ● Implementation - $[ ] per management company · ● Transaction – purchase, redeem, exchange, literature order - $[ ] per event · ● New Account Set-up – may contain multiple fund/accounts - $[ ] per event · ● Monthly Minimum Charge - $[ ] per month FAN MAIL – Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. · ● Base Fee Per Management Company – file generation and delivery - $[ ] per year · ● Per Record Charge · ● Rep/Branch/ID - $[ ] · ● Dealer - $[ ] · ● Price Files - $[ ] or $[ ]/user/month, whichever is less CLIENT Web DATA ACCESS – USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. · MFS Systems (includes COLD and On Line Report view applications) · ● Setup - $[ ] (includes [ ] workstations) · ● Service - $[ ]/month · /month/user ● Access to the following systems included: ● BDS – Statement Storage and Retrieval ● ReportSource – Mainframe T/A Report Source · No Setup Charge · $[ ]/month per reporting category · Library ● T/A Imaging · Setup - $[ ] (includes [ ] workstations) · $[ ]/month · – Thin Client AWD ● FundSource – Comprehensive Fund Source · No Setup Charge · $[ ]/month Information CLIENT DEDICATED LINE DATA ACCESS – For USBFS clients requiring continuous on-line access to USBFS shareholder accounting systems, such as for client call center support: · ● $[ ] per year per workstation for TA2000 AWD access · ● Plus data communications setup and monthly charges based upon location and bandwidth · ● Plus training billed at hourly rates plus out-of-pocket expenses TRANSFER AGENT TRAINING SERVICES · ● On-site at USBFS - $[ ] per day · ● At client location - $[ ] per day plus travel and out-of-pocket expenses B.O.S.S Advisor’s Signature not required as of August 14, 2012 as the fees are not being changed. Short-Term Trader – Business OnSoftware application used to track and/or assess transaction fees that are determined to be short-line Sales Reporting Solution Monthly Software Subscription Services: · Access Per B.O.S.S. User: $term trades. Service can be applied to some or all funds within a fund family. ● [ ]/month/user Implementation and Support Services: · Implementation - ] days or less – $[ ] first user ID; each additional user ID is $[ ] – Includes project management and data/internet portal integration applicable to Transfer Agent data flow (up to [ ] years of historical data included). Additional setup requirements will be charged at Development hourly rate. · Training - $[ ] (includes [ ]-day session at USBFS site for up to [ ] participants on core product) · Development - $[ ]/hour - customization of B.O.S.S. product, requests for customized reports, etc. · Additional Options - Report Writing, Sub-Account Data Integration – Quoted separately based upon requirements Data Management Services: · Data Storage Charge – Over [ ] years of data (No charge for less than [ ] years of data) · Fund Group Account Base (Open/Closed) – Under [ ] - $[ ] per month · Fund Group Account Base (Open/Closed) – Over [ ] - $[ ] per month · Monthly service fees (extracting/ storing daily transaction data). Fee based upon records processed: · /open account ● [ ]-[ ] records/month days – $[ ]/month · ] /open account ● [ ]-[ ] records/month days – $[ ] /open account ● [ ] days – [ ] year - $[ ] /open account ● [ ] year – [ ] years - $[ ] /open account Cost Basis Reporting – Annual reporting of shareholder cost basis for direct accounts based upon an average cost single category basis calculation. ● $[ ] /direct open account/year Excessive Trader – Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. ● $[ ] setup/fund group of [ ]/month (-[ ] funds, $[ ] setup/fund group of over [ ] recordsfunds ● $[ ] /account/month quoted separately)year