WITNESSETH:First Supplemental Indenture • July 1st, 1999 • SSBH Capital Iv • Security brokers, dealers & flotation companies
1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER June 30, 1999 PARTIES - Salomon Smith Barney Holdings Inc., ("Mergeco"), a Delaware corporation - SSBHI Merger Company Inc. ("Surviveco"), a New York corporation BACKGROUND Mergeco and Surviveco desire to...Merger Agreement • July 1st, 1999 • SSBH Capital Iv • Security brokers, dealers & flotation companies
FORM OF SALOMON SMITH BARNEY HOLDINGS INC. DEBT SECURITIES UNDERWRITING AGREEMENT BASIC PROVISIONSUnderwriting Agreement • December 1st, 1997 • SSBH Capital Iv • Security brokers, dealers & flotation companies • New York
Supplemental Indenture to the Indenture dated as of October 27, 1993 providing for the issuance of series of senior debt securities. 2 SECOND SUPPLEMENTAL INDENTURE, dated as of July 1, 1999 (the "Second Supplemental Indenture"), among SALOMON SMITH...Second Supplemental Indenture • July 1st, 1999 • SSBH Capital Iv • Security brokers, dealers & flotation companies
ARTICLE II TRUST INDENTURE ACTPreferred Securities Guarantee Agreement • November 17th, 1997 • SSBH Capital Iv • Security brokers, dealers & flotation companies • New York
BANKERS TRUST COMPANY Trustee THIRD SUPPLEMENTAL INDENTURE Dated as of November 28, 1997 Supplemental to Indenture dated as of December 1, 1988 This Third Supplemental Indenture (the "Supplemental Indenture") is made and entered into as of November...Third Supplemental Indenture • December 1st, 1997 • SSBH Capital Iv • Security brokers, dealers & flotation companies • New York
TOIndenture • October 8th, 2004 • CGMH Capital Iv • Security brokers, dealers & flotation companies • New York
TO THE CHASE MANHATTAN BANK Trustee INDENTUREIndenture • November 17th, 1997 • SSBH Capital Iv • Security brokers, dealers & flotation companies • New York
CITIBANK, N.A. TrusteeTenth Supplemental Indenture • December 1st, 1997 • SSBH Capital Iv • Security brokers, dealers & flotation companies • New York
Exhibit 1(c) CITIGROUP GLOBAL MARKETS HOLDINGS INC. Retail Medium-Term Notes, Series F GLOBAL SELLING AGENCY AGREEMENTGlobal Selling Agency Agreement • October 8th, 2004 • CGMH Capital Iv • Security brokers, dealers & flotation companies • New York
DTC LOGO]Medium Term Note - Master Note • October 8th, 2004 • CGMH Capital Iv • Security brokers, dealers & flotation companies
CITIGROUP GLOBAL MARKETS HOLDINGS INC. ("Issuer"), a corporation organized and existing under the laws of the State of NEW YORK, for value received, hereby promises to pay to Cede & Co. or its registered assigns: (i) on each principal payment date, including each amortization date, redemption date, repayment date, maturity date, and extended maturity date, as applicable, of each obligation identified on the records of Issuer (which records are maintained by CITIBANK, N. A. ("Paying Agent")) as being evidenced by this Master Note, the principal amount then due and payable for each such obligation, and (ii) on each interest payment date, if any, the interest then due and payable on the principal amount for each such obligation. Payment shall be made by wire transfer of United States dollars to the registered owner, or in immediately available funds or the equivalent to a party as authorized by the registered owner and in the currency other than United States dollars as provided for in ea
CITIGROUP GLOBAL MARKETS HOLDINGS INC. COMMON CODE TEMPORARY GLOBAL NOTE REPRESENTING MEDIUM-TERM SENIOR NOTE, SERIES D DUE NINE MONTHS OR MORE FROM DATE OF ISSUE (FIXED RATE)Temporary Global Note • October 8th, 2004 • CGMH Capital Iv • Security brokers, dealers & flotation companies
CITIGROUP GLOBAL MARKETS HOLDINGS INC. COMMON CODE PERMANENT GLOBAL NOTE REPRESENTING MEDIUM-TERM SENIOR NOTE, SERIES D DUE NINE MONTHS OR MORE FROM DATE OF ISSUE (FIXED RATE)Permanent Global Note • October 8th, 2004 • CGMH Capital Iv • Security brokers, dealers & flotation companies
