Trust Indenture Guarantee Agreement Act Section Section --------------- ------------------- (ss.) 310(a)(1)................................. 4.1(a) (a)(2).................................. 4.1(a) (a)(3).................................. Not Applicable...Guarantee Agreement • June 4th, 1997 • First Empire Capital Trust Ii • State commercial banks • New York
TRUST AGREEMENT This TRUST AGREEMENT, dated as of May 30, 1997 (this "Trust Agreement"), among (i) FIRST EMPIRE STATE CORPORATION, a New York corporation (the "Depositor"), and (ii) BANKERS TRUST (DELAWARE), a Delaware banking corporation (the...Trust Agreement • June 2nd, 1997 • First Empire Capital Trust Ii • State commercial banks • Delaware
TRUST AGREEMENT amongFirst Empire Capital Trust Ii • June 4th, 1997 • State commercial banks • Delaware
MORGAN STANLEY DEAN WITTER UNDERWRITING AGREEMENTUnderwriting Agreement • June 2nd, 1997 • First Empire Capital Trust Ii • State commercial banks • New York
Page ---- ARTICLE I. DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION................................ 2 SECTION 1.1. Definitions........................................ 2 SECTION 1.2. Compliance Certificate and Opinions................ 13...First Empire Capital Trust Ii • June 2nd, 1997 • State commercial banks • New York
Exhibit 4.1 JUNIOR SUBORDINATED INDENTUREFirst Empire Capital Trust Ii • June 4th, 1997 • State commercial banks • New York
