WARRANT To Purchase Common Stock of SUMMIT BROKERAGE SERVICES, INC.Warrant Agreement • November 14th, 2003 • Summit Brokerage Services Inc / Fl • Security brokers, dealers & flotation companies • Florida
SUMMIT BROKERAGE SERVICES, INC. NON-QUALIFIED STOCK OPTION AGREEMENT FOR RICHARD PARKER AGREEMENTNon-Qualified Stock Option Agreement • May 24th, 2002 • Summit Brokerage Services Inc / Fl • Security brokers, dealers & flotation companies • Florida
WITNESSETH:Stock Purchase Agreement • May 24th, 2002 • Summit Brokerage Services Inc / Fl • Security brokers, dealers & flotation companies • Florida
WITNESSETHEmployment Agreement • August 15th, 2000 • Summit Brokerage Services Inc / Fl • Security brokers, dealers & flotation companies • Florida
RECITALS:Employment Agreement • August 19th, 2002 • Summit Brokerage Services Inc / Fl • Security brokers, dealers & flotation companies • Florida
SUMMIT BROKERAGE SERVICES, INC. NON-QUALIFIED STOCK OPTION AGREEMENT FOR WILLIAM TURNER AGREEMENTNon-Qualified Stock Option Agreement • September 26th, 2000 • Summit Brokerage Services Inc / Fl • Security brokers, dealers & flotation companies • Florida
AGREEMENTPurchase Agreement • March 18th, 2003 • Summit Brokerage Services Inc / Fl • Security brokers, dealers & flotation companies • Florida
STOCK PURCHASE AGREEMENT EXHIBIT 1 THIS STOCK PURCHASE AGREEMENT (this "AGREEMENT") dated as of April 11, 2003, by and between SUMMIT BROKERAGE SERVICES, INC., a Florida corporation (the "COMPANY"), and ANTARES CAPITAL FUND III LIMITED PARTNERSHIP, a...Stock Purchase Agreement • April 21st, 2003 • Summit Brokerage Services Inc / Fl • Security brokers, dealers & flotation companies • Florida
EXHIBIT 10.1 STOCK PURCHASE AGREEMENT THIS STOCK PURCHASE AGREEMENT (this "AGREEMENT") dated as of April 11, 2003, by and between SUMMIT BROKERAGE SERVICES, INC., a Florida corporation (the "COMPANY"), and ANTARES CAPITAL FUND III LIMITED Partnership,...Stock Purchase Agreement • April 21st, 2003 • Summit Brokerage Services Inc / Fl • Security brokers, dealers & flotation companies • Florida
RECITALS:Employment Agreement • August 19th, 2002 • Summit Brokerage Services Inc / Fl • Security brokers, dealers & flotation companies • Florida
EXHIBIT 10.3 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this "AGREEMENT"), dated as of April 11, 2003, by and between SUMMIT BROKERAGE SERVICES, INC., a Florida corporation (the "COMPANY"), and ANTARES CAPITAL FUND III LIMITED...Registration Rights Agreement • April 21st, 2003 • Summit Brokerage Services Inc / Fl • Security brokers, dealers & flotation companies • Florida
REGISTRATION RIGHTS AGREEMENT EXHIBIT 4 THIS REGISTRATION RIGHTS AGREEMENT (this "AGREEMENT"), dated as of April 11, 2003, by and between SUMMIT BROKERAGE SERVICES, INC., a Florida corporation (the "COMPANY"), and ANTARES CAPITAL FUND III LIMITED...Registration Rights Agreement • April 21st, 2003 • Summit Brokerage Services Inc / Fl • Security brokers, dealers & flotation companies • Florida
RECITALS:Employment Agreement • May 24th, 2002 • Summit Brokerage Services Inc / Fl • Security brokers, dealers & flotation companies • Florida
WITNESSETHEmployment Agreement • August 15th, 2000 • Summit Brokerage Services Inc / Fl • Security brokers, dealers & flotation companies • Florida
RECITALSShareholders' Voting Agreement • August 19th, 2002 • Summit Brokerage Services Inc / Fl • Security brokers, dealers & flotation companies • Florida
April 11, 2003 EXHIBIT 2 Antares Capital Fund III Limited Partnership 7900 Miami Lakes Drive West Miami Lakes, Florida 33016 Attn: Mr. Jonathan Kislak Re: Purchase of 4,000,000 shares of common stock of Summit Brokerage Services, Inc. Gentlemen: This...Stock Purchase Agreement • April 21st, 2003 • Summit Brokerage Services Inc / Fl • Security brokers, dealers & flotation companies
1 EXHIBIT 10.10 SECURED DEMAND NOTE COLLATERAL AGREEMENTSecured Demand Note Collateral Agreement • May 21st, 2001 • Summit Brokerage Services Inc / Fl • Security brokers, dealers & flotation companies • Florida
WITNESSETH:Agreement Relative to the Filing of Schedule 13d • April 21st, 2003 • Summit Brokerage Services Inc / Fl • Security brokers, dealers & flotation companies
ARTICLE 1 SALES BY LEEDS AFFILIATECo-Sale and Voting Rights Agreement • April 21st, 2003 • Summit Brokerage Services Inc / Fl • Security brokers, dealers & flotation companies • Florida
EMPLOYMENT AGREEMENTEmployment Agreement • April 15th, 2002 • Summit Brokerage Services Inc / Fl • Security brokers, dealers & flotation companies • Florida
This Employment Agreement (the Agreement) is made by and among Summit Brokerage Services, Inc., (the Company) its subsidiaries, and any successor company, currently at 25 Fifth Avenue, Indialantic. FL. 32903 and Michael E. Dujovne (Employee) currently having an address at 2626 Lowell Circle, Melbourne, FL 32935.
EXHIBIT 10.18 COMMERCIAL LEASE This Lease Agreement (this "Lease") is made effective as of May 22, 2002, by and between First America Living Trusts, Inc. ("Landlord") and Summit Brokerage Services, Inc. and its subsidiaries ("Tenant"). The parties...Commercial Lease • August 19th, 2002 • Summit Brokerage Services Inc / Fl • Security brokers, dealers & flotation companies • Florida
This Lease Agreement (this "Lease") is made effective as of May 22, 2002, by and between First America Living Trusts, Inc. ("Landlord") and Summit Brokerage Services, Inc. and its subsidiaries ("Tenant"). The parties agree as follows:
AGREEMENTLoan Agreement • April 2nd, 2002 • Summit Brokerage Services Inc / Fl • Security brokers, dealers & flotation companies • Florida
THIS AGREEMENT dated as of March __, 2002 is by and among Marshall T. Leeds (“Leeds”), Richard Parker (“Parker”) and Summit Brokerage Services, Inc. (“Summit”).
April 11, 2003 Antares Capital Fund III Limited Partnership 7900 Miami Lakes Drive West Miami Lakes, Florida 33016 Attn: Mr. Jonathan Kislak Re: Purchase of 4,000,000 shares of common stock of Summit Brokerage Services, Inc. Gentlemen: This letter...Stock Purchase Agreement • April 21st, 2003 • Summit Brokerage Services Inc / Fl • Security brokers, dealers & flotation companies
1 EXHIBIT 10.4 ADDENDUM TO EMPLOYMENT AGREEMENT This addendum is made as of this 16th day of May, 2000 to the Employment Agreement between Summit Brokerage Services, Inc. (the Company) and William R. Turner, (Turner) dated September 22nd, 1999. The...Employment Agreement • August 15th, 2000 • Summit Brokerage Services Inc / Fl • Security brokers, dealers & flotation companies
STOCK PURCHASE AGREEMENTStock Purchase Agreement • April 2nd, 2002 • Summit Brokerage Services Inc / Fl • Security brokers, dealers & flotation companies • Florida
THIS STOCK PURCHASE AGREEMENT (this “Agreement”), dated as of March 22 , 2002, by and between Summit Brokerage Services, Inc., a Florida corporation (the “Company”), Richard Parker, an individual (“Parker”) and Marshall T. Leeds, an individual (the “Purchaser”).
ESCROW AGREEMENTEscrow Agreement • April 2nd, 2002 • Summit Brokerage Services Inc / Fl • Security brokers, dealers & flotation companies • Georgia
THIS ESCROW AGREEMENT (the “Escrow Agreement”) is made and entered into as of this 22 day of March, 2002, by and among MARSHALL T. LEEDS, an individual (“Purchaser”), SUMMIT BROKERAGE SERVICES, INC. (“Seller”), KILPATRICK STOCKTON LLP, a Georgia limited liability partnership (“Funds Escrow Agent”) and GREENBERG TRAURIG, P.A., a Florida professional association (“Shares Escrow Agent”). Shares Escrow Agent and Funds Escrow Agent are sometimes collectively referred to herein as the “Escrow Agent”.
EMPLOYMENT AGREEMENTEmployment Agreement • April 15th, 2002 • Summit Brokerage Services Inc / Fl • Security brokers, dealers & flotation companies • Florida
This Employment Agreement (“the Agreement”) is made by and among Summit Brokerage Services. Inc., (“the Company”) its subsidiaries, and any successor company, currently at 25 Fifth Avenue, Indialantic, FL. 32903 and Ronald Caprilla (“Employee”) currently having an address at 3474 Sylvan Drive, W. Melbourne, FL. 32909.
SHAREHOLDERS’ VOTING AGREEMENT AND IRREVOCABLE PROXYShareholders’ Voting Agreement • May 29th, 2002 • Summit Brokerage Services Inc / Fl • Security brokers, dealers & flotation companies • Florida
This SHAREHOLDERS’ VOTING AGREEMENT AND IRREVOCABLE PROXY (the “Agreement”) is made as of May 22, 2002 (the “Execution Date”), by and among SUMMIT BROKERAGE SERVICES, INC., a Florida corporation (the “Company”), MARSHALL T. LEEDS, an individual shareholder of the Company (“Leeds” or “Proxy”), RICHARD PARKER, an individual shareholder of the Company (“Parker”), and JOAN PARKER, only with respect to the Jointly-Held Shares (defined below) (“Joan Parker”).
SUMMIT BROKERAGE SERVICES, INC. NON-QUALIFIED STOCK OPTION AGREEMENT FOR MARSHALL T. LEEDS AgreementNon-Qualified Stock Option Agreement • May 29th, 2002 • Summit Brokerage Services Inc / Fl • Security brokers, dealers & flotation companies • Florida
FIRST AMENDMENT TO ESCROW AGREEMENTEscrow Agreement • April 2nd, 2002 • Summit Brokerage Services Inc / Fl • Security brokers, dealers & flotation companies • Florida
THIS FIRST AMENDMENT TO ESCROW AGREEMENT (this “First Amendment”), made this ___ day of March, 2002, by and among MARSHALL T. LEEDS, an individual (“Purchaser”), SUMMIT BROKERAGE SERVICES, INC. (“Seller”), KILPATRICK STOCKTON LLP, a Georgia limited liability partnership (“Funds Escrow Agent”) and GREENBERG TRAURIG, P.A., a Florida professional association (“Shares Escrow Agent”).
