FIRST AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENT Pursuant to the Transfer Agency and Service Agreement between HARTFORD SERIES FUND, INC. and HARTFORD INVESTORS SERVICES COMPANY LLC dated as of March 1, 2003, HARTFORD EQUITY INCOME HLS FUND is...Transfer Agency and Service Agreement • February 12th, 2004 • Hartford Series Fund Inc
Pursuant to the Transfer Agency and Service Agreement between HARTFORD SERIES FUND, INC. and HARTFORD INVESTORS SERVICES COMPANY LLC dated as of March 1, 2003, HARTFORD EQUITY INCOME HLS FUND is hereby included as a new series in accordance with Section 10 of the Agreement. All provisions in the Agreement shall apply to Hartford Equity Income HLS Fund.
EXHIBIT 99h.(iii) HARTFORD SERIES FUND, INC. SHARE PURCHASE AGREEMENT FIRST FORTIS LIFE INSURANCE COMPANY ("First Fortis"), a New York corporation, as Sponsor-Depositor, now and in the future, of certain separate accounts ("Separate Accounts"), and...Share Purchase Agreement • August 12th, 2003 • Hartford Series Fund Inc • Connecticut
Exhibit 4 AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (the "Agreement") is made as of this 21st day of January, 2003, by and among Hartford Series Fund, Inc. (the "Acquiring Corporation"), a Maryland corporation, on...Agreement and Plan of Reorganization • March 31st, 2003 • Hartford Series Fund Inc • Maryland
AMENDED AND RESTATED ADMINISTRATIVE SERVICES AGREEMENTAdministrative Services Agreement • August 27th, 2002 • Hartford Series Fund Inc
WITNESSETH:Investment Management Agreement • August 27th, 2002 • Hartford Series Fund Inc • Maryland
WITNESSETH:Custodian Agreement • August 27th, 2002 • Hartford Series Fund Inc • Massachusetts
Exhibit 99.d(vii) FIRST AMENDMENT TO AMENDED AND RESTATED INVESTMENT SUB- ADVISORY AGREEMENT The Amended and Restated Investment Sub-Advisory Agreement between HL Investment Advisors, LLC and Wellington Management Company, LLP dated as of August 28,...Investment Sub-Advisory Agreement • February 12th, 2004 • Hartford Series Fund Inc
The Amended and Restated Investment Sub-Advisory Agreement between HL Investment Advisors, LLC and Wellington Management Company, LLP dated as of August 28, 2002, and applicable to Hartford Focus HLS Fund, et al. (the "Agreement"), is hereby amended to include HARTFORD EQUITY INCOME HLS FUND (the "New Fund") as a new Portfolio. All provisions in the Agreement shall apply to the New Fund except as stated below.
WITNESSETH:Custodian Contract • April 29th, 2004 • Hartford Series Fund Inc • Massachusetts
Exhibit 99.h.(ix) FUND ACCOUNTING AGREEMENT THIS AGREEMENT is made as of this 3rd day of January, 2000, by and between the mutual funds listed on Schedule A (each a "Fund" and together the "Funds") and HARTFORD LIFE INSURANCE COMPANY (the "Fund...Fund Accounting Agreement • April 26th, 2006 • Hartford Series Fund Inc • Connecticut
AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (the "Agreement") is made as of this 21st day of January, 2003, by and among Hartford Series Fund, Inc. (the "Acquiring Corporation"), a Maryland corporation, on behalf of...Reorganization Agreement • August 29th, 2003 • Hartford Series Fund Inc • Maryland
EXHIBIT d.(i)Investment Management Agreement • August 27th, 2002 • Hartford Series Fund Inc • Connecticut
Exhibit 99.d(iii) FIRST AMENDMENT TO AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENT Pursuant to the Amended and Restated Investment Management Agreement between HL Investment Advisors, LLC ("HL Advisors") and Hartford Series Fund, Inc. dated as...Investment Management Agreement • February 12th, 2004 • Hartford Series Fund Inc
Pursuant to the Amended and Restated Investment Management Agreement between HL Investment Advisors, LLC ("HL Advisors") and Hartford Series Fund, Inc. dated as of August 28, 2002, and applicable to Hartford Focus HLS Fund, et al. (the "Agreement"), HARTFORD EQUITY INCOME HLS FUND is hereby included in the definition of Portfolio. All provisions in the Agreement shall apply to the management of Hartford Equity Income HLS Fund except as stated below.
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC.Principal Underwriting Agreement • February 12th, 2004 • Hartford Series Fund Inc
Pursuant to the Amended and Restated Principal Underwriting Agreement between HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. and HARTFORD SERIES FUND, INC. dated August 28, 2002 (the "Agreement"), HARTFORD EQUITY INCOME HLS FUND is hereby included as a new series. All provisions in the Agreement shall apply to Hartford Equity Income HLS Fund.
EXHIBIT h.(ii) Form of Amendment Number 5 to Share Purchase Agreement Hartford Life Insurance Company and Hartford Life and Annuity Insurance CompanyShare Purchase Agreement • November 15th, 2001 • Hartford Series Fund Inc
Form of Amendment Number 5 to Share Purchase Agreement Hartford Life Insurance Company and Hartford Life and Annuity Insurance Company
FIRST AMENDMENT TO AMENDED AND RESTATED ADMINISTRATIVE SERVICES AGREEMENT Pursuant to the Amended and Restated Administrative Services Agreement between HARTFORD LIFE INSURANCE COMPANY and HARTFORD SERIES FUND, INC. dated August 28, 2002 (the...Administrative Services Agreement • February 12th, 2004 • Hartford Series Fund Inc
Pursuant to the Amended and Restated Administrative Services Agreement between HARTFORD LIFE INSURANCE COMPANY and HARTFORD SERIES FUND, INC. dated August 28, 2002 (the "Agreement"), HARTFORD EQUITY INCOME HLS FUND is hereby included as a new Fund. All provisions in the Agreement shall apply to Hartford Equity Income HLS Fund.
Amendment Number 3 to Amended and Restated Administrative Services Agreement AMENDMENT NUMBER 3 TO AMENDED AND RESTATED ADMINISTRATIVE SERVICES AGREEMENTAdministrative Services Agreement • April 30th, 2002 • Hartford Series Fund Inc
The Amended and Restated Administrative Services Agreement between Hartford Life Insurance Company ("Company") and the Hartford HLS Funds dated September 30, 1998 (the "Agreement") is hereby amended to include Hartford Focus HLS Fund, Hartford International Capital Appreciation HLS Fund, Hartford International Small Company HLS Fund, Hartford MidCap Value HLS Fund and Hartford Value HLS Fund as additional Funds. All provisions in the Agreement shall also apply to these five additions.
WITNESSETH:Custodian Contract • February 12th, 2004 • Hartford Series Fund Inc
EXHIBIT d.(vii)Investment Services Agreement • August 27th, 2002 • Hartford Series Fund Inc
PRINCIPAL UNDERWRITING AGREEMENT Hartford Series Fund, Inc. (the "Company")Principal Underwriting Agreement • February 2nd, 1998 • Hartford Series Fund Inc • Connecticut
FIRST AMENDMENT TO AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENT Effective November 1, 2005 The Amended and Restated Investment Management Agreement between HL Investment Advisors, LLC and Hartford Series Fund, Inc. dated as of August 28, 2002...Investment Management Agreement • April 26th, 2006 • Hartford Series Fund Inc
The Amended and Restated Investment Management Agreement between HL Investment Advisors, LLC and Hartford Series Fund, Inc. dated as of August 28, 2002 is hereby amended, as follows, in order to reflect a reduction in management fees for Hartford Advisers HLS Fund:
CUSTODIAN CONTRACT Between HARTFORD SERIES FUND, INC. and STATE STREET BANK AND TRUST COMPANYCustodian Contract • February 2nd, 1998 • Hartford Series Fund Inc • London
INVESTMENT SUB-ADVISORY AGREEMENT This Investment Sub-Advisory Agreement is made by and between HL Investment Advisors, Inc., a Connecticut corporation ("HL Advisors") and Wellington Management Company, LLP, a Massachusetts partnership ("Wellington...Investment Sub-Advisory Agreement • February 2nd, 1998 • Hartford Series Fund Inc • Connecticut
Exhibit 4 FORM OF AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (the "Agreement") is made as of this day of , 200 , by and among Hartford Series Fund, Inc. (the "Acquiring Corporation"), a Maryland corporation, on...Agreement and Plan of Reorganization • September 11th, 2002 • Hartford Series Fund Inc • Maryland
AMENDED AND RESTATED GLOBAL SECURITIES LENDING AGENCY AGREEMENTGlobal Securities Lending Agency Agreement • April 15th, 2020 • Hartford Series Fund Inc
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 15th, 2013 • Hartford Series Fund Inc • Connecticut
This Investment Sub-Advisory Agreement is made by and between Hartford Funds Management Company, LLC, a Connecticut limited liability company (the “Adviser”) and Wellington Management Company, LLP, a Massachusetts limited liability partnership (the “Sub-Adviser”).
WITNESSETH:Investment Advisory Agreement • August 27th, 2002 • Hartford Series Fund Inc
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 15th, 2013 • Hartford Series Fund Inc • Connecticut
This Investment Sub-Advisory Agreement is made by and between Hartford Funds Management Company, LLC a Connecticut limited liability company (the “Adviser”) and Hartford Investment Management Company, a Delaware corporation (the “Sub-Adviser”).
EXHIBIT h.(iv) Form of Amendment Number 3 to Share Purchase Agreement -Share Purchase Agreement • January 28th, 2000 • Hartford Series Fund Inc
Pursuant to the Share Purchase Agreement between Hartford Life Insurance Company and Hartford Series Fund, Inc. dated May 29, 1998 (the "Agreement"), Hartford Global Health HLS Fund and Hartford Global Technology HLS Fund are hereby included as additional Funds. All provisions in the Agreement shall also apply to Hartford Global Health HLS Fund and Hartford Global Technology HLS Fund.
FORM OF AGREEMENT AND PLAN OF REORGANIZATION AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • July 2nd, 2014 • HIMCO Variable Insurance Trust • Delaware
THIS AGREEMENT AND PLAN OF REORGANIZATION (“Agreement”) is made as of this [ ] day of [ ], 2014, by and between HIMCO Variable Insurance Trust, a Delaware statutory trust (“HIMCO Variable Insurance Trust”), with its principal place of business at One Hartford Plaza, Hartford, Connecticut 06155, on behalf of HIMCO VIT Portfolio Diversifier Fund (“Acquiring Fund”), a series of HIMCO Variable Insurance Trust, and Hartford Series Fund, Inc., a Maryland corporation (“Hartford Series Fund,” together with HIMCO Variable Insurance Trust, the “Registrants”), with its principal place of business at 5 Radnor Corporate Center, Suite 300, 100 Matsonford Road, Radnor, Pennsylvania 19087, on behalf of Hartford Portfolio Diversifier HLS Fund (“Acquired Fund”), a series of Hartford Series Fund.
FORM OF AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENT Hartford Series Fund, Inc. and Hartford HLS Series Fund II, Inc. (each, a “Company” and collectively, the “Companies”), on behalf of their respective series listed on Schedule A January 1,...Principal Underwriting Agreement • April 18th, 2014 • Hartford Series Fund Inc • Maryland
Each Company is a Maryland corporation registered as a management investment company under the Investment Company Act of 1940, as amended (the “1940 Act”), and has shares of capital stock (hereinafter the “Shares”) representing interests in the respective series of the Company listed on Schedule A (each, a “Fund” and collectively, the “Funds”), which are registered under the Securities Act of 1933, as amended (the “1933 Act”), and securities acts of various states and jurisdictions, where appropriate. In addition, each Fund offers multiple classes of Shares that vary with regard to certain characteristics. The specific characteristics of the classes offered by each Fund are set forth in the respective Company’s then currently effective Prospectus and Statement of Additional Information (including any supplements or amendments thereto). This Agreement is intended to take effect as if entered into between each Company, severally, and Hartford Funds Distributors, LLC (“HFD”), and the prov
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • April 10th, 2015 • Hartford Series Fund Inc • Maryland
AGREEMENT made as of the 1st day of December, 2014, by and among Hartford Series Fund, Inc., a Maryland corporation, having its principal office and place of business at 5 Radnor Corporate Center, Suite 300, 100 Matsonford Road, Radnor, PA 19087, Hartford HLS Series Fund II, Inc., a Maryland corporation having its principal office and place of business at 5 Radnor Corporate Center, Suite 300, 100 Matsonford Road, Radnor, PA 19087 (together, the “Funds”), and Hartford Administrative Services Company (“HASCO”), having its principal office and place of business at 500 Bielenberg Drive, Woodbury, Minnesota 55125. This Agreement is intended to take effect as if entered into among the Funds on behalf of each of their series of shares (each a “Portfolio”), severally, and HASCO, and the provisions of this Agreement shall be construed accordingly.
AMENDMENT EIGHT TO FUND ACCOUNTING AGREEMENTFund Accounting Agreement • April 12th, 2019 • Hartford Series Fund Inc
This Amendment Eight (the “Amendment”) to the Fund Accounting Agreement is made as of this 1st day of March, 2019, by and among Hartford Funds Management Company, LLC, a Delaware limited liability company, and each of The Hartford Mutual Funds, Inc., The Hartford Mutual Funds II, Inc., Hartford Series Fund, Inc., Hartford HLS Series Fund II, Inc., Hartford Funds Master Fund, and Hartford Funds NextShares Trust on behalf of their respective series listed on Schedule A (together with the series listed on Schedule A, the “Funds”).
Amendment Number 4 to Share Purchase AgreementShare Purchase Agreement • April 30th, 2002 • Hartford Series Fund Inc
Pursuant to the Share Purchase Agreement between Hartford Life Insurance Company and Hartford Series Fund, Inc. dated May 29, 1998, as amended (the "Agreement"), Hartford Focus HLS Fund, Hartford International Capital Appreciation HLS Fund, Hartford International Small Company HLS Fund, Hartford MidCap Value HLS Fund and Hartford Value HLS Fund, are hereby included as additional Funds. All provisions in the Agreement shall also apply to Hartford Focus HLS Fund, Hartford International Capital Appreciation HLS Fund, Hartford International Small Company HLS Fund, Hartford MidCap Value HLS Fund and Hartford Value HLS Fund.
NOVATION AGREEMENTNovation Agreement • April 10th, 2015 • Hartford Series Fund Inc • Delaware
This Novation Agreement (this “Agreement”) is hereby entered into by and among Wellington Management Company, LLP, a Massachusetts limited liability partnership (“WMC Massachusetts”), Wellington Management Company LLP, a Delaware limited liability partnership (“WMC Delaware”) and Hartford Funds Management Company, LLC, a Delaware limited liability company ( “HFMC”).
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • May 23rd, 2014 • HIMCO Variable Insurance Trust • Connecticut
This Agreement is made by and between Hartford Investment Management Company, a Delaware corporation (the “Adviser”), and HIMCO Variable Insurance Trust, a Delaware statutory trust (the “Trust”), on its own behalf and on behalf of each of its series listed on Schedule A hereto, as it may be amended from time to time (each, a “Portfolio” and, collectively, the “Portfolios”).
