Exhibit 1.01 AMERICAN STATES WATER COMPANY (A California Corporation) 1,400,000 Common Shares UNDERWRITING AGREEMENTUnderwriting Agreement • September 23rd, 2004 • American States Water Co • Water supply • New York
BETWEENRights Agreement • August 20th, 1998 • American States Water Co • Water supply • California
EXHIBIT 10.01Change-in-Control Agreement • November 2nd, 1998 • American States Water Co • Water supply • California
EXHIBIT 10.1 AMENDED AND RESTATED CREDIT AGREEMENT Dated as of June 3, 2005Credit Agreement • June 9th, 2005 • American States Water Co • Water supply • California
UNDERWRITING AGREEMENTUnderwriting Agreement • August 11th, 2000 • American States Water Co • Water supply • New York
Ken Wolf [RE] Marketing & Trading [LOGO PINNACLE WEST P.O. Box 53999, M/S 9842 CAPITAL CORPORATION] Phoenix, Arizona 85072-399 Telephone: (602) 250-4313 Facsimile: (602) 250-3199 September 4, 2002Contract • April 8th, 2003 • American States Water Co • Water supply • California
amongCredit Agreement • April 8th, 2003 • American States Water Co • Water supply • California
ANDIndenture • December 3rd, 1998 • American States Water Co • Water supply • California
EXHIBIT 10.02 CHANGE-IN-CONTROL AGREEMENT This Change-in-Control Agreement (the "Agreement") is dated as of October 27, 1998, and is entered into by and among McClellan Harris III (the "Executive"), American States Water Company (the "Company") and...Change-in-Control Agreement • November 2nd, 1998 • American States Water Co • Water supply • California
RECITALSChange-in-Control Agreement • November 2nd, 1998 • American States Water Co • Water supply • California
Exhibit 10.1 September 12, 2007 Mr. Floyd Wicks 1647 Posilipo Lane Santa Barbara, CA 93108 Re: Retention Agreement. Dear Floyd: The following describes our agreement between you and American States Water Company (the "Company") with respect to your...Retention Agreement • September 14th, 2007 • American States Water Co • Water supply • California
AMENDED AND RESTATED CREDIT AGREEMENT Dated as of June 3, 2005 among AMERICAN STATES WATER COMPANY, as Borrower, THE LENDERS NAMED HEREIN and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent and Lead ArrangerCredit Agreement • June 29th, 2020 • American States Water Co • Water supply • California
Page Article 1. DEFINITIONS AND ACCOUNTING TERMS 1 1.1 Defined Terms 1 1.2 Use of Defined Terms 16 1.3 Accounting Terms; Covenant Calculations 17 1.4 Rounding 17 1.5 Exhibits and Schedules 17 1.6 References to “Borrower and its Subsidiaries” 17 1.7 Miscellaneous Terms 17 Article 2. ADVANCES AND LETTERS OF CREDIT 17 2.1 Advances-General 17 2.2 Alternate Base Rate Advances 18 2.3 Eurodollar Rate Advances 18 2.4 Conversion and Continuation of Advances 18 2.5 Letters of Credit 19 2.6 Termination or Reduction of the Commitments 22 2.7 Administrative Agent’s Right to Assume Funds Available for Advances 22 2.8 Swing Line 22 2.9 Adjusting Purchase Payments 23 Article 3. PAYMENTS AND FEES 23 3.1 Principal and Interest. 23 3.2 Unused Revolving Facility Commitment Fee 24 3.3 Closing Fees; Arrangement Fee; Agency Fee etc. 24 3.4 Letter of Credit Fees 25 3.5 Increased Commitment Costs 25 3.6 Eurodollar Costs and Related Matters 25 3.7 Late Payments and Default Rate 27 3.8 Computation of Interest an
1 EXHIBIT 10.23 [PINNACLE WEST LETTERHEAD] CONFIDENTIAL June 14, 2001 To: Southern California Water Company The following terms and conditions shall govern this agreement on June 14, 2001, between Southern California Water Company ("SCWC"), and...Energy Purchase Agreement • August 14th, 2001 • American States Water Co • Water supply • Arizona
FORM OF AWARD AGREEMENT FOR AMERICAN STATES WATER COMPANY 2024 SHORT-TERM INCENTIVE PROGRAMAward Agreement • March 29th, 2024 • American States Water Co • Water supply
American States Water Company (the “Company”) is pleased to inform you that you have been selected as a participant in the Company’s 2024 Short-Term Incentive Program (the “Bonus Program”). Unless otherwise defined in this award agreement, capitalized terms used in this award agreement have the same meanings as in the Bonus Program.
FORM OF AMERICAN STATES WATER COMPANY 2013 SHORT-TERM INCENTIVE PROGRAMShort-Term Incentive Program Agreement • March 28th, 2013 • American States Water Co • Water supply
American States Water Company (the “Company”) is pleased to inform you that you have been selected as a participant in the Company’s 2013 Short-Term Incentive Program (the “Bonus Program”). Unless otherwise defined in this award agreement, capitalized terms used in this award agreement have the same meanings as in the Bonus Program.
AMERICAN STATES WATER COMPANY FORM OF RESTRICTED STOCK UNIT AWARD AGREEMENTRestricted Stock Unit Award Agreement • November 3rd, 2017 • American States Water Co • Water supply • California
THIS RESTRICTED STOCK UNIT AWARD AGREEMENT (this “Agreement”) is dated as of by and between American States Water Company, a California corporation (the “Corporation”), and (the “Participant”).
FORM OF INDEMNIFICATION AGREEMENT] INDEMNIFICATION AGREEMENTIndemnification Agreement • March 1st, 2013 • American States Water Co • Water supply • California
This Indemnification Agreement (“Agreement”) is made as of [Date] by and between [Name of Company], a [state of organization] corporation (“Company”), and [Name of Director] (“Indemnitee”), a director of the Company.
AMERICAN STATES WATER COMPANY FORM OF RESTRICTED STOCK UNIT AWARD AGREEMENTRestricted Stock Unit Award Agreement • May 23rd, 2008 • American States Water Co • Water supply • California
THIS RESTRICTED STOCK UNIT AWARD AGREEMENT (this “Agreement”) is dated as of [___________] by and between American States Water Company, a California corporation (the “Corporation”), and [______________] (the “Participant”).
AMERICAN STATES WATER COMPANY Shares of Common Stock With an Aggregate Sales Price of Up to $200,000,000 EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • February 27th, 2024 • American States Water Co • Water supply
AMERICAN STATES WATER COMPANY AMENDED AND RESTATED 2008 STOCK INCENTIVE PLANPerformance Award Agreement • March 15th, 2013 • American States Water Co • Water supply • California
THIS PERFORMANCE AWARD AGREEMENT (this “Agreement”) is dated as of [ ], 2013 by and between American States Water Company, a California corporation (the “Corporation”), and [ ] (the “Participant”).
AMERICAN STATES WATER COMPANY RESTRICTED STOCK UNIT AWARD AGREEMENTRestricted Stock Unit Award Agreement • March 15th, 2006 • American States Water Co • Water supply • California
THIS RESTRICTED STOCK UNIT AWARD AGREEMENT (this “Agreement”) is dated as of January 30, 2006 by and between American States Water Company, a California corporation (the “Corporation”), and [ ] (the “Participant”).
WESTERN SYSTEMS POWER POOL AGREEMENTWestern Systems Power Pool Agreement • August 14th, 2001 • American States Water Co • Water supply • Utah
1,000,000 SHARES AMERICAN STATES WATER COMPANY COMMON SHARES UNDERWRITING AGREEMENTUnderwriting Agreement • May 15th, 2009 • American States Water Co • Water supply • New York
JANNEY MONTGOMERY SCOTT LLC EDWARD D. JONES & CO., L.P. BREAN MURRAY, CARRET & CO. As Representatives of the Several Underwriters Named in Schedule I hereto c/o Janney Montgomery Scott LLC 1801 Market Street Philadelphia, PA 19103
AMENDED AND RESTATED CREDIT AGREEMENT Dated as of June 3, 2005 among AMERICAN STATES WATER COMPANY, as Borrower, THE LENDERS NAMED HEREIN and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent and Lead ArrangerCredit Agreement • April 26th, 2022 • American States Water Co • Water supply • California
This LIMITED CONSENT (this “Consent”) is entered into as of May 20, 2015 among AMERICAN STATES WATER COMPANY, a California corporation (“Borrower”), each of the lenders party to the Credit Agreement (defined below), and WELLS FARGO BANK, NATIONAL ASSOCIATION, as administrative agent for the Lenders (in such capacity, the “Administrative Agent”) and lead arranger. Capitalized terms used herein and not otherwise defined shall have the meanings set forth for such terms in the Credit Agreement. Section references herein are to sections of the Credit Agreement unless otherwise stated.
FORM OF AWARD AGREEMENT FOR AMERICAN STATES WATER COMPANY 2020 SHORT-TERM INCENTIVE PROGRAMAward Agreement • April 1st, 2020 • American States Water Co • Water supply
American States Water Company (the “Company”) is pleased to inform you that you have been selected as a participant in the Company’s 2020 Short-Term Incentive Program (the “Bonus Program”). Unless otherwise defined in this award agreement, capitalized terms used in this award agreement have the same meanings as in the Bonus Program.
RESIGNATION AND GENERAL RELEASE AGREEMENTResignation and General Release Agreement • September 22nd, 2008 • American States Water Co • Water supply • California
This RESIGNATION AND GENERAL RELEASE AGREEMENT (“Agreement”), made this 19th day of September 2008, by and between Michael Patrick George (“Executive”), an individual, and American States Water Company (“Company”), a California corporation, is a resignation and general release of claims.
AMERICAN STATES WATER COMPANY 2000 STOCK INCENTIVE PLAN NONQUALIFIED STOCK OPTION AGREEMENTNonqualified Stock Option Agreement • January 7th, 2005 • American States Water Co • Water supply • California
THIS NONQUALIFIED STOCK OPTION AGREEMENT (this “Option Agreement”) by and between AMERICAN STATES WATER COMPANY, a California corporation (the “Corporation”), and (the “Participant”) evidences the nonqualified stock option (the “Option”) granted by the Corporation to the Participant as to the number of shares of the Corporation’s common shares, no par value (the “Common Shares”), first set forth below.
DEPOSIT AGREEMENTDeposit Agreement • December 3rd, 1998 • American States Water Co • Water supply • California
AMERICAN STATES WATER COMPANY FORM OF NONQUALIFIED STOCK OPTION AGREEMENTNonqualified Stock Option Agreement • May 23rd, 2008 • American States Water Co • Water supply
THIS NONQUALIFIED STOCK OPTION AGREEMENT (this “Option Agreement”) by and between AMERICAN STATES WATER COMPANY, a California corporation (the “Corporation”), and _____________________________ (the “Participant”) evidences the nonqualified stock option (the “Option”) granted by the Corporation to the Participant as to the number of shares of the Corporation’s common shares, no par value (the “Common Shares”), first set forth below.
AMERICAN STATES WATER COMPANY AMENDED AND RESTATED 2008 STOCK INCENTIVE PLAN PERFORMANCE AWARD AGREEMENTPerformance Award Agreement • June 4th, 2012 • American States Water Co • Water supply • California
THIS PERFORMANCE AWARD AGREEMENT (this “Agreement”) is dated as of May 29, 2012 by and between American States Water Company, a California corporation (the “Corporation”), and Robert J. Sprowls (the “Participant”).
FORM OF AMERICAN STATES WATER COMPANYShort-Term Incentive Program Agreement • April 1st, 2011 • American States Water Co • Water supply
American States Water Company (the “Company”) is pleased to inform you that you have been selected as a participant in the Company’s 2011 Short-Term Incentive Program (the “Bonus Program”). Unless otherwise defined in this award agreement, capitalized terms used in this award agreement have the same meanings as in the Bonus Program.
EXHIBIT 10.25 AUTOMATED POWER EXCHANGE MASTER SERVICE AND PARTICIPATION AGREEMENT THIS AUTOMATED POWER EXCHANGE MASTER SERVICE AND PARTICIPATION AGREEMENT ("MSPA") is made and entered into this 7th day of February, 2002 by and between Automated Power...Master Service and Participation Agreement • March 5th, 2002 • American States Water Co • Water supply • California
FORM OF AWARD AGREEMENT FORAward Agreement • April 1st, 2019 • American States Water Co • Water supply
American States Water Company (the “Company”) is pleased to inform you that you have been selected as a participant in the Company’s 2019 Short-Term Incentive Program (the “Bonus Program”). Unless otherwise defined in this award agreement, capitalized terms used in this award agreement have the same meanings as in the Bonus Program.
AMENDED AND RESTATED CREDIT AGREEMENT Dated as of June 3, 2005 among AMERICAN STATES WATER COMPANY, as Borrower, THE LENDERS NAMED HEREIN and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent and Lead ArrangerCredit Agreement • June 21st, 2021 • American States Water Co • Water supply • California
This LIMITED CONSENT (this “Consent”) is entered into as of May 20, 2015 among AMERICAN STATES WATER COMPANY, a California corporation (“Borrower”), each of the lenders party to the Credit Agreement (defined below), and WELLS FARGO BANK, NATIONAL ASSOCIATION, as administrative agent for the Lenders (in such capacity, the “Administrative Agent”) and lead arranger. Capitalized terms used herein and not otherwise defined shall have the meanings set forth for such terms in the Credit Agreement. Section references herein are to sections of the Credit Agreement unless otherwise stated.
SEPARATION AGREEMENT And GENERAL RELEASE OF ALL CLAIMSSeparation Agreement • August 13th, 2021 • American States Water Co • Water supply • Virginia
This Separation Agreement and General Release of All Claims (“Agreement”) is made by and between American States Utility Services, Inc., including its parent, affiliates and subsidiaries (collectively referred to as “ASUS” or the “Company”), and Stuart Harrison (“Employee”) with respect to the following facts:
