Xxxxxxxx-Xxxxx. The Company is in compliance, in all material respects, with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated thereunder.
Appears in 161 contracts
Samples: Open Market Sale Agreement (Travere Therapeutics, Inc.), Sales Agreement (Orchestra BioMed Holdings, Inc.), Open Market Sale Agreement (Alvotech)
Xxxxxxxx-Xxxxx. The Company is in compliance, in all material respects, compliance with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and 2002, as amended, which are applicable to it as of the rules and regulations promulgated thereunderdate hereof.
Appears in 58 contracts
Samples: Purchase Agreement (Workhorse Group Inc.), Purchase Agreement (Aspira Women's Health Inc.), Purchase Agreement (Cognition Therapeutics Inc)
Xxxxxxxx-Xxxxx. The Company is in compliance, compliance in all material respects, respects with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and 2002, as amended, which are applicable to it as of the rules and regulations promulgated thereunderdate hereof.
Appears in 47 contracts
Samples: Securities Purchase Agreement (Adverum Biotechnologies, Inc.), Securities Purchase Agreement (Harpoon Therapeutics, Inc.), Securities Purchase Agreement (Harpoon Therapeutics, Inc.)
Xxxxxxxx-Xxxxx. The Company is in compliance, in all material respects, compliance with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated thereunder2002, as amended, which are applicable to it.
Appears in 21 contracts
Samples: Equity Purchase Agreement (OS Therapies Inc), Equity Purchase Agreement (AGBA Group Holding Ltd.), Equity Purchase Agreement (King Resources, Inc.)
Xxxxxxxx-Xxxxx. The Company is in compliance, compliance in all material respects, respects with all applicable of the provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated thereunderwhich are applicable to it.
Appears in 20 contracts
Samples: Securities Purchase Agreement (Avinger Inc), Securities Purchase Agreement (T2 Biosystems, Inc.), Securities Purchase Agreement (T2 Biosystems, Inc.)
Xxxxxxxx-Xxxxx. The Company is in compliance, compliance in all material respects, respects with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated thereunderAct.
Appears in 12 contracts
Samples: Equity Distribution Agreement (Spire Global, Inc.), Equity Distribution Agreement (Spire Global, Inc.), Equity Distribution Agreement (Clever Leaves Holdings Inc.)
Xxxxxxxx-Xxxxx. The Company is in compliance, in all material respects, with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated of the Commission thereunder.
Appears in 8 contracts
Samples: Underwriting Agreement (pSivida Corp.), Underwriting Agreement (Microvision Inc), Underwriting Agreement (pSivida Corp.)
Xxxxxxxx-Xxxxx. The Company is in compliance, compliance in all material respects, respects with all the applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated thereunder.
Appears in 6 contracts
Samples: Stock and Warrant Purchase Agreement (Aileron Therapeutics Inc), Stock Purchase Agreement (CohBar, Inc.), Merger Agreement (CohBar, Inc.)
Xxxxxxxx-Xxxxx. The Company is in compliance, in all material respects, compliance with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated of the Commission thereunder.
Appears in 5 contracts
Samples: Underwriting Agreement (TherapeuticsMD, Inc.), Underwriting Agreement (TherapeuticsMD, Inc.), Underwriting Agreement (TherapeuticsMD, Inc.)
Xxxxxxxx-Xxxxx. The Company is in compliance, in all material respects, with all the applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated thereunder2002, as amended.
Appears in 5 contracts
Samples: Underwriting Agreement (Lowes Companies Inc), Underwriting Agreement (Lowes Companies Inc), Underwriting Agreement (Lowes Companies Inc)
Xxxxxxxx-Xxxxx. The Company is in compliance, compliance in all material respects, respects with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated thereunderin connection therewith.
Appears in 5 contracts
Samples: Share Purchase Agreement, Share Purchase Agreement (TPG Group Holdings (SBS) Advisors, Inc.), Letter Agreement (Atlas Holdings, Inc.)
Xxxxxxxx-Xxxxx. The To the best of its knowledge, the Company is in compliance, compliance in all material respects, respects with all the applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 (the “Xxxxxxxx-Xxxxx Act”) that are effective and the rules and regulations promulgated of the SEC that have been adopted and are effective thereunder.
Appears in 4 contracts
Samples: Underwriting Agreement (PNM Resources Inc), Underwriting Agreement (Public Service Co of New Mexico), Underwriting Agreement (PNM Resources Inc)
Xxxxxxxx-Xxxxx. The Company is in compliance, in all material respects, compliance with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated thereunderthat are currently effective.
Appears in 4 contracts
Samples: Equity Sales Agreement (Armour Residential REIT, Inc.), Equity Sales Agreement (Armour Residential REIT, Inc.), Equity Sales Agreement (Armour Residential REIT, Inc.)
Xxxxxxxx-Xxxxx. The Company is in compliance, compliance in all material respects, respects with all applicable the provisions of the Xxxxxxxx-Xxxxx Act of 2002 and 2002, as amended, which are applicable to it as of the rules and regulations promulgated thereunderdate hereof.
Appears in 3 contracts
Samples: Purchase Agreement (Golden Minerals Co), Purchase Agreement (Avinger Inc), Purchase Agreement (Avinger Inc)
Xxxxxxxx-Xxxxx. The Company is in compliance, in all material respects, compliance with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated thereunderwhich are applicable to it.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Syzygy Entertainment LTD), Securities Purchase Agreement (Gulfstream International Group Inc), Placement Agent Agreement (Opexa Therapeutics, Inc.)
Xxxxxxxx-Xxxxx. The Company is in compliance, in all material respects, compliance with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the applicable rules and regulations promulgated thereunder.
Appears in 3 contracts
Samples: Purchase Agreement (Bridgepoint Education Inc), Underwriting Agreement (Bridgepoint Education Inc), Underwriting Agreement (Bridgepoint Education Inc)
Xxxxxxxx-Xxxxx. The Company is in compliance, in all material respects, compliance with all of the applicable securities laws and is in compliance with all required provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated thereunderof the SEC thereunder applicable to it on the date hereof.
Appears in 3 contracts
Samples: Placement Agent Agreement (Malibu Minerals Inc.), Placement Agent Agreement (Malibu Minerals Inc.), Placement Agent Agreement (Med-Tech Solutions, Inc.)
Xxxxxxxx-Xxxxx. The Company is in compliance, in all material respects, compliance with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 ("SOX") that are currently effective and the rules and regulations promulgated thereunderin connection therewith.
Appears in 3 contracts
Samples: Underwriting Agreement (Armour Residential REIT, Inc.), Underwriting Agreement (Armour Residential REIT, Inc.), Underwriting Agreement (Armour Residential REIT, Inc.)
Xxxxxxxx-Xxxxx. The Company is in compliance, in all material respects, compliance with all applicable the provisions of the Xxxxxxxx-Xxxxx Act of 2002 and to the rules and regulations promulgated thereunderextent currently applicable.
Appears in 3 contracts
Samples: Underwriting Agreement (Kansas City Power & Light Co), Underwriting Agreement (Great Plains Energy Inc), Underwriting Agreement (Great Plains Energy Inc)
Xxxxxxxx-Xxxxx. The Except as otherwise disclosed in the Registration Statement and Prospectus, the Company is in compliance, in all material respects, with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated thereunder.
Appears in 2 contracts
Samples: Equity Distribution Agreement (Tilray Brands, Inc.), Sales Agreement (Tilray Brands, Inc.)
Xxxxxxxx-Xxxxx. The Company is in compliance, in all material respects, with all applicable the provisions of the Xxxxxxxx-Xxxxx Act of 2002 and to the rules and regulations promulgated thereunderextent currently applicable.
Appears in 2 contracts
Samples: Purchase Agreement (Atmos Energy Corp), Purchase Agreement (Atmos Energy Corp)
Xxxxxxxx-Xxxxx. The Company is in compliance, in all material respects, compliance with all applicable of the provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated thereunderwhich are applicable to it.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Autolus Therapeutics PLC), Securities Purchase Agreement (Autolus Therapeutics PLC)
Xxxxxxxx-Xxxxx. The Company is in compliance, in all material respects, with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 (the “Xxxxxxxx-Xxxxx Act”) and the rules and regulations promulgated thereunder, and is actively taking steps to ensure that it will be in compliance with other provisions of the Xxxxxxxx-Xxxxx Act not currently in effect, upon the effectiveness of such provisions, or which will become applicable to the Company at all times after the effectiveness of the Registration Statement.
Appears in 2 contracts
Samples: Sales Agreement (Cibus, Inc.), Open Market Sale Agreement (Calyxt, Inc.)
Xxxxxxxx-Xxxxx. The To the extent applicable to the Company, the Company has been and is in compliance, in all material respects, full compliance with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated thereunder2002.
Appears in 2 contracts
Samples: Series a Preferred Share Purchase Agreement, Series a Preferred Share Purchase Agreement (Bakbone Software Inc)
Xxxxxxxx-Xxxxx. The Company is in compliance, in all material respectsrespects and as currently required, with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated thereunder.
Appears in 2 contracts
Samples: Open Market Sale Agreement (Finch Therapeutics Group, Inc.), Open Market Sale Agreement (Codiak BioSciences, Inc.)
Xxxxxxxx-Xxxxx. The Company is in compliance, in all material respects, compliance with all applicable provisions requirements of the Xxxxxxxx-Xxxxx Act of 2002 2002, as amended, and the all rules and regulations promulgated thereunder, or implementing the provisions thereof (the “Xxxxxxxx-Xxxxx Act”) that are effective as of the date hereof.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Real Goods Solar, Inc.), Securities Purchase Agreement (Real Goods Solar, Inc.)
Xxxxxxxx-Xxxxx. The Company is in compliance, in all material respects, compliance with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated thereunder.
Appears in 2 contracts
Samples: Open Market Sale Agreement (Prometheus Biosciences, Inc.), Open Market Sale Agreement (Cortexyme, Inc.)
Xxxxxxxx-Xxxxx. The To the Company’s knowledge, the Company is in compliance, in all material respects, compliance with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and which are applicable to it or the rules and regulations promulgated thereundertransactions contemplated herein.
Appears in 1 contract
Xxxxxxxx-Xxxxx. The Company is in compliance, in all material respects, compliance with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the all rules and regulations promulgated thereunderthereunder or implementing the provisions thereof (the “Xxxxxxxx-Xxxxx Act”) that are in effect and is actively taking steps to ensure that it will be in compliance with other applicable provisions of the Xxxxxxxx-Xxxxx Act not currently in effect upon and at all times after the effectiveness of such provisions.
Appears in 1 contract
Xxxxxxxx-Xxxxx. The Company is in compliance, compliance in all material respects, respects with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 2002, as amended, and the all applicable rules and regulations promulgated thereunderthereunder or implementing provisions thereof (the “Xxxxxxxx-Xxxxx Act”).
Appears in 1 contract
Xxxxxxxx-Xxxxx. The Company is in compliance, compliance in all material respects, respects with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated thereunder2002, as amended, which are applicable to it.
Appears in 1 contract
Samples: Securities Purchase Agreement (BridgeBio Pharma, Inc.)
Xxxxxxxx-Xxxxx. The Company is in compliance, in all material respects, compliance with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 2002, as amended, and the rules and regulations promulgated of the Commission thereunder.
Appears in 1 contract
Xxxxxxxx-Xxxxx. The Company is in compliance, in all material respects, with all applicable effective provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations of the Commission promulgated thereunder.
Appears in 1 contract
Xxxxxxxx-Xxxxx. The Company is in compliance, compliance in all material respects, respects with all the applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated thereunderthat are effective.
Appears in 1 contract
Samples: Dealer Manager Agreement (Cincinnati Financial Corp)
Xxxxxxxx-Xxxxx. The Company is in compliance, in all material respects, with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 (“Xxxxxxxx-Xxxxx Act”) and the rules and regulations promulgated thereunderthereunder with which the Company is required to comply as of the date hereof, and is taking reasonable steps to enable it to be in compliance with other provisions of the Xxxxxxxx-Xxxxx Act not currently in effect, upon the effectiveness of such provisions.
Appears in 1 contract
Xxxxxxxx-Xxxxx. The Company is in compliance, in all material respects, with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated thereunder, including Section 402 related to loans and Sections 302 and 906 related to certifications.
Appears in 1 contract
Xxxxxxxx-Xxxxx. The Company is in compliance, in all material respects, with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 2002, as amended, and the rules and regulations promulgated thereunder.
Appears in 1 contract
Samples: Underwriting Agreement (Aclaris Therapeutics, Inc.)
Xxxxxxxx-Xxxxx. The Company is in compliance, in all material respects, compliance with all the applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated thereunderin connection therewith.
Appears in 1 contract
Xxxxxxxx-Xxxxx. The To the best of its knowledge, the Company is in compliance, compliance in all material respects, respects with all the applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 (the “Xxxxxxxx-Xxxxx Act”) that are effective and the rules and regulations promulgated of the Commission that have been adopted and are effective thereunder.
Appears in 1 contract
Xxxxxxxx-Xxxxx. The Company is and has been in compliance, in all material respects, compliance with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 2002, as amended, applicable to it and the rules and regulations promulgated thereunderin connection therewith.
Appears in 1 contract
Samples: Securities Purchase Agreement (Mind Medicine (MindMed) Inc.)
Xxxxxxxx-Xxxxx. The Company is in compliance, compliance in all material respects, respects with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated thereunderin connection therewith applicable to the Company.
Appears in 1 contract
Samples: Purchase Agreement (Clene Inc.)
Xxxxxxxx-Xxxxx. The Company is in compliance, compliance in all material respects, respects with all the applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 (the “Xxxxxxxx-Xxxxx Act”) that are effective and the rules and regulations promulgated of the Commission that have been adopted and are effective thereunder.
Appears in 1 contract
Xxxxxxxx-Xxxxx. The Company is in compliance, in all material respects, compliance with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 (the “Xxxxxxxx-Xxxxx Act”) that are effective and is actively taking steps to ensure that it will be in compliance with other applicable provisions of the rules and regulations promulgated thereunderXxxxxxxx-Xxxxx Act upon the effectiveness of such provisions.
Appears in 1 contract
Samples: Purchase Agreement (K2 Inc)
Xxxxxxxx-Xxxxx. The Company is in compliance, in all material respects, compliance with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 that are effective and applicable to the rules and regulations promulgated thereunderCompany.
Appears in 1 contract
Xxxxxxxx-Xxxxx. The Company is is, and has been, to the extent applicable, in compliance, compliance in all material respects, respects with all applicable of the provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated thereunderwhich are applicable to it.
Appears in 1 contract
Xxxxxxxx-Xxxxx. The Company is in compliance, in all material respects, with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated thereunder.
Appears in 1 contract
Xxxxxxxx-Xxxxx. The Company is in compliance, compliance in all material respects, respects with all applicable of the provisions of the Xxxxxxxx-Xxxxx Act of 2002 and which are applicable to it as of the rules and regulations promulgated thereunderInitial Closing.
Appears in 1 contract
Xxxxxxxx-Xxxxx. The Company is in compliance, compliance in all material respects, respects with all applicable effective provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations of the Commission promulgated thereunder.
Appears in 1 contract
Xxxxxxxx-Xxxxx. The Company is in compliance, in all material respects, with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated thereunder.. (nn)
Appears in 1 contract
Samples: Atm Equity Offering Sales Agreement (Janux Therapeutics, Inc.)
Xxxxxxxx-Xxxxx. The Company is in compliance, in all material respects, compliance with all the applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated thereunderthat are effective.
Appears in 1 contract
Xxxxxxxx-Xxxxx. The Company is in compliance, compliance in all material respects, respects with all provisions currently in effect and applicable provisions to the Company of the Xxxxxxxx-Xxxxx Act of 2002 2002, and the all rules and regulations promulgated thereunderthereunder or implementing the provisions thereof.
Appears in 1 contract
Xxxxxxxx-Xxxxx. The Company is in compliance, in all material respects, compliance with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 (“SOX”) that are currently effective and the rules and regulations promulgated thereunderin connection therewith.
Appears in 1 contract
Samples: Underwriting Agreement (Armour Residential REIT, Inc.)
Xxxxxxxx-Xxxxx. The Company is in compliance with all provisions of the Xxxxxxxx-Xxxxx Act, and all rules and regulations promulgated thereunder applicable to the Company at such time, and is taking steps designed to ensure that it will be in compliance, in at all material respectstimes, with all applicable the other provisions of the Xxxxxxxx-Xxxxx Act when they become applicable to the Company after the effectiveness of 2002 and the rules and regulations promulgated thereunderRegistration Statement.
Appears in 1 contract
Samples: Sales Agreement (Graphite Bio, Inc.)
Xxxxxxxx-Xxxxx. The Company is in compliance, in all material respects, compliance with all applicable provisions of the U.S. Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated thereunderthat are effective.
Appears in 1 contract
Xxxxxxxx-Xxxxx. The Company is in compliance, in all material respects, compliance with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and 2002, to the rules and regulations promulgated thereunderextent applicable.
Appears in 1 contract
Xxxxxxxx-Xxxxx. The Company is in compliance, in all material respects, with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated thereunderthereunder that are in effect and with which the Company is required to comply.
Appears in 1 contract
Xxxxxxxx-Xxxxx. The Company is in compliance, in all material respects, compliance with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the all rules and regulations promulgated thereunderthereunder or implementing the provisions thereof that are in effect as of the date of this Agreement.
Appears in 1 contract
Samples: Underwriting Agreement (Alexza Pharmaceuticals Inc.)
Xxxxxxxx-Xxxxx. The Company is in compliance, in all material respects, compliance with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated thereunder2002.
Appears in 1 contract
Samples: Sales Agreement (Cerecor Inc.)
Xxxxxxxx-Xxxxx. The Company is in compliance, compliance in all material respects, respects with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the all rules and regulations promulgated thereunderthereunder or implementing provisions thereof (“Xxxxxxxx-Xxxxx”).
Appears in 1 contract
Samples: Underwriting Agreement (Kenexa Corp)
Xxxxxxxx-Xxxxx. The Company is in compliance, in all material respects, compliance with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the all rules and regulations promulgated thereunderthereunder or implementing the provisions thereof (collectively, the "Xxxxxxxx-Xxxxx Act") that are currently in effect.
Appears in 1 contract
Xxxxxxxx-Xxxxx. The Company is in compliance, compliance in all material respects, respects with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 2002, as amended (the “Xxxxxxxx-Xxxxx Act”), which are applicable to it as of the date hereof. The Company and its Subsidiaries will use their best efforts to comply with all effective applicable provisions of the rules and regulations promulgated thereunderXxxxxxxx-Xxxxx Act.
Appears in 1 contract
Samples: Sales Agreement (2seventy Bio, Inc.)
