Your Commitment. (a) You warrant that all information provided by you in your application is complete and correct and is not misleading, and agree that we may rely on that information unless and until we receive written notice of any change signed by you or through a facility provided by us. Any such varied information will be covered by this warranty. (b) You warrant, if you are a company, that Xxxxxx AU is able to rely on the Australian Securities and Investments Commission company search of you as being up to date and correct at all times. (c) You agree to notify us either in writing or through a facility provided by us of changes in information that are relevant to any dealing or proposed dealing. Email is not an acceptable method of notification. Information which is relevant to any dealing includes your: (i) name; (ii) postal address; (iii) contact phone number, facsimile number and email address; (iv) bank account details; (v) settlement instructions; and (vi) authorised representatives and particulars of that authorised representative as set out in 3.2(c)(i) to 3.2(c)(iii) above. (d) If you are a trustee: (i) you warrant that you have properly exercised your powers in entering in to this agreement; (ii) you warrant that you have full power and authority and have obtained all necessary consents to enter into these arrangements; (iii) you warrant that you have full power and authority to exercise the rights and perform the obligations under these arrangements; (iv) you warrant that all instructions are binding on you and are authorised on a continuing basis; and (v) you undertake to cooperate with the Futu Group to provide information about the trust and members of the trust as required by any relevant law. (e) You warrant to provide any KYC Documents to allow the Futu Group to comply with the AML/CTF Act at any time. You acknowledge that failure to provide the necessary documentation means that we may not be able to provide you with any services or may have to cease the provision of services. We will not be liable for any losses caused by our compliance with the AML/KYC Act. (f) You undertake not to reveal any access code, number or password for your account, not to otherwise allow or cause any unauthorised person to access, or to facilitate any unauthorised person accessing your account via any device app of ours and not to allow any unauthorised person to issue instructions on your account. You agree to abide by the following: (i) not tell anyone your code or let anyone find out your code - not even family or friends; (ii) not let anyone watch you enter your code; (iii) if codes are advised by letter or electronically we suggest that they be memorised as soon as the correspondence is received. The letter or electronic message should then be destroyed or deleted. This is the safest policy; (iv) make a reasonable attempt to disguise the code in any record - that is, scramble the details in such a way that others will not be able to decode; (v) not allow or cause a fingerprint or facial identification record of another person to be used to permit another person to transact on your account through any device app of ours; and (vi) not to otherwise allow or cause another person to access your account through any device app of ours by the use of your fingerprint or face identification. (g) We are not liable to reimburse you if an unauthorised transaction occurs on your account and you or any other user have not made a reasonable attempt to disguise a code or to prevent unauthorised access to the code record. We are also not liable to reimburse you if an unauthorised transaction occurs on your account and you either allowed or caused a fingerprint or facial identification record of another person to be used to permit an unauthorised person to transact on your account through any device app of ours, or you allowed or caused another person to access your account through any device app of ours by the use of your fingerprint or face identification. For example, we will not consider that a reasonable attempt has been made to disguise a code if you or any user only: (i) recorded the code in reverse order; (ii) recorded the code as a ‘phone’ number where no other ‘phone’ numbers are recorded; (iii) recorded the code as a number, prefixed by a telephone area code; (iv) recorded the code as a series of numbers or words with any of them marked, circled or in some way highlighted to indicate the code; (v) recorded the code disguised as a date (eg 9/6/63) where no other dates are recorded; (vi) recorded the code in an easily understood code (eg A=1, B=2); or (vii) self-selected a code which is an obvious word or number or one that can be found in a purse or wallet or can be easily guessed by someone else (such as a date of birth, middle name, family member’s name or driver’s licence number). (h) You are responsible for all fraudulent, illegal or unauthorised dealings on your account which are attributable to your conduct, and you release, discharge and indemnify us and the Futu Group and our directors, employees, agents and representatives in relation to all liability in this regard. (i) You acknowledge and agree that any search tools or calculators available on a Futu Platform are provided solely for informative or illustrative purposes and should not be relied upon for the purposes of you making an investment decision or decision to purchase or sell any securities or influence your decision making and do not in any way constitute us giving you personalised advice or making personalised recommendations or are intended to advertise or promote any specific financial product. You should consider obtaining advice from a financial services licensee before making any investment or financial decisions. (j) You have read and understood the risks set out in Schedule 3 of this agreement and acknowledge the risks which may arise in connection with the investments and transactions relating to your account.
Appears in 1 contract
Samples: Client Services Agreement
Your Commitment. (a) You warrant that all information provided by you in your application is complete and correct and is not misleading, and agree that we may rely on that information unless and until we receive written notice of any change signed by you or through a facility provided by us. Any such varied information will be covered by this warranty.
(b) You warrant, if you are a company, that Xxxxxx FUTU AU is able to rely on the Australian Securities and Investments Commission company search of you as being up to date and correct at all times.
(c) You agree to notify us either in writing or through a facility provided by us of changes in information that are relevant to any dealing or proposed dealing. Email is not an acceptable method of notification. Information which is relevant to any dealing includes your:
(i) name;
(ii) postal address;
(iii) contact phone number, facsimile number and email address;
(iv) bank account details;
(v) settlement instructions; and
(vi) authorised representatives and particulars of that authorised representative as set out in 3.2(c)(i) to 3.2(c)(iii) above.
(d) If you are a trustee:
(i) you warrant that you have properly exercised your powers in entering in to this agreement;
(ii) you warrant that you have full power and authority and have obtained all necessary consents to enter into these arrangements;
(iii) you warrant that you have full power and authority to exercise the rights and perform the obligations under these arrangements;
(iv) you warrant that all instructions are binding on you and are authorised on a continuing basis; and
(v) you undertake to cooperate with the Futu Group to provide information about the trust and members of the trust as required by any relevant law.
(e) You warrant to provide any KYC Documents to allow the Futu Group to comply with the AML/CTF Act at any time. You acknowledge that failure to provide the necessary documentation means that we may not be able to provide you with any services or may have to cease the provision of services. We will not be liable for any losses caused by our compliance with the AML/KYC Act.
(f) You undertake not to reveal any access code, number or password for your account, not to otherwise allow or cause any unauthorised person to access, or to facilitate any unauthorised person accessing your account via any device app of ours and not to allow any unauthorised person to issue instructions on your account. You agree to abide by the following:
(i) not tell anyone your code or let anyone find out your code - not even family or friends;
(ii) not let anyone watch you enter your code;
(iii) if codes are advised by letter or electronically we suggest that they be memorised as soon as the correspondence is received. The letter or electronic message should then be destroyed or deleted. This is the safest policy;
(iv) make a reasonable attempt to disguise the code in any record - that is, scramble the details in such a way that others will not be able to decode;
(v) not allow or cause a fingerprint or facial identification record of another person to be used to permit another person to transact on your account through any device app of ours; and
(vi) not to otherwise allow or cause another person to access your account through any device app of ours by the use of your fingerprint or face identification.
(g) We are not liable to reimburse you if an unauthorised transaction occurs on your account and you or any other user have not made a reasonable attempt to disguise a code or to prevent unauthorised access to the code record. We are also not liable to reimburse you if an unauthorised transaction occurs on your account and you either allowed or caused a fingerprint or facial identification record of another person to be used to permit an unauthorised person to transact on your account through any device app of ours, or you allowed or caused another person to access your account through any device app of ours by the use of your fingerprint or face identification. For example, we will not consider that a reasonable attempt has been made to disguise a code if you or any user only:
(i) recorded the code in reverse order;
(ii) recorded the code as a ‘phone’ number where no other ‘phone’ numbers are recorded;
(iii) recorded the code as a number, prefixed by a telephone area code;
(iv) recorded the code as a series of numbers or words with any of them marked, circled or in some way highlighted to indicate the code;
(v) recorded the code disguised as a date (eg 9/6/63) where no other dates are recorded;
(vi) recorded the code in an easily understood code (eg A=1, B=2); or
(vii) self-selected a code which is an obvious word or number or one that can be found in a purse or wallet or can be easily guessed by someone else (such as a date of birth, middle name, family member’s name or driver’s licence number).
(h) You are responsible for all fraudulent, illegal or unauthorised dealings on your account which are attributable to your conduct, and you release, discharge and indemnify us and the Futu Group and our directors, employees, agents and representatives in relation to all liability in this regard.
(i) You acknowledge and agree that any search tools or calculators available on a Futu Platform are provided solely for informative or illustrative purposes and should not be relied upon for the purposes of you making an investment decision or decision to purchase or sell any securities or influence your decision making and do not in any way constitute us giving you personalised advice or making personalised recommendations or are intended to advertise or promote any specific financial product. You should consider obtaining advice from a financial services licensee before making any investment or financial decisions.
(j) You have read and understood the risks set out in Schedule 3 of this agreement and acknowledge the risks which may arise in connection with the investments and transactions relating to your account.
Appears in 1 contract
Samples: Client Services Agreement
Your Commitment. (a) You warrant that all information provided by you in your application is complete and correct and is not misleading, and agree that we may rely on that information unless and until we receive written notice of any change signed by you or through a facility provided by us. Any such varied information will be covered by this warranty.
(b) You warrant, if you are a company, that Xxxxxx Moomoo AU is able to rely on the Australian Securities and Investments Commission company search of you as being up to date and correct at all times.
(c) You agree to notify us either in writing or through a facility provided by us of changes in information that are relevant to any dealing or proposed dealing. Email is not an acceptable method of notification. Information which is relevant to any dealing includes your:
(i) name;
(ii) postal address;
(iii) contact phone number, facsimile number and email address;
(iv) bank account details;
(v) settlement instructions; and
(vi) authorised representatives and particulars of that authorised representative as set out in 3.2(c)(i) to 3.2(c)(iii) above.
(d) If you are a trustee:
(i) you warrant that you have properly exercised your powers in entering in to this agreement;
(ii) you warrant that you have full power and authority and have obtained all necessary consents to enter into these arrangements;
(iii) you warrant that you have full power and authority to exercise the rights and perform the obligations under these arrangements;
(iv) you warrant that all instructions are binding on you and are authorised on a continuing basis; and
(v) you undertake to cooperate with the Futu Group to provide information about the trust and members of the trust as required by any relevant law.
(e) You warrant to provide any KYC Documents to allow the Futu Group to comply with the AML/CTF Act at any time. You acknowledge that failure to provide the necessary documentation means that we may not be able to provide you with any services or may have to cease the provision of services. We will not be liable for any losses caused by our compliance with the AML/KYC Act.
(f) You undertake not to reveal any access code, number or password for your account, not to otherwise allow or cause any unauthorised person to access, or to facilitate any unauthorised person accessing your account via any device app of ours and not to allow any unauthorised person to issue instructions on your account. You agree to abide by the following:
(i) not tell anyone your code or let anyone find out your code - not even family or friends;
(ii) not let anyone watch you enter your code;
(iii) if codes are advised by letter or electronically we suggest that they be memorised as soon as the correspondence is received. The letter or electronic message should then be destroyed or deleted. This is the safest policy;
(iv) make a reasonable attempt to disguise the code in any record - that is, scramble the details in such a way that others will not be able to decode;
(v) not allow or cause a fingerprint or facial identification record of another person to be used to permit another person to transact on your account through any device app of ours; and
(vi) not to otherwise allow or cause another person to access your account through any device app of ours by the use of your fingerprint or face identification.
(g) We are not liable to reimburse you if an unauthorised transaction occurs on your account and you or any other user have not made a reasonable attempt to disguise a code or to prevent unauthorised access to the code record. We are also not liable to reimburse you if an unauthorised transaction occurs on your account and you either allowed or caused a fingerprint or facial identification record of another person to be used to permit an unauthorised person to transact on your account through any device app of ours, or you allowed or caused another person to access your account through any device app of ours by the use of your fingerprint or face identification. For example, we will not consider that a reasonable attempt has been made to disguise a code if you or any user only:
(i) recorded the code in reverse order;
(ii) recorded the code as a ‘phone’ number where no other ‘phone’ numbers are recorded;
(iii) recorded the code as a number, prefixed by a telephone area code;
(iv) recorded the code as a series of numbers or words with any of them marked, circled or in some way highlighted to indicate the code;
(v) recorded the code disguised as a date (eg 9/6/63) where no other dates are recorded;
(vi) recorded the code in an easily understood code (eg A=1, B=2); or
(vii) self-selected a code which is an obvious word or number or one that can be found in a purse or wallet or can be easily guessed by someone else (such as a date of birth, middle name, family member’s name or driver’s licence number).
(h) You are responsible for all fraudulent, illegal or unauthorised dealings on your account which are attributable to your conduct, and you release, discharge and indemnify us and the Futu Group and our directors, employees, agents and representatives in relation to all liability in this regard.
(i) You acknowledge and agree that any search tools or calculators available on a Futu Platform are provided solely for informative or illustrative purposes and should not be relied upon for the purposes of you making an investment decision or decision to purchase or sell any securities or influence your decision making and do not in any way constitute us giving you personalised advice or making personalised recommendations or are intended to advertise or promote any specific financial product. You should consider obtaining advice from a financial services licensee before making any investment or financial decisions.
(j) You have read and understood the risks set out in Schedule 3 of this agreement and acknowledge the risks which may arise in connection with the investments and transactions relating to your account.
Appears in 1 contract
Samples: Client Services Agreement
