Common Contracts
245 similar Principal Underwriting Agreement contracts by Hartford Mutual Funds Inc/Ct, Ameritas Variable Separate Account Va-2, Carillon Account, others
EXHIBIT 28(E) PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • March 1st, 2012 • Lincoln Variable Insurance Products Trust • Delaware
AMENDMENT NO. 1 to AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • April 26th, 2010 • Carillon Account
EXHIBIT 3a Principal Underwriting Agreement Amendment AMENDMENT NO. 1 to AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENT The PRINCIPAL UNDERWRITING AGREEMENT ("Agreement"), effective September 1, 2009, by and between Ameritas Investment Corp....Principal Underwriting Agreement • April 23rd, 2010 • Ameritas Variable Separate Account Va-2
The PRINCIPAL UNDERWRITING AGREEMENT ("Agreement"), effective September 1, 2009, by and between Ameritas Investment Corp. ("Underwriter") and Ameritas Life Insurance Corp. ("Insurance Company") is hereby amended as follows:
EXHIBIT 3 APrincipal Underwriting Agreement • December 7th, 2009 • Carillon Account • Nebraska
EXHIBIT 3(a) Principal Underwriting AgreementPrincipal Underwriting Agreement • October 30th, 2009 • Ameritas Variable Separate Account Va-2 • Nebraska
AMENDMENT NUMBER 19 TO PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • October 29th, 2008 • Hartford Mutual Funds Inc/Ct
Pursuant to the Principal Underwriting Agreement between HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. and THE HARTFORD MUTUAL FUNDS, INC. (formerly known as ITT Hartford Mutual Funds, Inc.) dated July 22, 1996, as amended and as assigned to Hartford Investment Financial Services, LLC (formerly known as Hartford Investment Financial Services Company) on November 1, 1998 (the "Agreement"), the following funds, (the "Funds") are hereby included as new Funds, to which all provisions in the Agreement shall apply.
EXHIBIT 3(a)Principal Underwriting Agreement • September 24th, 2008 • Ameritas Variable Separate Account Va-2 • Nebraska
EXHIBIT E.(XXI) AMENDMENT NUMBER 18 TO PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • June 27th, 2008 • Hartford Mutual Funds Inc/Ct
Pursuant to the Principal Underwriting Agreement between HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. and THE HARTFORD MUTUAL FUNDS, INC. (formerly known as ITT Hartford Mutual Funds, Inc.) dated July 22, 1996, as amended and as assigned to Hartford Investment Financial Services, LLC (formerly known as Hartford Investment Financial Services Company) on November 1, 1998 (the "Agreement"), THE HARTFORD DIVERSIFIED INTERNATIONAL FUND (the "Fund") is hereby included as a new Fund, to which all provisions in the Agreement shall apply.
ARTICLE IPrincipal Underwriting Agreement • May 16th, 2008 • Allstate Life Insurance Co • Life insurance
AMENDMENT NUMBER 17 TO PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • February 28th, 2008 • Hartford Mutual Funds Inc/Ct
Pursuant to the Principal Underwriting Agreement between HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. and THE HARTFORD MUTUAL FUNDS, INC. (formerly known as ITT Hartford Mutual Funds, Inc.) dated July 22, 1996, as amended and as assigned to Hartford Investment Financial Services, LLC (formerly known as Hartford Investment Financial Services Company) on November 1, 1998 (the "Agreement"), THE HARTFORD GLOBAL EQUITY FUND (the "Fund") is hereby included as a new Fund, to which all provisions in the Agreement shall apply.
PRINCIPAL UNDERWRITING AGREEMENT This Principal Underwriting Agreement (hereinafter called the "Agreement") is made effective as of the 1st day of May, 2007, between METROPOLITAN LIFE INSURANCE COMPANY ("Insurance Company") (on behalf of itself and...Principal Underwriting Agreement • February 6th, 2008 • Paragon Separate Account B • New York
AMENDMENT NUMBER 16 TO PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • November 29th, 2007 • Hartford Mutual Funds Inc/Ct
Pursuant to the Principal Underwriting Agreement between HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. and THE HARTFORD MUTUAL FUNDS, INC. (formerly known as ITT Hartford Mutual Funds, Inc.) dated July 22, 1996, as amended and as assigned to Hartford Investment Financial Services, LLC (formerly known as Hartford Investment Financial Services Company) on November 1, 1998 (the "Agreement"), THE HARTFORD GLOBAL ENHANCED DIVIDEND FUND (the "Fund") is hereby included as a new Fund, to which all provisions in the Agreement shall apply.
EXHIBIT E.XVIII AMENDMENT NUMBER 15 TO PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • May 30th, 2007 • Hartford Mutual Funds Inc/Ct
Pursuant to the Principal Underwriting Agreement between HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. and THE HARTFORD MUTUAL FUNDS, INC. (formerly known as ITT Hartford Mutual Funds, Inc.) dated July 22, 1996, as amended and as assigned to Hartford Investment Financial Services, LLC (formerly known as Hartford Investment Financial Services Company) on November 1, 1998 (the "Agreement"), THE HARTFORD CHECKS AND BALANCES FUND, THE HARTFORD HIGH YIELD MUNICIPAL BOND FUND AND THE HARTFORD STRATEGIC INCOME FUND (the "Funds") are hereby included as new Funds, to which all provisions in the Agreement shall apply.
EXHIBIT (3) (a) Forms of Principal Underwriting Agreements PRINCIPAL UNDERWRITING AGREEMENT UNDERWRITING AGREEMENT made this 1st day of May, 2007, by and between Ameritas Investment Corp., (hereinafter the "Underwriter") and Ameritas Life Insurance...Principal Underwriting Agreement • May 1st, 2007 • Ameritas Variable Life Insurance Co Separate Acct Va-2 • Nebraska
EXHIBIT E.(XVII) AMENDMENT NUMBER 14 TO PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • November 29th, 2006 • Hartford Mutual Funds Inc/Ct
Pursuant to the Principal Underwriting Agreement between HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. and THE HARTFORD MUTUAL FUNDS, INC. (formerly known as ITT Hartford Mutual Funds, Inc.) dated July 22, 1996, as amended and as assigned to Hartford Investment Financial Services, LLC (formerly known as Hartford Investment Financial Services Company) on November 1, 1998 (the "Agreement"), THE HARTFORD LARGECAP GROWTH FUND is hereby included as a new Fund, to which all provisions in the Agreement shall apply.
EXHIBIT E.(XVI) AMENDMENT NUMBER 13 TO PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • July 28th, 2006 • Hartford Mutual Funds Inc/Ct
Pursuant to the Principal Underwriting Agreement between HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. and THE HARTFORD MUTUAL FUNDS, INC. (formerly known as ITT Hartford Mutual Funds, Inc.) dated July 22, 1996, as amended and as assigned to Hartford Investment Financial Services, LLC (formerly known as Hartford Investment Financial Services Company) on November 1, 1998 (the "Agreement"), the following are hereby included as new Funds, to which all provisions in the Agreement shall apply.
AMENDMENT NUMBER 12 TO PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • September 29th, 2005 • Hartford Mutual Funds Inc/Ct
Pursuant to the Principal Underwriting Agreement between HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. and THE HARTFORD MUTUAL FUNDS, INC. (formerly known as ITT Hartford Mutual Funds, Inc.) dated July 22, 1996, as amended and as assigned to Hartford Investment Financial Services, LLC (formerly known as Hartford Investment Financial Services Company) on November 1, 1998 (the "Agreement"), the following are hereby included as new Funds, to which all provisions in the Agreement shall apply.
FORM OF AMENDMENT NUMBER 12 TO PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • July 15th, 2005 • Hartford Mutual Funds Inc/Ct
Pursuant to the Principal Underwriting Agreement between HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. and THE HARTFORD MUTUAL FUNDS, INC. (formerly known as ITT Hartford Mutual Funds, Inc.) dated July 22, 1996, as amended and as assigned to Hartford Investment Financial Services, LLC (formerly known as Hartford Investment Financial Services Company) on November 1, 1998 (the "Agreement"), the following are hereby included as new Funds, to which all provisions in the Agreement shall apply.
EXHIBIT e.(xiv) AMENDMENT NUMBER 11 TO PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • April 29th, 2005 • Hartford Mutual Funds Inc/Ct
Pursuant to the Principal Underwriting Agreement between HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. and THE HARTFORD MUTUAL FUNDS, INC. (formerly known as ITT Hartford Mutual Funds, Inc.) dated July 22, 1996, as amended and as assigned to Hartford Investment Financial Services, LLC (formerly known as Hartford Investment Financial Services Company) on November 1, 1998 (the "Agreement"), THE HARTFORD CAPITAL APPRECIATION II FUND, THE HARTFORD FLOATING RATE FUND AND THE HARTFORD SELECT MIDCAP VALUE FUND are hereby included as new Funds. All provisions in the Agreement shall apply to The Hartford Capital Appreciation II Fund, The Hartford Floating Rate Fund and The Hartford Select MidCap Value Fund.
FORM OF AMENDMENT NUMBER 11 TO PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • February 11th, 2005 • Hartford Mutual Funds Inc/Ct
Pursuant to the Principal Underwriting Agreement between HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. and THE HARTFORD MUTUAL FUNDS, INC. (formerly known as ITT Hartford Mutual Funds, Inc.) dated July 22, 1996, as amended and as assigned to Hartford Investment Financial Services, LLC (formerly known as Hartford Investment Financial Services Company) on November 1, 1998 (the "Agreement"), THE HARTFORD CAPITAL APPRECIATION II FUND, THE HARTFORD FLOATING RATE FUND AND THE HARTFORD SELECT MIDCAP VALUE FUND are hereby included as new Funds. All provisions in the Agreement shall apply to The Hartford Capital Appreciation II Fund, The Hartford Floating Rate Fund and The Hartford Select MidCap Value Fund.
AMENDMENT NUMBER 10 TO PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • February 11th, 2005 • Hartford Mutual Funds Inc/Ct
Pursuant to the Principal Underwriting Agreement between HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. and THE HARTFORD MUTUAL FUNDS, INC. (formerly known as ITT Hartford Mutual Funds, Inc.) dated July 22, 1996, as amended and as assigned to Hartford Investment Financial Services, LLC (formerly known as Hartford Investment Financial Services Company) on November 1, 1998 (the "Agreement"), THE HARTFORD SELECT MIDCAP GROWTH FUND is hereby included as a new Fund. All provisions in the Agreement shall apply to The Hartford Select MidCap Growth Fund.
AMENDMENT NUMBER 9 TO PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • February 11th, 2005 • Hartford Mutual Funds Inc/Ct
Pursuant to the Principal Underwriting Agreement between Hartford Securities Distribution Company, Inc. and THE HARTFORD MUTUAL FUNDS, INC. (formerly known as ITT Hartford Mutual Funds, Inc.) dated July 22, 1996, as amended and as assigned to HARTFORD INVESTMENT FINANCIAL SERVICES, LLC (formerly known as Hartford Investment Financial Services Company) on November 1, 1998 (the "Agreement"), the following new series (the "Series") are hereby included as new Funds:
IN WITNESS WHEREOF, the parties hereto have caused this amendment to be executed on the 31st day of December, 2004.Principal Underwriting Agreement • December 23rd, 2004 • Hartford Mutual Funds Inc/Ct
Pursuant to the Principal Underwriting Agreement between HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. and THE HARTFORD MUTUAL FUNDS, INC. (formerly known as ITT Hartford Mutual Funds, Inc.) dated July 22, 1996, as amended and as assigned to Hartford Investment Financial Services, LLC (formerly known as Hartford Investment Financial Services Company) on November 1, 1998 (the "Agreement"), THE HARTFORD SELECT MIDCAP GROWTH FUND is hereby included as a new Fund. All provisions in the Agreement shall apply to The Hartford Select MidCap Growth Fund.
FORM OF AMENDMENT NUMBER 9 TO PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • May 19th, 2004 • Hartford Mutual Funds Inc/Ct
Pursuant to the Principal Underwriting Agreement between Hartford Securities Distribution Company, Inc. and THE HARTFORD MUTUAL FUNDS, INC. (formerly known as ITT Hartford Mutual Funds, Inc.) dated July 22, 1996, as amended and as assigned to HARTFORD INVESTMENT FINANCIAL SERVICES, LLC (formerly known as Hartford Investment Financial Services Company) on November 1, 1998 (the "Agreement"), the following new series (the "Series") are hereby included as new Funds:
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC.Principal Underwriting Agreement • February 12th, 2004 • Hartford Series Fund Inc
Pursuant to the Amended and Restated Principal Underwriting Agreement between HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. and HARTFORD SERIES FUND, INC. dated August 28, 2002 (the "Agreement"), HARTFORD EQUITY INCOME HLS FUND is hereby included as a new series. All provisions in the Agreement shall apply to Hartford Equity Income HLS Fund.
AMENDMENT AMENDMENTPrincipal Underwriting Agreement • January 22nd, 2004 • Peoples Benefit Life Insurance Co Separate Account V • Kentucky
Exhibit (c) Form of Principal Underwriting AgreementPrincipal Underwriting Agreement • December 31st, 2003 • Acacia National Variable Life Insurance Separate Account 1 • Nebraska
AMENDMENT NUMBER 8 TO PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • December 15th, 2003 • Hartford Mutual Funds Inc/Ct
Pursuant to the Principal Underwriting Agreement between HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. and THE HARTFORD MUTUAL FUNDS, INC. (formerly known as ITT Hartford Mutual Funds, Inc.) dated July 22, 1996, as amended and as assigned to Hartford Investment Financial Services, LLC (formerly known as Hartford Investment Financial Services Company) on November 1, 1998 (the "Agreement"), THE HARTFORD EQUITY INCOME FUND is hereby included as a new Fund. All provisions in the Agreement shall apply to The Hartford Equity Income Fund.
EXHIBIT 99e(ii) FIRST AMENDMENT TO AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENT Pursuant to the Amended and Restated Principal Underwriting Agreement between HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. and HARTFORD SERIES FUND, INC. dated...Principal Underwriting Agreement • October 24th, 2003 • Hartford Series Fund Inc
Pursuant to the Amended and Restated Principal Underwriting Agreement between HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. and HARTFORD SERIES FUND, INC. dated August 28, 2002 (the "Agreement"), HARTFORD EQUITY INCOME HLS FUND is hereby included as a new series. All provisions in the Agreement shall apply to Hartford Equity Income HLS Fund.
AMENDMENT NUMBER 8 TO PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • August 19th, 2003 • Hartford Mutual Funds Inc/Ct
Pursuant to the Principal Underwriting Agreement between Hartford Securities Distribution Company, Inc. and The Hartford Mutual Funds, Inc. (formerly known as ITT Hartford Mutual Funds, Inc.) dated July 22, 1996, as amended and as assigned to Hartford Investment Financial Services, LLC (formerly known as Hartford Investment Financial Services Company) on November 1, 1998 (the "Agreement"), The Hartford Equity Income Fund is hereby included as a new Fund. All provisions in the Agreement shall apply to The Hartford Equity Income Fund.
PRINCIPAL UNDERWRITING AGREEMENT EVERGREEN EQUITY TRUST CLASS A AND C SHARES AGREEMENT made this 18th day of September, 1997 by and between Evergreen Equity Trust on behalf of its series listed on Exhibit A attached hereto and made a part hereof (such...Principal Underwriting Agreement • March 10th, 2003 • Evergreen Equity Trust /De/ • Massachusetts
AMENDMENT NUMBER 4 TO PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • February 28th, 2003 • Hartford Mutual Funds Inc/Ct
Pursuant to the Principal Underwriting Agreement between Hartford Securities Distribution Company, Inc. and The Hartford Mutual Funds, Inc. (formerly known as ITT Hartford Mutual Funds, Inc.) dated July 22, 1996, as amended and as assigned to Hartford Investment Financial Services Company on November 1, 1998 (the "Agreement"), The Hartford Global Health Fund and The Hartford Global Technology Fund are hereby included as two new Funds. All provisions in the Agreement shall apply to The Hartford Global Health Fund and The Hartford Global Technology Fund.
AMENDMENT NUMBER 2 TO PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • February 28th, 2003 • Hartford Mutual Funds Inc/Ct
Pursuant to the Principal Underwriting Agreement between Hartford Securities Distribution Company, Inc. and The Hartford Mutual Funds, Inc. (formerly known as ITT Hartford Mutual Funds, Inc.) dated July 22, 1996, as amended by Amendment Number 1 to Principal Underwriting Agreement dated December 31, 1997 (the "Agreement"), The Hartford Growth and Income Fund is hereby included as an additional Fund. All provisions in the Agreement shall apply to The Hartford Growth and Income Fund.
EXHIBIT 99.e(x) AMENDMENT NUMBER 7 TO PRINCIPAL UNDERWRITING AGREEMENT Pursuant to the Principal Underwriting Agreement between Hartford Securities Distribution Company, Inc. and The Hartford Mutual Funds, Inc. (formerly known as ITT Hartford Mutual...Principal Underwriting Agreement • February 28th, 2003 • Hartford Mutual Funds Inc/Ct
This amended Agreement is effective for a period of two years from the date hereof and shall continue in effect thereafter in accordance with the provisions of Section 14 of the Agreement.
EXHIBIT 99.e(i) PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • February 28th, 2003 • Hartford Mutual Funds Inc/Ct • New York
