Common use of WORKFLOW PROCESSES Clause in Contracts

WORKFLOW PROCESSES. AMS has established workflow processes for Advisory Account Programs to improve the efficiency of processing activities such as the opening of new accounts; investment strategy, objective, and discipline changes; investment of cash contributions; withdrawal or disbursement requests; and account terminations. Processing times may differ based on paperwork requirements; the types of Securities being bought or sold; open orders as of the date of the request; communication and coordination required between Adviser and any Subadviser, including AMS and/or Managers, or OSM Manager, and/or third-party custodian or settlement agent; and the level of complexity involved. You understand that the turnaround time necessary for AMS to process your instructions or requests may require several business days to complete under normal market conditions and will generally be processed in the order received. As a result, you understand that any such instruction or request is not considered a market order, and that while delays may result due to the volume of similar requests received, AMS will endeavor to process any such instructions or requests in an efficient and timely manner. Any trades resulting from your request will be executed at market prices. Neither Adviser nor any Xxxxxxx Xxxxx entity is responsible for changes in market prices that occur between receipt of a request and trade execution. For all IAR Managed Accounts, you retain the right to vote all proxies solicited for Securities held in your Account. Neither Adviser, your Investment Adviser Representative, nor any Xxxxxxx Xxxxx entity will take any action with respect to the voting of proxies on your behalf. For all AMS Managed Accounts, if Securities held in your Account are accompanied by voting rights, you understand that you have the right to retain the authority to exercise or delegate such voting rights to a third party, as you may choose. However, unless you indicate through written instructions otherwise, AMS or your Manager shall exercise such voting rights in the manner it deems appropriate. Neither AMS, nor any Managers, as applicable, shall have responsibility to exercise voting rights with respect to Securities for which proxy materials are not available. For all OSM Platform Accounts, proxy voting rights are governed under the separate investment management agreement between you and your OSM Manager. Neither Adviser, nor your Investment Adviser Representative, nor any Xxxxxxx Xxxxx entity will take any action with respect to the voting of proxies on your behalf. Additionally, for all AMS Managed Accounts, AMS shall have no responsibility to exercise investment duties with respect to Securities in the Account when such Securities are in transit to a new custodial account, or when the new custodian has not received your instruction authorizing AMS to exercise investment discretion over the assets. Neither AMS, nor any Manager, as applicable, will be obligated to render any advice or take any action on your behalf with respect to any legal proceedings, including bankruptcies and shareholder litigation to which the Securities held in the Account, or the issuers thereof, may become subject. The right to take any actions with respect to legal proceedings, including without limitation bankruptcies and shareholder litigation, and the right to initiate or pursue any legal proceedings with respect to Securities held in your Account are expressly reserved for you and you are not obligated to join other parties as a requirement to initiating or participating in such a proceeding. Notwithstanding the foregoing, if your Advisory Account is an eligible account, it will be auto- enrolled in the Class Action Recovery Service provided by RJA, in its capacity as the custodian or sub-custodian of your accounts, as applicable, and your enrollment authorizes us to automate the class action claim process for your accounts. Material terms of the Class Action Recovery Service may be found in the “Class Action Recovery Service” paragraph of the Important Client Information. Prospectuses related to Securities in your Account will be delivered to you or made available to you upon request, as applicable.

WORKFLOW PROCESSES. AMS has established workflow processes for Advisory Account Programs to improve the efficiency of processing activities such as the opening of new accounts; investment strategy, objective, and discipline changes; investment of cash contributions; withdrawal or disbursement requests; and account terminations. Processing times may differ based on paperwork requirements; the types of Securities being bought or sold; open orders as of the date of the request; communication and coordination required between Adviser and any Subadviser, including AMS and/or Managers, or OSM Manager, and/or third-party custodian or settlement agent; and the level of complexity involved. You understand that the turnaround time necessary for AMS to process your instructions or requests may require several business days to complete under normal market conditions conditions, and will generally be processed in the order received. As a result, you understand that any such instruction or request is not considered a market order, and that while delays may result due to the volume of similar requests received, AMS will endeavor to process any such instructions or requests in an efficient and timely manner. Any trades resulting from your request will be executed at market prices. Neither Adviser nor any Xxxxxxx Xxxxx entity is responsible for changes in market prices that occur between receipt of a request and trade execution. For all IAR Managed Accounts, you retain the right to vote all proxies solicited for Securities held in your Account. Neither Adviser, your Investment Adviser Representative, nor any Xxxxxxx Xxxxx entity will take any action with respect to the voting of proxies on your behalf. For all AMS Managed Accounts, if Securities held in your Account are accompanied by voting rights, you understand that you have the right to retain the authority to exercise or delegate such voting rights to a third party, as you may choose. However, unless you indicate through written instructions otherwise, AMS or your Manager shall exercise such voting rights in the manner it deems appropriate. Neither AMS, nor any Managers, as applicable, shall have responsibility to exercise voting rights with respect to Securities for which proxy materials are not available. For all OSM Platform Accounts, proxy voting rights are should be governed under the separate investment management agreement between you and your OSM Manager. Neither Adviser, nor your Investment Adviser Representative, nor any Xxxxxxx Xxxxx entity will take any action with respect to the voting of proxies on your behalf. Additionally, for all AMS Managed Accounts, AMS shall have no responsibility to exercise investment duties with respect to Securities in the Account when such Securities are in transit to a new custodial account, or when the new custodian has not received your instruction authorizing AMS to exercise investment discretion over the assets. Neither AMS, nor any Manager, as applicable, will be obligated to render any advice or take any action on your behalf with respect to any legal proceedings, including bankruptcies and shareholder litigation to which the Securities held in the Account, or the issuers thereof, may become subject. The right to take any actions with respect to legal proceedings, including without limitation bankruptcies and shareholder litigation, and the right to initiate or pursue any legal proceedings with respect to Securities held in your Account are expressly reserved for you and you are not obligated to join other parties as a requirement to initiating or participating in such a proceeding. Notwithstanding the foregoing, if Adviser may provide availability for your Advisory Account is an eligible account, it will to be auto- auto-enrolled in the Class Action Recovery Service provided by RJA, in its capacity as the custodian or sub-custodian of your accounts, as applicable, and your unless you have opted out such enrollment authorizes us Xxxxxxx Xxxxx to automate the class action claim process for your eligible accounts. Material terms of the Class Action Recovery Service may be found in the “Class Action Recovery Service” paragraph of the Important Client InformationInformation associated with your account opening documentation at Xxxxxxx Xxxxx. Prospectuses related to Securities in your Account will be delivered to you or made available to you upon request, as applicable.

WORKFLOW PROCESSES. AMS has established workflow processes for Advisory Account Programs to improve the efficiency of processing activities such as the opening of new accounts; investment strategy, objective, and discipline changes; investment of cash contributions; withdrawal or disbursement requests; and account terminations. Processing times may differ based on paperwork requirements; the types of Securities being bought or sold; open orders as of the date of the request; communication and coordination required between Adviser and any Subadviser, including AMS and/or Managers, or OSM Manager, and/or third-party custodian or settlement agent; and the level of complexity involved. You understand that the turnaround time necessary for AMS to process your instructions or requests may require several business days to complete under normal market conditions conditions, and will generally be processed in the order received. As a result, you understand that any such instruction or request is not considered a market order, and that while delays may result due to the volume of similar requests received, AMS will endeavor to process any such instructions or requests in an efficient and timely manner. Any trades resulting from your request will be executed at market prices. Neither Adviser nor any Xxxxxxx Xxxxx entity is responsible for changes in market prices that occur between receipt of a request and trade execution. For all IAR Managed Accounts, you retain the right to vote all proxies solicited for Securities held in your Account. Neither Adviser, your Investment Adviser Representative, nor any Xxxxxxx Xxxxx entity will take any action with respect to the voting of proxies on your behalf. For all AMS Managed Accounts, if Securities held in your Account are accompanied by voting rights, you understand that you have the right to retain the authority to exercise or delegate such voting rights to a third party, as you may choose. However, unless you indicate through written instructions otherwise, AMS or your Manager shall exercise such voting rights in the manner it deems appropriate. Neither AMS, nor any Managers, as applicable, shall have responsibility to exercise voting rights with respect to Securities for which proxy materials are not available. For all OSM Platform Accounts, proxy voting rights are should be governed under the separate investment management agreement between you and your OSM Manager. Neither Adviser, nor your Investment Adviser Representative, nor any Xxxxxxx Xxxxx entity will take any action with respect to the voting of proxies on your behalf. Additionally, for all AMS Managed Accounts, AMS shall have no responsibility to exercise investment duties with respect to Securities in the Account when such Securities are in transit to a new custodial account, or when the new custodian has not received your instruction authorizing AMS to exercise investment discretion over the assets. Neither AMS, nor any Manager, as applicable, will be obligated to render any advice or take any action on your behalf with respect to any legal proceedings, including bankruptcies and shareholder litigation to which the Securities held in the Account, or the issuers thereof, may become subject. The right to take any actions with respect to legal proceedings, including without limitation bankruptcies and shareholder litigation, and the right to initiate or pursue any legal proceedings with respect to Securities held in your Account are expressly reserved for you and you are not obligated to join other parties as a requirement to initiating or participating in such a proceeding. Notwithstanding the foregoing, if your Advisory Account is an eligible account, it will be auto- auto-enrolled in the Class Action Recovery Service provided by RJA, in its capacity as the custodian or sub-sub- custodian of your accounts, as applicable, and your enrollment authorizes us to automate the class action claim process for your accounts. Material terms of the Class Action Recovery Service may be found in the “Class Action Recovery Service” paragraph of the Important Client Information. Prospectuses related to Securities in your Account will be delivered to you or made available to you upon request, as applicable.

WORKFLOW PROCESSES. AMS has established workflow processes for Advisory Account Programs to improve the efficiency of processing activities such as the opening of new accounts; investment strategy, objective, and discipline changes; investment of cash contributions; withdrawal or disbursement requests; and account terminations. Processing times may differ based on paperwork requirements; the types of Securities being bought or sold; open orders as of the date of the request; communication and coordination required between Adviser and any Subadviser, including AMS and/or Managers, or OSM Manager, and/or third-party custodian or settlement agent; and the level of complexity involved. You understand that the turnaround time necessary for AMS to process your instructions or requests may require several business days to complete under normal market conditions and will generally be processed in the order received. As a result, you understand that any such instruction or request is not considered a market order, and that while delays may result due to the volume of similar requests received, AMS will endeavor to process any such instructions or requests in an efficient and timely manner. Any trades resulting from your request will be executed at market prices. Neither Adviser nor any Xxxxxxx Xxxxx entity is responsible for changes in market prices that occur between receipt of a request and trade execution. For all IAR Managed Accounts, you retain the right to vote all proxies solicited for Securities held in your Account. Neither Adviser, your Investment Adviser Representative, nor any Xxxxxxx Xxxxx entity will take any action with respect to the voting of proxies on your behalf. For all AMS Managed Accounts, if Securities held in your Account are accompanied by voting rights, you understand that you have the right to retain the authority to exercise or delegate such voting rights to a third party, as you may choose. However, unless you indicate through written instructions otherwise, AMS or your Manager shall exercise such voting rights in the manner it deems appropriate. Neither AMS, nor any Managers, as applicable, shall have responsibility to exercise voting rights with respect to Securities for which proxy materials are not available. For all OSM Platform Accounts, proxy voting rights are governed under the separate investment management agreement between you and your OSM Manager. Neither Adviser, nor your Investment Adviser Representative, nor any Xxxxxxx Xxxxx entity will take any action with respect to the voting of proxies on your behalf. Additionally, for all AMS Managed Accounts, AMS shall have no responsibility to exercise investment duties with respect to Securities in the Account when such Securities are in transit to a new custodial account, or when the new custodian has not received your instruction authorizing AMS to exercise investment discretion over the assets. Neither AMS, nor any Manager, as applicable, will be obligated to render any advice or take any action on your behalf with respect to any legal proceedings, including bankruptcies and shareholder litigation to which the Securities held in the Account, or the issuers thereof, may become subject. The right to take any actions with respect to legal proceedings, including without limitation bankruptcies and shareholder litigation, and the right to initiate or pursue any legal proceedings with respect to Securities held in your Account are expressly reserved for you and you are not obligated to join other parties as a requirement to initiating or participating in such a proceeding. Notwithstanding the foregoing, if your Advisory Account is an eligible account, it will be auto- auto-enrolled in the Class Action Recovery Service provided by RJA, in its capacity as the custodian or sub-sub- custodian of your accounts, as applicable, and your enrollment authorizes us to automate the class action claim process for your accounts. Material terms of the Class Action Recovery Service may be found in the “Class Action Recovery Service” paragraph of the Important Client Information. Prospectuses related to Securities in your Account will be delivered to you or made available to you upon request, as applicable.

WORKFLOW PROCESSES. AMS has established workflow processes for Advisory Account Programs to improve the efficiency of processing activities such as the opening of new accounts; investment strategy, objective, and discipline changes; investment of cash contributions; withdrawal or disbursement requests; and account terminations. Processing times may differ based on paperwork requirements; the types of Securities being bought or sold; open orders as of the date of the request; communication and coordination required between Adviser and any Subadviser, including AMS and/or Managers, or OSM Manager, and/or third-party custodian or settlement agent; and the level of complexity involved. You understand that the turnaround time necessary for AMS to process your instructions or requests may require several business days to complete under normal market conditions and will generally be processed in the order received. As a result, you understand that any such instruction or request is not considered a market order, and that while delays may result due to the volume of similar requests received, AMS will endeavor to process any such instructions or requests in an efficient and timely manner. Any trades resulting from your request will be executed at market prices. Neither Adviser nor any Xxxxxxx Xxxxx entity is responsible for changes in market prices that occur between receipt of a request and trade execution. For all IAR Managed Accounts, you retain the right to vote all proxies solicited for Securities held in your Account. Neither Adviser, your Investment Adviser Representative, nor any Xxxxxxx Xxxxx entity will take any action with respect to the voting of proxies on your behalf. For all AMS Managed Accounts, if Securities held in your Account are accompanied by voting rights, you understand that you have the right to retain the authority to exercise or delegate such voting rights to a third party, as you may choose. However, unless you indicate through written instructions otherwise, AMS or your Manager shall exercise such voting rights in the manner it deems appropriate. Neither AMS, nor any Managers, as applicable, shall have responsibility to exercise voting rights with respect to Securities for which proxy materials are not available. For all OSM Platform Accounts, proxy voting rights are should be governed under the separate investment management agreement between you and your OSM Manager. Neither Adviser, nor your Investment Adviser Representative, nor any Xxxxxxx Xxxxx entity will take any action with respect to the voting of proxies on your behalf. Additionally, for all AMS Managed Accounts, AMS shall have no responsibility to exercise investment duties with respect to Securities in the Account when such Securities are in transit to a new custodial account, or when the new custodian has not received your instruction authorizing AMS to exercise investment discretion over the assets. Neither AMS, nor any Manager, as applicable, will be obligated to render any advice or take any action on your behalf with respect to any legal proceedings, including bankruptcies and shareholder litigation to which the Securities held in the Account, or the issuers thereof, may become subject. The right to take any actions with respect to legal proceedings, including without limitation bankruptcies and shareholder litigation, and the right to initiate or pursue any legal proceedings with respect to Securities held in your Account are expressly reserved for you and you are not obligated to join other parties as a requirement to initiating or participating in such a proceeding. Notwithstanding the foregoing, if your Advisory Account is an eligible account, it will be auto- auto enrolled in the Class Action Recovery Service provided by RJA, in its capacity as the custodian or sub-sub- custodian of your accounts, as applicable, and your enrollment authorizes us to automate the class action claim process for your accounts. Material terms of the Class Action Recovery Service may be found in the “Class Action Recovery Service” paragraph of the Important Client Information. Prospectuses related to Securities in your Account will be delivered to you or made available to you upon request, as applicable.