SEVENTH AMENDMENT TO LEASE AGREEMENT BETWEEN WRIGHT RUNSTAD PROPERTIES L.P. ("LANDLORD") AND RAGEN MACKENZIE INCORPORATED ("TENANT")Lease Agreement • December 18th, 1998 • Ragen Mackenzie Group Inc • Security brokers, dealers & flotation companies
EXHIBIT 1.1 2,250,000 Shares RAGEN MACKENZIE GROUP INCORPORATED Common Stock UNDERWRITING AGREEMENTRagen Mackenzie Group Inc • June 1st, 1998 • Security brokers, dealers & flotation companies • Florida
EXHIBIT 10.2 SECURITY AGREEMENT/1/ (1) In consideration of any financial accommodation given, to be given or continued to RAGEN MACKENZIE, INCORPORATED ("Debtor") by Bank of America National Trust and Savings Association (including its predecessor in...Security Agreement • April 17th, 1998 • Ragen Mackenzie Group Inc • California
WITNESSETHRagen Mackenzie Group Inc • December 20th, 1999 • Security brokers, dealers & flotation companies
EXHIBIT 10.13 EMPLOYMENT AGREEMENT -------------------- RAGEN MACKENZIE INCORPORATEDEmployment Agreement • June 1st, 1998 • Ragen Mackenzie Group Inc • Security brokers, dealers & flotation companies • Washington
CO #222 RAGEN MACKENZIE INCORPORATED AGREEMENT TO GRANT STOCK OPTION TO: Mark McClureRagen Mackenzie Group Inc • June 1st, 1998 • Security brokers, dealers & flotation companies
For example, if the fully diluted net book value per share is $35.98 as of the date the Current Production Goal is reached, then you would earn options on 550 shares. ($20,000/$35.98 = 556 rounded to 550.) If the fully diluted net book value per share is $46.00 as of the date the Current Production Goal is reached, then you would earn options on 425 shares. ($20,000/$46.00 = 435, rounded to 425).
SEVERANCE AND CORRESPONDENT CLEARING AGREEMENTClearing Agreement • June 1st, 1998 • Ragen Mackenzie Group Inc • Security brokers, dealers & flotation companies
AGREEMENT AND PLAN OF MERGER (this "Agreement"), dated as of May 29, 1998, as amended June 8, 1998, among Ragen MacKenzie Incorporated, a Washington corporation (the "Company"), Ragen MacKenzie Group Incorporated, a Washington corporation and a direct...13 Agreement and Plan of Merger • June 18th, 1998 • Ragen Mackenzie Group Inc • Security brokers, dealers & flotation companies • Washington
PRIVILEGED SETTLEMENT; NOT ADMISSIBLE IN ANY LEGAL OR ADMINISTRATIVE PROCEEDING UNLESS AGREED TO AND EFFECTIVEAgreement and Release • April 22nd, 1998 • Ragen Mackenzie Group Inc • Security brokers, dealers & flotation companies
EXHIBIT 10.15 RAGEN MacKENZIE INCORPORATED AGREEMENT TO GRANT STOCK OPTION TO: Mark McClure We are please to inform you that Ragen MacKenzie Incorporated (the "Corporation") hereby agrees to grant to you a stock option (the "Option") under the Stock...Ragen Mackenzie Group Inc • June 1st, 1998 • Security brokers, dealers & flotation companies
We are please to inform you that Ragen MacKenzie Incorporated (the "Corporation") hereby agrees to grant to you a stock option (the "Option") under the Stock Option Plan of the Corporation in effect on the date of such grant (the "Plan"). The grant of the Option will be conditioned upon your first achieving gross production of at least $750,000 during any twelve consecutive months (the "Current Production Goal") prior to June 16, 1999 (the "Goal Deadline"). The option will entitle you to purchase a number of shares of the Common Stock of the Corporation, equal to $25,000 divided by the Denominator [the lower of $24.00, as proportionately adjusted to reflect any subdivision, combination, reclassification or other recapitalization of the Company's common stock into a greater or lesser number of shares (the "Ceiling Price"), or the fully diluted net book value per share as of the date the Current Production Goal is reached]. No fractional options shall be granted; round the result to the
SECOND AMENDMENT SEVERANCE AND CORRESPONDENT CLEARING AGREEMENT This Second Amendment to Severance and Correspondent Clearing Agreement ("Second Amendment") is entered into by Brooks G. Ragen ("Mr. Ragen") and Ragen MacKenzie Incorporated (the "Company").Severance and Correspondent Clearing Agreement • December 18th, 1998 • Ragen Mackenzie Group Inc • Security brokers, dealers & flotation companies
BETWEENAbc Brokerage Accounting System Agreement • April 22nd, 1998 • Ragen Mackenzie Group Inc • Security brokers, dealers & flotation companies • New York
EXHIBIT 10.13 AGREEMENT AND PLAN OF MERGER AGREEMENT AND PLAN OF MERGER (this "Agreement"), dated as of May 29, 1998, among Ragen MacKenzie Incorporated, a Washington corporation (the "Company"), Ragen MacKenzie Group Incorporated, a Washington...Exhibit 10.13 Agreement and Plan of Merger Agreement and Plan of Merger • June 1st, 1998 • Ragen Mackenzie Group Inc • Security brokers, dealers & flotation companies • Washington
FIRST AMENDMENTSeverance and Correspondent Clearing Agreement • December 18th, 1998 • Ragen Mackenzie Group Inc • Security brokers, dealers & flotation companies
FORM OF NONCOMPETITION AND NONSOLICITATION AGREEMENTNoncompetition and Nonsolicitation Agreement • April 17th, 1998 • Ragen Mackenzie Group Inc
